| Jul 18 2016 |
U.S., EU Launch "Privacy Shield" Data Transfer Framework, Certification to Begin August 1 |
Katten |
| Jul 7 2017 |
CFTC Grants SEF Registration to LedgerX |
Katten |
| Mar 4 2019 |
Bridging the Week by Gary DeWaal: February 25 – March 1 and March 4, 2019 (Appeal Not Appealing; Purported Fraudster Indicted for Fraud) |
Katten |
| Jul 25 2015 |
FinCEN Issues Advisory on FATF-Identified Jurisdictions With AML/CFT Deficiencies |
Katten |
| Dec 26 2012 |
The Commodity Futures Trading Commission "CFTC" Extends Compliance Dates for Certain Swap Dealer and Major Swap Participant Requirements |
Katten |
| Jan 22 2016 |
FTC Announces Revised Hart-Scott-Rodino Filing Thresholds |
Katten |
| Aug 10 2018 |
CFTC Proposes Rules to Simplify Process for Foreign Clearing Organizations to Obtain DCO Registration Exemptions |
Katten |
| Jul 28 2015 |
When Advertising Is Not Enough: Merely Offering a Service Does Not Constitute Use of a Trademark in Commerce |
Katten |
| May 11 2014 |
Federal Financial Institutions Examination Council (FFIEC) Member Agencies and State of New York to Focus Attention on Cybersecurity |
Katten |
| Jan 18 2018 |
Issues for Compensation Committees to Consider When Grappling With Changes to 162(m) and the Death of the Performance-Based Compensation Exemption |
Katten |
| Jan 9 2013 |
Consumer Financial Protection Bureau "CFPB" Proposes Revisions to Remittance Rule |
Katten |
| Jan 20 2017 |
CFTC’s Enforcement Division Issues New Advisories on Cooperation |
Katten |
| Mar 11 2019 |
Bridging the Week by Gary DeWaal: March 4 – 8 and March 11, 2019 (Bribing Is Wrong; Smarter Swaps APs Are Better; Commercially Reasonable Prices for EFRPs Are Best) |
Katten |
| Oct 4 2019 |
FINRA Amends Rules 2210 and 2241 to Conform to FAIR Act |
Katten |
| Jan 13 2013 |
Proposed Rule Change to Amend FINRA Rule Regarding Investor Education and Protection Disclosures |
Katten |
| Nov 15 2023 |
Back to the Future: CFTC Proposes to Amend Customer Funds Investment Rule Including to Again Permit Investments in Certain Non-US Sovereign Debt |
Katten |
| Aug 24 2018 |
CFTC Amendments, Orders of Registration and Proposals for Officers |
Katten |
| Mar 26 2020 |
COVID-19 Considerations for Employers |
Katten |
| Mar 15 2019 |
CFTC and Monetary Authority of Singapore Issue Joint Statement Regarding the Mutual Recognition of Certain Derivatives Trading Venues in the United States and Singapore |
Katten |
| Jan 20 2013 |
FINRA Issues Annual Regulatory and Examination Priorities Letter for 2013 |
Katten |
| Jul 10 2020 |
NFA Issues Notice to Members Regarding Compliance Date for Swaps Proficiency Requirement |
Katten |
| Aug 17 2013 |
SEC Order Temporarily Exempting Certain Broker Dealers and Certain Transactions from the Recordkeeping and Reporting Requirements of Rule 13H-1 |
Katten |
| Jan 27 2017 |
Sixth Circuit Grants Motion to Pause WOTUS Litigation Pending Supreme Court Review |
Katten |
| Feb 5 2016 |
FDIC Releases Paper on Cybersecurity |
Katten |
| Aug 14 2015 |
CFTC Extends Relief for Non-US Swap Dealers From Transaction-Level Requirements |
Katten |
| May 24 2023 |
Bankers' Associations File Challenge to CFPB Small Business Data Collection Rule |
Katten |
| Sep 7 2018 |
NFA Releases Notice Regarding Swap Valuation Dispute Filing Process |
Katten |
| Jun 14 2022 |
Katten Financial Markets and Funds Quick Take: June 2022 |
Katten |
| Feb 3 2015 |
Swaps Trading Rules; Sentinel; E-Mails; OCR; CCPs: Bridging the Week: January 26 to 30 and February 2, 2015 [VIDEO] |
Katten |
| Oct 25 2019 |
FATF Updates List of AML/CFT Deficient Jurisdictions |
Katten |
| Jul 17 2020 |
SEC Approves Extension of Temporary NYSE Waiver of Stockholder Approval Rules |
Katten |
| Feb 5 2013 |
National Futures Association (NFA) to Require Commodity Pool Operators (CPOs) to Identify Registered Investment Companies |
Katten |
| Aug 19 2016 |
CFTC Issues Final Response To Remand Order in SIFMA v. CFTC |
Katten |
| May 31 2023 |
SEC Adopts Final Rule Amendments to Form PF |
Katten |
| Feb 12 2013 |
California Does It Again! Recommends Best Practices for the Mobile App Industry |
Katten |
