July 13, 2020

Volume X, Number 195

July 13, 2020

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July 10, 2020

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
26
Jun
Experian Avoids Hefty Punitive Damage Award, but Still Has to Pay $5,000 for a Single FCRA Violation For Claimed Pain and Suffering Squire Patton Boggs (US) LLP
26
Jun
Additional $600 Unemployment Payment Expiration Date Looms Near Jackson Lewis P.C.
26
Jun
IRS Provides Guidance on PTO Donation Programs to Aid Victims of the COVID-19 Pandemic Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
26
Jun
Accounting and Auditing Enforcement Activity Declines Slightly in 2019 Cornerstone Research
26
Jun
IRS Provides Definitive Guidance On CARES Act Retirement Plan Provisions Barnes & Thornburg LLP
26
Jun
Neither Member Nor Manager And Yet Still An Agent Be Allen Matkins Leck Gamble Mallory & Natsis LLP
25
Jun
California Consumers Can’t Escape Federal Jury Trial by Abandoning Available Damages Claims Faegre Drinker
25
Jun
The Supreme Court Affirms, but Limits, the SEC's Disgorgement Power Bracewell LLP
25
Jun
SBA Issues Additional Interim Final Rule for PPP Loan Forgiveness and Loan Review Procedures Varnum LLP
25
Jun
Illinois Moves to Phase 4 of Re-Opening Plan Much Shelist, P.C.
25
Jun
“Covid Surcharges” – Fair Game, or a Price Increase by Another Name? Proskauer Rose LLP
25
Jun
We Received Our PPP Funds, Now What? An Updated Guide to Loan Forgiveness Much Shelist, P.C.
25
Jun
Businesses to Assist UK Test and Trace Effort Hunton Andrews Kurth
25
Jun
Unemployment During COVID-19: The Basics [PODCAST] Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
25
Jun
Not So Fast…UK Court of Appeal Denies NCA a Shot at Redemption Following First UWO Defeat Greenberg Traurig, LLP
25
Jun
Ohio Order Prohibits Mass Gatherings and Other Business Operations - Updated June 25, 2020 Foley & Lardner LLP
25
Jun
COVID-19: PPP Loan Borrowers - Your Information May Now Be Public K&L Gates
25
Jun
SEC Adopts Amendments to Financial Disclosure Requirements for Business Acquisitions and Dispositions Mintz
25
Jun
An Abundance of Riches: Do Increasing Deposits Mean Less for Borrowers? K&L Gates
25
Jun
UK FCA Discussion Paper on UK Prudential Regime for Investment Firms Proskauer Rose LLP

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