Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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May
11
2022
California Governor Issues Executive Order Fostering Use and Regulation of Blockchain and Crypto Greenberg Traurig, LLP
Jan
23
2015
Helios Raises $1.1 Billion Fund for African Investments Covington & Burling LLP
Sep
8
2015
National Futures Association Proposes Cybersecurity Guidance for NFA Member Firms Morgan, Lewis & Bockius LLP
Dec
13
2022
Increasing US Enforcement Action for Sanctions Violations by Crypto Exchanges Likely to Have Ripple Effect in UK and Europe Squire Patton Boggs (US) LLP
Oct
1
2018
Governor Brown Signs SB 1235 into Law Ballard Spahr LLP
Sep
26
2019
Final Hardship Distribution Regulations, Part Two: Implementation Considerations Proskauer Rose LLP
Mar
27
2020
BREAKING: Massachusetts AG Issues Emergency Regulations Banning Outbound Debt Collection Calls & Text Messages Womble Bond Dickinson (US) LLP
May
23
2019
Model Rule for Securities Administrators Approved by NASAA Robinson & Cole LLP
Jan
16
2020
[PODCAST] The CCPA for the Land Title Industry: Who Does the CCPA Apply To? (Part 1 of 4) Carlton Fields
Apr
22
2024
CMS Changes Medicare Advantage and Part D Plans’ Agent/Broker/TPMO Compensation Landscape Foley & Lardner LLP
Oct
30
2024
SEC Division of Examinations Publishes 2025 Priorities Katten
Jun
19
2020
SEC Chairman Clayton Provides Public Statement Regulation Best Interest and Form CRS Katten
Mar
9
2022
DOJ Redlining Initiative Revealed Nelson Mullins
Sep
15
2011
Tenth Circuit Holds that "Forced Sellers" Resulting From a Squeeze Out Merger Lack Standing to Assert Claims Under Sections 11 and 12(a)(2) the Securities Act of 1933 Sheppard, Mullin, Richter & Hampton LLP
Sep
24
2016
UK FCA Publishes New Notification Form for Transaction Reporting Errors Katten
Jun
7
2018
Beneficiaries Under A Payment Bond Stark & Stark
Sep
28
2023
The SEC's New Private Fund Adviser Rules: A Guide to Compliance K&L Gates LLP
Feb
7
2024
Gold Dome Report – Legislative Day 16 (2024) Nelson Mullins
Jul
23
2024
Europe: European Commission Adopts Delegated Regulations for ELTIF 2.0 and Rejects Key Changes Proposed by ESMA K&L Gates LLP
Apr
23
2025
Powering The Future: The UK's Nuclear Revolution Womble Bond Dickinson (US) LLP
Mar
20
2021
Securities Class Action Settlements Stay on Pace Despite Pandemic Cornerstone Research
Aug
10
2022
New FCA Consumer Duty Confirmed and Explained Squire Patton Boggs (US) LLP
Mar
14
2013
Lenders Beware -- California Decision May Ignite Next Wave of Lender Liability Litigation Sheppard, Mullin, Richter & Hampton LLP
Oct
17
2014
SEC Faces New Constitutional Challenge to Administrative Proceedings Based on Tenure Protection of Administrative Law Judges Faegre Drinker
May
28
2015
Just What You Are Looking For?—Family Office Direct Investing in Search Funds re: Private Equity Investment McDermott Will & Schulte LLP
Jan
19
2016
UPDATE: Challenges to Standing of Petrobras Opt-Out Plaintiffs Denied Mintz
Mar
23
2023
Cryptoasset Regulatory Update: HM Treasury Publishes Consultation Paper on the Future of the Financial Services Regulatory Regime for Cryptoassets K&L Gates LLP
Jan
23
2017
New Guidance on “Personal Benefit” Test of Insider Trading Law Murtha Cullina
 
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