Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Nov
4
2021
 Are U.S. Immigration Laws Causing International Students to Enroll Elsewhere? Norris McLaughlin P.A.
Apr
27
2023
 Government Contracts Cost and Pricing – The Truth in Negotiations Act … or Whatever the Kids Are Calling It These Days (Part 1) Sheppard, Mullin, Richter & Hampton LLP
Dec
20
2016
 Risk Retention in Commercial Mortgage-Backed Securities: Look Back and Look Forward Katten
Jan
26
2018
 RFP for Entertainment Venue and RFQ for Banks Developer(s) Dinsmore & Shohl LLP
Dec
18
2019
 SEC Proposes Conditional Exemption for Certain Activities of Registered Municipal Advisors Greenberg Traurig, LLP
Oct
6
2020
 Intrafamily Loans: October Updates Wiggin and Dana LLP
Feb
15
2013
 Financial Industry Regulatory Authority (FINRA) Proposes Rule Change that Would Require Reporting Over-the-Counter (OTC) Equity Transactions Within 10 Seconds Katten
May
3
2019
 CFPB Releases Redesigned HMDA Research and Data Page Ballard Spahr LLP
Jun
27
2024
 Pensions Dashboards – Thyme Is of the Essence: How to Meet the 8 August 2024 Deadline Squire Patton Boggs (US) LLP
May
7
2015
 Form 10-Q Koans Allen Matkins Leck Gamble Mallory & Natsis LLP
Dec
23
2015
 Federal Securities Law Implications of FAST Act Morgan, Lewis & Bockius LLP
Aug
31
2016
 Ninth Circuit Holds That SOX Disgorgement of Incentive Compensation Does Not Depend on Executives’ Own Misconduct Proskauer Rose LLP
Jun
10
2020
 Federal Court Mandates Agency Review Whistleblower Claim Denial Kohn, Kohn & Colapinto
Jul
25
2022
 District Court Shows Timeshare “Exit” Attorney the Exit K&L Gates LLP
Feb
3
2023
 SEC Commissioner Questions ESG Investing Mintz
Nov
16
2023
 The Short Time Period to Contest a Will Stark & Stark
Mar
22
2024
 PFOF Verbot McDermott Will & Schulte LLP
Jul
10
2025
 CFPB Funding Cut Nearly 50% by “One Big Beautiful Bill Act” Sheppard, Mullin, Richter & Hampton LLP
Aug
21
2015
 Federal Protecting Tenants at Foreclosure Act Stark & Stark
Apr
21
2016
 Catalytic Finance Initiative Raises $8 Billion for High-Impact Sustainable Projects Mintz
Jan
24
2019
 ILCs, the OCC, and the Future of Fintech Banking Robinson & Cole LLP
Apr
22
2020
 FFIEC Updates Its Bank Secrecy Act/Anti-Money Laundering Examination Manual Greenberg Traurig, LLP
Apr
29
2022
 FinTechs in Crosshairs as CFPB Invokes Dormant Authority to Examine Nonbanks Sheppard, Mullin, Richter & Hampton LLP
Oct
26
2022
 401(k) Limits Reflect Inflation Mintz
Jul
20
2023
 SEC Staff Continues to Put Pressure on Non-GAAP Adjustments That It Views As Normal Operating Expenses Barnes & Thornburg LLP
Jan
3
2025
 Massachusetts Revamps Its Money Transmission Law K&L Gates LLP
May
23
2018
 House Passes Banking Bill Providing Dodd-Frank Relief Ballard Spahr LLP
Mar
25
2020
 Consumer cannot avoid arbitration by suing "DOE" Defendants Squire Patton Boggs (US) LLP
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