August 12, 2022

Volume XII, Number 224

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August 12, 2022

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August 11, 2022

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
22
Jul
United States: SEC Rescinds Conditions to Proxy Voting Advice Exemptions K&L Gates
22
Jul
UK Prohibits Certain Investment in Russia Greenberg Traurig, LLP
22
Jul
$500,000 Worth of Crypto Recovered from US Health Care Ransomware! Foley & Lardner LLP
22
Jul
Second Circuit Declines to Allow SEC Rule 10b-5 Claim for “Scheme Liability” to Proceed Where the Alleged Misconduct Amounted Only to the Making of Material Misstatements or Omissions Sheppard, Mullin, Richter & Hampton LLP
22
Jul
The Impact of Interest Rate Hikes on the Real Estate Market ArentFox Schiff LLP
22
Jul
What You Need to Know About China ‘Binding Corporate Rules' Under the New Certification Specifications K&L Gates
22
Jul
Why You Still Need Fee in Lieu of Tax Agreements Womble Bond Dickinson (US) LLP
22
Jul
Government Brings First Cryptocurrency Insider Trading Charges Hunton Andrews Kurth
22
Jul
China’s Didi Fined Over $1B by Chinese Data Regulators Squire Patton Boggs (US) LLP
22
Jul
California Supreme Court Allows Treble Damages For Diversion Improper Limited Partnership Distributions Allen Matkins Leck Gamble Mallory & Natsis LLP
21
Jul
Crypto Interest-Bearing Accounts, the Next Target? Sheppard, Mullin, Richter & Hampton LLP
21
Jul
Sales Tax on NFTs: Washington State Guidance Blazes Trail Other States May Follow Greenberg Traurig, LLP
21
Jul
Louisiana Approves Virtual Custody Services and Proposes Virtual Currency Business Licensing Rules Sheppard, Mullin, Richter & Hampton LLP
21
Jul
How Michigan's New Assignment of Rents Act Affects Commercial Tenants Miller Canfield
21
Jul
DOJ Charges Six Individuals with NFT Fraud Sheppard, Mullin, Richter & Hampton LLP
21
Jul
Payday Lender Ordered to Pay $39 Million in Misappropriated Funds Suit Sheppard, Mullin, Richter & Hampton LLP
21
Jul
Lending Tree Notifies 70,000 Customers of Data Breach Robinson & Cole LLP
21
Jul
6th Circuit Tosses ERISA Fiduciary Breach Claims Jackson Lewis P.C.
21
Jul
ALABAMA COURT RULES AGAINST THE DEFENSE: AmerAssist Not Smiling So Much Now Troutman Firm
21
Jul
Real Estate Finance: Holdbacks in a Post COVID Environment Nelson Mullins

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