| Mar 27 2023 |
UK High Court Hands Down Decision in Sova Capital |
Katten |
| Jun 8 2015 |
Bridging the Week: June 1 to 5 and 8, 2015 [VIDEO] (BitLicense, Reg SHO, TRACE, CCPs, Manipulation and Shakespeare |
Katten |
| Dec 11 2015 |
NFA Issues Notice on Inclusion of Legal Entity Identifiers in Swap Dealer/Major Swap |
Katten |
| Aug 2 2019 |
FINRA Proposes to Ease Restrictions on Initial Equity Public Offerings and New Issues |
Katten |
| Aug 5 2019 |
ILPA Principles 3.0: Focusing on Enhancing Transparency in Private Equity Funds and Alternative Investments |
Katten |
| Jun 12 2015 |
FINRA Requests Comment on a Proposed Rule to Require Delivery of an Educational Communication to Customers of a Transferring Representative |
Katten |
| Dec 18 2015 |
Federal Banking Agencies Seek Comment on Interagency Effort to Reduce Regulatory Burden |
Katten |
| Jun 16 2013 |
Commodity Futures Trading Commission (CFTC) Expands List of Acceptable Legal Entity Identifiers |
Katten |
| Apr 6 2014 |
Commodity Futures Trading Commission (CFTC) Issues Interpretation Regarding Auditor Independence Standards |
Katten |
| Jun 18 2013 |
Patient Safety Organization (PSO) Reminder: Hospitals Need to Contract with a PSO in Order to Participate in State Insurance Exchanges |
Katten |
| Mar 14 2024 |
Ensuring Everything Is Above Board: CFTC Proposes Simplified Rules for SEF and DCM Governance, Independence and Mitigating Conflicts of Interest |
Katten |
| Nov 7 2014 |
CFTC Interprets Obligations to Send Initial Margin Segregation Notices and Reports |
Katten |
| Dec 19 2016 |
Broken Order Router; Trading Illicitly for Mom; Manipulation: Reg SHO; Reg MAR - Bridging the Week: December 12 to 16 and December 19, 2016 [VIDEO] |
Katten |
| Jun 19 2017 |
Bridging the Week: June 12 to 16 and June 19, 2017 (Protectionism; CCPs; Volcker; TAS; FinTech) |
Katten |
| Apr 11 2014 |
CFTC (Commodity Futures Trading Commission) Extends Relief to FCMs (Futures Commission Merchants) from Certain Commingling Requirements |
Katten |
| Jun 29 2013 |
Portfolio Reconciliation and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants |
Katten |
| Apr 18 2014 |
Securities and Exchange Commission (SEC) Brings Lawsuit Against Hedge Fund Manager for Defrauding Investors |
Katten |
| Jun 26 2017 |
Bridging the Week: June 19 to 23 and June 26, 2017 (Costs and Benefits Don’t Add Up; Floor Trading; LOPR; MiFID II and Direct Market Access) [VIDEO] |
Katten |
| Nov 19 2021 |
Update on OSHA's Vaccination Requirement for Employers With 100+ Employees |
Katten |
| Nov 28 2014 |
2014 Year-End Estate Planning Advisory |
Katten |
| Jul 12 2018 |
Are You Ready for the New Partnership Audit Regime? |
Katten |
| Sep 6 2019 |
NFA Adopts Clarifying Changes to Rules and Interpretive Notices |
Katten |
| May 1 2014 |
Narrowing Colour Claims Re: Christian Louboutin Trademark |
Katten |
| Jan 15 2016 |
CFTC Issues No-Action Relief From the Swap Clearing Requirements for Small Bank Holding Companies, Small Savings and Loan Holding Companies, and Certain Community Development Financial Institutions |
Katten |
| Jul 23 2018 |
Bridging the Weeks by Gary DeWaal: Attempted Manipulation; Curious About Digital Assets; Whistleblowing; SARs; Obstruction |
Katten |
| Dec 11 2014 |
ICANN Gears Up for Second Round of gTLD Applications Even as First Round Still Underway |
Katten |
| Jan 5 2018 |
Filing Requirements for Swap Valuation Dispute Notices and Monthly Swap Dealer Risk Data Reporting Requirements are Effective January 2018 |
Katten |
| Jul 14 2017 |
CFTC Announces Review of Swaps Reporting Regulations |
Katten |
| Jan 22 2016 |
CFTC Issues Order Delegating to the NFA Certain Functions Related to Notices of Swap Valuation Disputes |
Katten |
| Dec 19 2014 |
CFTC Extends Relief to Four Foreign Clearing Organizations |
Katten |
| Jan 20 2017 |
Commodity Futures Trading Commission Grants Order to LCH |
Katten |
| Sep 27 2019 |
New SEC Rule Expands “Test-the-Waters” to All Issuers |
Katten |
| Mar 8 2019 |
CFPB Releases Advanced Notice of Proposed Rulemaking Regarding Residential Property Assessed Clean Energy Financing |
Katten |
| Jul 26 2017 |
House FAA Reauthorization Bill Proposes Implicit Revocation of US–EU Air Transport Agreement |
Katten |
| Jul 10 2020 |
FINRA Updates on July 10, 2020 |
Katten |
