| Aug 25 2013 |
Federal Agencies Seek to Bolster Leverage Ratio Standards for Largest Banks |
Katten |
| Jul 9 2020 |
Toward a Rational Debt-Equity Framework in Leveraged Aircraft Leases |
Katten |
| Nov 21 2012 |
SEC Rejects Motion to Stay Resource Extraction Disclosure Rules |
Katten |
| Jan 23 2015 |
CFPB Finalizes Minor Changes to “Know Before You Owe” Mortgage Rules |
Katten |
| Aug 8 2015 |
SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants |
Katten |
| Aug 4 2017 |
FINRA and SIPC Agree To Streamline the Annual Report Filing Process for Broker-Dealers |
Katten |
| Feb 5 2016 |
CFTC Approves Derivative Clearing Organization Registration Order for Eurex Clearing AG |
Katten |
| Aug 24 2018 |
SEC Amends Disclosure Obligations in Municipal Securities Market |
Katten |
| Jul 13 2020 |
CFTC Announces Technology Advisory Committee, Market Risk Advisory Committee Meeting and Finalization of 2020-2024 Strategic Plan |
Katten |
| Aug 12 2016 |
FINRA Requests Comments on Proposed Gift, Gratuities and Non-Cash Compensation Rule Amendments |
Katten |
| Feb 3 2017 |
FINRA and ISG Update Electronic Blue Sheet Data Elements |
Katten |
| Jun 6 2014 |
Supreme Court Unanimously Rejects Federal Circuit Standards for Indefiniteness and Induced Infringement |
Katten |
| Mar 27 2020 |
SEC Approves CBOE Proposed Rule Change Regarding Off-Floor Position Transfers |
Katten |
| Jan 4 2021 |
Congress Enacts Corporate Transparency Act Requiring Corporations, Limited Liability Companies and Similar Entities to Disclose Beneficial Ownership Information |
Katten |
| Jan 26 2018 |
CFTC’s Market Risk Advisory Committee Releases Agenda for Upcoming Public Meeting |
Katten |
| Aug 31 2018 |
CFTC Grants No-Action Relief Relating to Counting Toward the Swap Dealer Registration De Minimis Threshold |
Katten |
| Dec 9 2012 |
CFTC Grants No-Action Relief for Certain Cleared Repo Transactions |
Katten |
| Sep 14 2013 |
Former Head of Investor Relations Penalized by SEC for Selectively Disclosing Material Nonpublic Information, While Self-Disclosing Company Escapes Charges |
Katten |
| Feb 12 2016 |
European Commission and CFTC Announce Harmonized Approach to CCPs |
Katten |
| Jul 17 2020 |
FINRA Proposes to Increase Positions Limits on Certain Options |
Katten |
| May 19 2023 |
President Biden's New Executive Order on Environmental Justice Broadly Expands Environmental Justice Requirements |
Katten |
| Dec 16 2012 |
CFTC Issues No-Action Relief from CPO Registration |
Katten |
| Sep 20 2013 |
Securities and Exchange Commission (SEC) Proposes Rule Regarding Disclosure of CEO-to-Worker Pay Ratio |
Katten |
| Aug 20 2015 |
The Surface Transportation and Veterans Health Care Choice Improvement Act of 2015: Important Changes Affecting Tax Filings for Individuals and for Trusts and Estates |
Katten |
| Feb 10 2017 |
Acting SEC Chair Directs Staff to Reconsider Pay Ratio Disclosure Rule |
Katten |
| Feb 6 2015 |
SEC and FINRA Issue Cybersecurity Publications |
Katten |
| Feb 17 2016 |
Further Relaxation of Sanctions for Commercial Aircraft Operations in Cuba |
Katten |
| Nov 1 2019 |
FINRA Issues 2019 Report on Examination Findings and Observations |
Katten |
| Aug 26 2016 |
CFTC Issues No-Action Letter Regarding Use of Security-Based Swaps in Initial Margin Calculations for Uncleared Swaps |
Katten |
| Dec 24 2012 |
Commodity Futures Trading Commission "CFTC" Issues No-Action Letters Relating to Swaps |
Katten |
| Aug 28 2015 |
The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Kill Switch for NOM |
Katten |
| Feb 17 2015 |
SEC Publishes Rules for Reporting Security-Based Swaps |
Katten |
| Jan 8 2013 |
Office of the Comptroller of the Currency 'OCC" Provides Guidance on Swap "Push-Out" Transition Periods |
Katten |
| Jun 26 2014 |
The Early Bird Gets the Trademark: Don’t Delay Filing Intent-to-Use Applications |
Katten |
| Feb 29 2016 |
Bridging the Week: February 22–26 and 29, 2016 (Position Limits; Short Sales; Canadian Derivatives; Form PR) |
Katten |
