| Oct 6 2013 |
Commodity Futures Trading Commission (CFTC) Staff Issues No-Action Letters Relating to Swap Execution Facilities |
Katten |
| Jan 19 2013 |
FTC Announces New Filing Thresholds for Hart-Scott-Rodino Pre-Merger Notifications |
Katten |
| Jan 8 2021 |
SEC Proposes Rule 144 Tacking Amendments |
Katten |
| Nov 8 2019 |
SEC Proposes Changes to the Advertising and Cash Solicitation Rules for Investment Advisers |
Katten |
| Feb 12 2018 |
FINRA Requests Comment on Rules Applicable to Government Securities |
Katten |
| Jan 27 2013 |
Federal Deposit Insurance Corporation "FDIC" Launches Community Affairs Webinar Series |
Katten |
| Feb 11 2015 |
Tinder Swipes Left on Gap's New Ad Campaign: A Reminder to Always Check Terms of Service |
Katten |
| Mar 4 2016 |
SEC Chair Addresses Advisory Committee on Small and Emerging Companies |
Katten |
| Oct 18 2013 |
SEC Chair Speaks on Public Company Disclosure |
Katten |
| Feb 2 2013 |
IRS Releases Proposed and Final Regulations Regarding Health Insurance Premium Tax Credits |
Katten |
| Dec 22 2022 |
Managing Legal Uncertainty in Sole-Director Companies - Recent Developments |
Katten |
| Feb 16 2015 |
OCC Releases Bulletin Summarizing Interim Final Rule on Subordinated Debt Issued by National Banks |
Katten |
| Oct 25 2013 |
Commodity Futures Trading Commission (CFTC) Requests Public Comment on Made Available to Trade (MAT) Filings by Javelin and trueEX |
Katten |
| Jan 15 2021 |
COVID-19 Weekly Newsletter: Biden Announces Ambitious Vaccination Plan |
Katten |
| Feb 11 2013 |
trueEX Requests that Commodity Futures Trading Commission (CFTC) Amend Order of Designation as a Contract Market |
Katten |
| Nov 22 2019 |
Glass Lewis Releases 2020 US Proxy Paper Guidelines |
Katten |
| Feb 21 2015 |
CFTC Announces Members of Market Risk Advisory Committee |
Katten |
| Apr 10 2020 |
FCA Publishes Webpage on its Expectation of Funds During COVID-19 Pandemic |
Katten |
| Jul 15 2014 |
SEC Focuses on Burgeoning Liquid Alternative Funds Market |
Katten |
| Mar 15 2016 |
When Is Discount Pricing Considered to be Deceptive? Practical “Tips” |
Katten |
| Sep 11 2015 |
CFTC Publishes Registration Deficiency List |
Katten |
| Jun 21 2023 |
SEC Swaps the Game: New Rules to Combat Fraud, Manipulation and CCO Undue Influence |
Katten |
| Jul 18 2014 |
Securities and Exchange Commission (SEC) Adopts First Installment of Rules for Cross-Border Security-Based Swap Activity |
Katten |
| Dec 6 2019 |
CFTC Issues Guidance on Chief Compliance Officer Annual Report Preparation |
Katten |
| Feb 25 2013 |
Department of Labor (DOL) Issues Guidance for Employee Retirement Income Security Act of 1974 (ERISA) Plans to Engage in Cleared Swaps |
Katten |
| Sep 30 2016 |
SEC Adopts Rules for Enhanced Regulatory Framework for Securities Clearing Agencies |
Katten |
| Dec 13 2019 |
CFTC to Hold an Open Commission Meeting on December 18 |
Katten |
| Mar 6 2015 |
Supreme Court Limits Scope of SOX Anti-Shredding Provision |
Katten |
| Apr 16 2020 |
Revising Initial Expectations: CFTC Proposes Substantial Amendments to Form CPO-PQR and Related Requirements |
Katten |
| Nov 25 2013 |
Futures Industry Releases Insurance Study |
Katten |
| Sep 4 2020 |
CFTC No-Action Letter 20-25: CFTC Provides Time-Limited Relief from the Swap Clearing Requirement |
Katten |
| Oct 6 2017 |
FINRA Board of Governors Authorizes Rule Proposals at September Meeting |
Katten |
| Oct 2 2015 |
Banking Agencies Announce EGRPRA Meeting |
Katten |
| Aug 17 2014 |
Office of the Comptroller of the Currency (OCC) Issues Lease Financing Booklet of the Comptroller’s Handbook and Rescinds Earlier Publication |
Katten |
| Oct 16 2017 |
Bridging the Week: October 9 – 13 and October 16, 2017 (Spoofing; Supervision; De Minimis Threshold; Automated Trading System Gone Bad) [VIDEO] |
Katten |
