| Jan 25 2017 |
EPA Issues Notice Delaying Implementation of Thirty Regulations |
Katten |
| May 23 2014 |
National Futures Association (NFA) Adopts Fee for Registration Non-Disclosures |
Katten |
| Jan 22 2016 |
CFTC Issues Order Delegating to the NFA Certain Functions Related to Notices of Swap Valuation Disputes |
Katten |
| Jul 24 2015 |
CFTC Staff Exempts Certain CTAs From Filing Form CTA-PR |
Katten |
| Jan 9 2015 |
CME Strikes Revisions to Wash Trade Advisory Notice Regarding Block Trades |
Katten |
| Mar 26 2020 |
COVID-19 Considerations for Employers |
Katten |
| Jul 10 2020 |
ARRC Publishes Additional LIBOR Replacement Materials |
Katten |
| Nov 25 2012 |
CFTC Issues FAQ on Energy Agreements |
Katten |
| Aug 31 2018 |
Statement on Status of the Consolidated Audit Trail |
Katten |
| Aug 7 2015 |
National Futures Association Grants Form PR Reporting Relief to Certain CTAs |
Katten |
| Dec 1 2012 |
CFTC Issues Required Clearing Determination for Certain Credit Default and Interest Rate Swaps |
Katten |
| Feb 5 2016 |
FDIC Releases Paper on Cybersecurity |
Katten |
| Jul 17 2020 |
SEC Approves Extension of Temporary NYSE Waiver of Stockholder Approval Rules |
Katten |
| Jan 30 2015 |
SEC Announces Proxy Voting Roundtable |
Katten |
| Mar 31 2020 |
The Code to the Rescue! Leveraging the Internal Revenue Code to Help Employees During the COVID-19 Crisis |
Katten |
| Jun 20 2014 |
Supreme Court Rules Patent Claims Ineligible as Abstract Ideas, Affirming Federal Circuit in Alice Corp Pty. Ltd. V. CLS Bank Int'l |
Katten |
| Jun 20 2014 |
Financial Industry Regulatory Authority (FINRA) Proposes to Amend Rule 2360 |
Katten |
| Aug 19 2016 |
CFTC Issues Final Response To Remand Order in SIFMA v. CFTC |
Katten |
| Apr 1 2020 |
Force Majeure Clauses and Financially Settled Transactions Under the ISDA Master Agreement |
Katten |
| Oct 6 2013 |
Commodity Futures Trading Commission (CFTC) Staff Issues No-Action Letters Relating to Swap Execution Facilities |
Katten |
| Feb 7 2015 |
Glass Lewis Enhances its Pay-for-Performance and Equity Plan Models |
Katten |
| Apr 2 2020 |
COVID-19 Impact on Public Disclosure on SEC Reporting Companies |
Katten |
| Jan 8 2021 |
SEC Proposes Rule 144 Tacking Amendments |
Katten |
| Feb 9 2015 |
Bridging the Week: February 2 to 6 and February 9, 2015 [VIDEO]- Cybersecurity; Peregrine Financial Fallout; Market Abuse; Collusion |
Katten |
| Feb 17 2017 |
SEC Approves Pricing Disclosures for Fixed Income Securities |
Katten |
| Feb 12 2018 |
FINRA Requests Comment on Rules Applicable to Government Securities |
Katten |
| Apr 12 2019 |
FINRA Issues Regulatory Notice Regarding Departing Registered Representatives |
Katten |
| Apr 3 2020 |
Agencies to Consider Comments on Volcker Rule Modifications |
Katten |
| Jan 11 2013 |
The FTC’s Interim Final Red Flags Rule: What It Means for Non-Bank, Short-Term Consumer Lenders |
Katten |
| Feb 16 2015 |
UK Financial Conduct Authority (FCA) Reviews Regulatory Regime for Crowdfunding and Promotion of Non-Readily Realizable Securities by Other Media |
Katten |
| Sep 1 2017 |
Speech From the Office of the Investor Advocate Addresses FASB’s Proposals Regarding the Definition of Materiality |
Katten |
| Oct 18 2013 |
SEC Chair Speaks on Public Company Disclosure |
Katten |
| Feb 26 2016 |
Revised Comptroller’s Handbook Country Risk Management Booklet |
Katten |
| Jan 19 2013 |
FTC Announces New Filing Thresholds for Hart-Scott-Rodino Pre-Merger Notifications |
Katten |
| Oct 25 2013 |
Commodity Futures Trading Commission (CFTC) Requests Public Comment on Made Available to Trade (MAT) Filings by Javelin and trueEX |
Katten |
