| Feb 19 2024 |
TMA Chicago Midwest Podcast Hosted by Paul Musser | Jack O'Connor Talks 'Success Through Service' [PODCAST] |
Katten |
| Apr 14 2013 |
ICE Clear Europe Authorized to Portfolio Margin Swaps and Security-Based Swaps |
Katten |
| Apr 2 2021 |
2021 Advisory Committee Overview and Engagement Notice |
Katten |
| May 25 2018 |
CFTC Issues Proposed Rule Amends Margin Requirements & CFTC Issues Virtual Currency Advisory for Exchanges and Clearinghouses |
Katten |
| Apr 21 2013 |
SEC and Commodity Futures Trading Commission (CFTC) Adopt Joint Rules to Help Protect Investors from Identity Theft |
Katten |
| Oct 10 2014 |
FINRA Proposes to Make Permanent the Limited Fee Waiver Pilot Program for TRACE Data |
Katten |
| May 19 2017 |
CFPB Requests Information Regarding the Small Business Lending Market |
Katten |
| May 22 2017 |
Bridging the Week: May 15-19, May 22, 2017 (Unintended Consequences; Ransomware; Insider Trading; Alleged Lying) [VIDEO] |
Katten |
| May 22 2017 |
US Supreme Court Limits Venue in Patent Cases—Is It the Death Knell for Forum Shopping? |
Katten |
| Jun 6 2016 |
CFTC Proposes To Allow Designated Contract Markets and Swap Execution Facilities To Recognize Certain Hedging and Spread Positions From Speculative Position Limits |
Katten |
| May 5 2013 |
Securities and Exchange Commission (SEC) Issues Proposal Regarding Cross-Border Security-Based Swap Activities |
Katten |
| Jun 5 2015 |
SEC Staff Releases Analysis Related to Pay Ratio Disclosure Rules |
Katten |
| Dec 15 2017 |
CFTC Requests Comment on Proposed Exemptive Order to Permit ICE Clear Credit, ICE Clear US and ICE Clear Europe to Invest Customer Funds in French and German Sovereign Debt |
Katten |
| Apr 16 2021 |
CFTC Staff Issues Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19 |
Katten |
| Jun 15 2018 |
SEC Releases Updates to Custody Rule Frequently Asked Questions |
Katten |
| Jun 2 2017 |
NFA Issues Notice Regarding Monthly Risk Data Reporting Requirements for Swap Dealers |
Katten |
| Dec 11 2015 |
FAST Act Legislation and Impact on Securities Law |
Katten |
| Jun 17 2016 |
CFTC Seeks Comment With Respect to ICE Futures US Rule Amendment Certification |
Katten |
| Nov 10 2014 |
NFA (National Futures Association) Changes Public Display of FCM Financial Information on BASIC |
Katten |
| Apr 23 2021 |
Gary Gensler Names Initial Senior Staff Members |
Katten |
| Jun 11 2020 |
SCOTUS Confirms Willful Infringement Not Required to Award Trademark Profits |
Katten |
| Dec 5 2020 |
Division of Corporation Finance Issues Disclosure Consideration for China-Based Issuers |
Katten |
| Mar 14 2024 |
Back to the Drawing-Board: The CFTC Re-Proposes Rules to Codify Letter 19-17 |
Katten |
| Dec 18 2015 |
OCC Issues Recovery Proposal for Institutions With Assets of $50 Billion or More |
Katten |
| Jun 1 2013 |
Securities and Exchange Commission (SEC) Division of Corporation Finance Issues 13 New and Revised Compliance and Disclosure Interpretations (C&DIs) |
Katten |
| Aug 23 2019 |
SEC Issues New Guidance Regarding Proxy Voting Responsibility of Investment Advisers and the Applicability of Proxy Rules to Proxy Voting Advice |
Katten |
| Nov 14 2014 |
Commodity Futures Trading Commission (CFTC) Issues Further Relief for Package Transactions |
Katten |
| Dec 11 2020 |
CFTC Approves Final Rules Regarding Electronic Trading Risk Principles and Bankruptcy Regulations & Organizational Changes |
Katten |
| Nov 23 2014 |
CFTC Proposes to Revise Interpretation on Forward Contracts with Embedded Volumetric Optionality |
Katten |
| Jun 17 2017 |
FINRA Proposes Rule Change to Extend the Implementation of Margin Requirements for Credit Default Swaps |
Katten |
| Jun 21 2017 |
FINRA Proposes Rule Change Regarding Trade Modifiers and the Reporting of Transactions in US Treasury Securities |
Katten |
| Jun 23 2017 |
CFPB Seeks Comment on Proposed Changes to Prepaid Rule |
Katten |
| Jan 8 2016 |
CFTC Amends Recordkeeping Rules |
Katten |
| Apr 11 2014 |
CFTC (Commodity Futures and Trading Commission) Reissues and Clarifies Relief Regarding Swaps Trading on MTFs (Multilateral Trading Facilities) |
Katten |
| Dec 8 2014 |
SEC Issues Third-Annual Dodd-Frank Whistleblower Program Report |
Katten |
