| Dec 16 2012 |
CFTC Issues No-Action Relief from CPO Registration |
Katten |
| Jun 6 2014 |
Supreme Court Unanimously Rejects Federal Circuit Standards for Indefiniteness and Induced Infringement |
Katten |
| Feb 15 2016 |
Bridging the Week: February 8–12 and 16, 2016 (Cross-Border Security Swaps; London Whale; Transatlantic Accord; Spoofing; MiFID II Delay; MF Global; Cybersecurity) [VIDEO] |
Katten |
| Nov 22 2019 |
ISS Releases 2020 Proxy Voting Guideline Updates |
Katten |
| Dec 26 2021 |
Securities Regulatory and Enforcement: Four Asset Management Trends |
Katten |
| Oct 4 2018 |
Considerations and Challenges Under New IRS Guidance on Section 162(m) |
Katten |
| Sep 14 2013 |
Former Head of Investor Relations Penalized by SEC for Selectively Disclosing Material Nonpublic Information, While Self-Disclosing Company Escapes Charges |
Katten |
| Feb 16 2018 |
SEC Proposes Budget for Fiscal Year 2019 |
Katten |
| Apr 24 2019 |
TTAB Continues to Rule on Genericness |
Katten |
| Aug 20 2015 |
The Surface Transportation and Veterans Health Care Choice Improvement Act of 2015: Important Changes Affecting Tax Filings for Individuals and for Trusts and Estates |
Katten |
| Feb 19 2016 |
SEC Issues No-Action Letters With Respect to Rule 14a-8(i)(10) |
Katten |
| Dec 24 2012 |
Commodity Futures Trading Commission "CFTC" Issues No-Action Letters Relating to Swaps |
Katten |
| Feb 6 2015 |
SEC and FINRA Issue Cybersecurity Publications |
Katten |
| Feb 17 2017 |
FINRA Files Proposed Rules With The SEC To Implement Consolidated Audit Trail Plan |
Katten |
| Sep 20 2013 |
Securities and Exchange Commission (SEC) Proposes Rule Regarding Disclosure of CEO-to-Worker Pay Ratio |
Katten |
| Apr 26 2019 |
Federal Reserve Proposes Revamped Standards for Determinations of Bank Control |
Katten |
| Aug 30 2016 |
OFAC General License Loosens Restrictions on Non-US Carrier Flights to Iran |
Katten |
| Aug 28 2015 |
The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Kill Switch for NOM |
Katten |
| Aug 14 2020 |
Wolfsberg Group Publishes Statement on Developing Effective AML and CTF Program |
Katten |
| Jan 8 2013 |
Office of the Comptroller of the Currency 'OCC" Provides Guidance on Swap "Push-Out" Transition Periods |
Katten |
| Sep 6 2016 |
Proposed Regulations Under Internal Revenue Code Section 2704: Changes May Be Coming to Transfers of Closely Held Business Interests |
Katten |
| Dec 13 2019 |
SEC Issues Guidance on Substituted Compliance Applications by Non-US Security-Based Swap Dealers and Major Security-Based Swap Participants |
Katten |
| Feb 17 2015 |
SEC Publishes Rules for Reporting Security-Based Swaps |
Katten |
| Feb 27 2018 |
SEC Publishes Inspection Priorities for 2018 |
Katten |
| Jan 12 2013 |
NYSE Eliminates Certain Equities Account Type Indicators |
Katten |
| Apr 13 2020 |
Between Bridges Gary DeWaal: April 13, 2020 (Morphing Futures Contract; Transforming Digital Assets; Blue Sheets) |
Katten |
| Jan 20 2013 |
CFTC Issues Exemptive Order to ICE Clear Credit Permitting Commingling and Portfolio Margining of Cleared Credit Default Swaps and Security-Based Swaps |
Katten |
| Jun 26 2014 |
The Early Bird Gets the Trademark: Don’t Delay Filing Intent-to-Use Applications |
Katten |
| Jun 27 2014 |
Commodity Futures Trading Commission (CFTC) Extends Relief to Futures Commission Merchants (FCMs) from Certain Commingling Requirements |
Katten |
| Sep 16 2016 |
SEC Chair Gives Speech on Equity Market Structure |
Katten |
| Jan 27 2013 |
National Futures Association "NFA" Issues Notice Regarding CTA Reporting Requirements |
Katten |
| Feb 27 2015 |
CFTC Staff to Host Public Roundtable on Recovery and Orderly Wind-Down of DCOs |
Katten |
| Feb 15 2024 |
Supreme Court Considers Whether Pure Omissions Can Support Section 10(b) Liability |
Katten |
| Feb 5 2013 |
Consumer Financial Protection Bureau (CFPB) Delays Remittance Rule |
Katten |
| Sep 22 2017 |
CFTC Provides No-Action Relief From Commission Regulation 4.7(b)(2) Reporting Requirements |
Katten |
