| Jul 12 2015 |
CFTC Proposes Rule on Margin Requirements for Uncleared Swaps in Cross-Border Transactions |
Katten |
| Jul 10 2016 |
CFTC Releases Results of CBOE Futures Exchange Rule Enforcement Review |
Katten |
| Oct 24 2023 |
Significant Changes Proposed to CFTC Rule 4.7 'Registration Lite' |
Katten |
| May 20 2021 |
Intellectual Property: Top 5 Tips for Brand Protection |
Katten |
| Oct 24 2023 |
FinCEN Announces Extension to CTA Reporting Deadlines |
Katten |
| Jun 26 2020 |
Prudential Regulators Revise Initial Margin Rules for Uncleared Swaps |
Katten |
| May 10 2014 |
Securities and Exchange Commission (SEC) Approves Financial Industry Regulatory Authority (FINRA) Rule Change to Limit Self-Trading |
Katten |
| Jan 12 2018 |
FINRA Releases 2018 Regulatory and Examination Priority Letter |
Katten |
| Oct 11 2019 |
SEC Proposes to Require Proposed NMS Plan Fee Amendments to Follow Public Notice, Comment and Approval Procedure |
Katten |
| Jul 24 2015 |
Federal Reserve Changes Name Check Process |
Katten |
| Jan 12 2015 |
FINRA Issues Annual Regulatory and Examination Priorities Letter for 2015 |
Katten |
| Jun 6 2022 |
6 Best Practices for Designing and Implementing Patient Safety Evaluation System (PSES) Policies in Order to Maximize Privilege Protections Under the Patient Safety Act |
Katten |
| Mar 23 2019 |
ESMA Publishes Statement on the Impact on the MiFIR Trading Obligation for Shares; the FCA Responds |
Katten |
| Nov 24 2012 |
SEC and Department of Justice Release Detailed FCPA Resource Guide |
Katten |
| Jul 9 2020 |
Toward a Rational Debt-Equity Framework in Leveraged Aircraft Leases |
Katten |
| Jul 30 2017 |
Volcker Rule Developments |
Katten |
| Aug 24 2018 |
SEC Amends Disclosure Obligations in Municipal Securities Market |
Katten |
| Jul 13 2020 |
CFTC Announces Technology Advisory Committee, Market Risk Advisory Committee Meeting and Finalization of 2020-2024 Strategic Plan |
Katten |
| Jan 17 2015 |
New Law Aligns Clearing and Margin Exceptions for Swaps |
Katten |
| Mar 29 2019 |
CFTC Unanimously Approves Rule Amendments to Ease Regulatory Burdens |
Katten |
| Aug 24 2013 |
United States Patent and Trademark Office (USPTO) Publishes Draft Trademark Examination Guide Update Regarding Applications for Marks Comprised of Generic Top-Level Domains (gTLDs) |
Katten |
| Aug 4 2017 |
FINRA and SIPC Agree To Streamline the Annual Report Filing Process for Broker-Dealers |
Katten |
| Jan 26 2018 |
CFTC’s Market Risk Advisory Committee Releases Agenda for Upcoming Public Meeting |
Katten |
| Aug 31 2018 |
CFTC Grants No-Action Relief Relating to Counting Toward the Swap Dealer Registration De Minimis Threshold |
Katten |
| Nov 2 2019 |
Another Postponement of Margin Rules for Covered Agency Transactions Under FINRA Rule 4210 |
Katten |
| Feb 3 2017 |
FINRA and ISG Update Electronic Blue Sheet Data Elements |
Katten |
| Sep 1 2013 |
Commodity Futures Trading Commission (CFTC) Issues Interpretation of “Actual Delivery” |
Katten |
| Jul 17 2020 |
FINRA Proposes to Increase Positions Limits on Certain Options |
Katten |
| May 19 2023 |
President Biden's New Executive Order on Environmental Justice Broadly Expands Environmental Justice Requirements |
Katten |
| Apr 5 2019 |
SEC Issues TurnKey Jet, Inc. No-Action Letter |
Katten |
| Jun 8 2014 |
Commodities Futures Trading Commission (CFTC) and Reserve Bank of Australia Sign Memorandum of Understanding Regarding Cross-Border Clearing Organizations |
Katten |
| Jan 29 2015 |
You Say “Tom‘ah’to,” I Say “Tom‘ay’to”: Determining the Correct Pronunciation of Uniquely Coined Trademarks |
Katten |
| Aug 14 2015 |
Federal Reserve Issues Clarification of Debit Card Interchange Rule in Response to Court Action |
Katten |
| Jun 23 2022 |
SEC Proposes Additional ESG Disclosure Requirements for Regulated Funds and Related Expansion of Investment Company Act "Names Rule" |
Katten |
| Feb 1 2015 |
SEC Division of Corporation Finance Issues New C&DI Related to Resales Under Regulation S |
Katten |
