| May 18 2018 |
CFTC Open Access to Markets & Relief in Swap-Dealer Agreements |
Katten |
| May 23 2015 |
CFTC Announces Agenda For Upcoming Market Risk Advisory Committee Meeting |
Katten |
| Mar 15 2014 |
Commodity Futures Trading Commission (CFTC) to Host Roundtable on Commodity Pool Operator Risk Management Practices |
Katten |
| Oct 10 2014 |
European Securities and Markets Authority (ESMA) Clearing Obligations for Foreign-exchange Non-deliverable Forwards (FX NDF) and IRS |
Katten |
| Oct 16 2014 |
The SEC's Municipalities Continuing Disclosure Cooperation (MCDC) Initiative: Where To Go from Here |
Katten |
| Oct 17 2014 |
Institutional Shareholder Services (ISS) Releases 2015 Draft Voting Policy Changes for Comment |
Katten |
| Nov 16 2020 |
CFTC Adopts New Rules on Position Limits for Derivatives |
Katten |
| Jun 1 2018 |
Financial Regulators Propose Changes to Volcker Rule |
Katten |
| Feb 8 2019 |
SEC Issues C&DI on Disclosure of Self-Identified Director Diversity Characteristics |
Katten |
| Sep 18 2023 |
Katten and Reputation Consultancy Lansons Debut Podcast Series on Misconduct in Financial Services [Podcast] |
Katten |
| May 29 2020 |
CFTC Issues COVID-19 Commodity ETPs Customer Advisory & Holds Commission Meeting |
Katten |
| Jun 5 2015 |
Senator Elizabeth Warren Criticizes SEC Chair Mary Jo White for “Extremely Disappointing” Leadership |
Katten |
| Dec 11 2015 |
NFA Issues Notice on Inclusion of Legal Entity Identifiers in Swap Dealer/Major Swap |
Katten |
| Nov 20 2020 |
CFTC Extends Temporary Swap Data Reporting Relief for Certain International Swap Dealers and Major Swap Participants |
Katten |
| Aug 12 2019 |
Bridging the Week by Gary DeWaal: August 5 - 9, and August 12, 2019 (Securities or Not; Swap Dealer Misleading Information; Market Abuse) |
Katten |
| Nov 1 2014 |
Updated: Commodity Futures Trading Commission (CFTC) Extends Relief to Futures Commission Merchants (FCMs) from Certain Commingling Requirements |
Katten |
| Jun 16 2013 |
Commodity Futures Trading Commission (CFTC) Expands List of Acceptable Legal Entity Identifiers |
Katten |
| Apr 6 2014 |
Commodity Futures Trading Commission (CFTC) Issues Interpretation Regarding Auditor Independence Standards |
Katten |
| Jun 12 2015 |
CFTC Issues Relief From IB and CTA Registration to Foreign Persons Dealing in Swaps for International Financial Institutions |
Katten |
| Dec 18 2015 |
Federal Banking Agencies Seek Comment on Interagency Effort to Reduce Regulatory Burden |
Katten |
| Sep 27 2023 |
Greenwashing? Try 'Greenhushing' – A Look at Recent Developments in Fashion Sustainability Claims |
Katten |
| Jun 18 2013 |
Patient Safety Organization (PSO) Reminder: Hospitals Need to Contract with a PSO in Order to Participate in State Insurance Exchanges |
Katten |
| Nov 5 2014 |
CFTC, SEC, and the Korea Financial Services Commission: Bridging the Week: October 27 to 31 and November 3, 2014 |
Katten |
| Apr 23 2021 |
Alex Oh Named SEC Director of Enforcement |
Katten |
| Apr 11 2014 |
CFTC (Commodity Futures Trading Commission) Extends Relief to FCMs (Futures Commission Merchants) from Certain Commingling Requirements |
Katten |
| Nov 11 2014 |
Tweaking, Residual Interest; CFTC Priorities; Enforcement Highlights; G-IBs; Stress Tests - Bridging the Week: November 3 to 7 and November 10, 2014 [VIDEO] |
Katten |
| Jun 29 2013 |
Portfolio Reconciliation and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants |
Katten |
| Dec 19 2016 |
Broken Order Router; Trading Illicitly for Mom; Manipulation: Reg SHO; Reg MAR - Bridging the Week: December 12 to 16 and December 19, 2016 [VIDEO] |
Katten |
| Aug 23 2019 |
SEC Announced Charges for Regulation FD Violations |
Katten |
| Apr 18 2014 |
Securities and Exchange Commission (SEC) Brings Lawsuit Against Hedge Fund Manager for Defrauding Investors |
Katten |
| Jun 19 2017 |
Bridging the Week: June 12 to 16 and June 19, 2017 (Protectionism; CCPs; Volcker; TAS; FinTech) |
Katten |
| Jun 26 2017 |
Bridging the Week: June 19 to 23 and June 26, 2017 (Costs and Benefits Don’t Add Up; Floor Trading; LOPR; MiFID II and Direct Market Access) [VIDEO] |
Katten |
| May 1 2014 |
Narrowing Colour Claims Re: Christian Louboutin Trademark |
Katten |
| Jan 15 2016 |
CFTC Issues No-Action Relief From the Swap Clearing Requirements for Small Bank Holding Companies, Small Savings and Loan Holding Companies, and Certain Community Development Financial Institutions |
Katten |
| Dec 13 2014 |
SEC Sanctions Operator of Unregistered Virtual Currency Exchanges |
Katten |
