Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Oct
17
2024
 SEC Approves Nasdaq Rule Change on Reverse Stock Splits and Minimum Bid Price Compliance Timing Mintz
Mar
14
2016
 Financial Services Sector Implications of ‘Brexit’ Morgan, Lewis & Bockius LLP
Apr
8
2019
 Launch of European Joint Platform for EU Sandboxes and Innovation Hubs K&L Gates LLP
Oct
12
2011
 Biggest ID Theft Bust in U.S. History Risk and Insurance Management Society, Inc. (RIMS)
Aug
18
2022
 SEC Hints at Path for Digital Assets to Morph Into Non-Securities Polsinelli PC
Feb
27
2023
 Creditor Stung By Academy Of Motion Picture Arts And Sciences Bylaws Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
6
2013
 Securities and Exchange Commission (SEC) Staff Issues FAQs on Conflict Minerals Reporting Morgan, Lewis & Bockius LLP
Mar
25
2015
 Chinese Government Issues 2015 Foreign Investment Catalogue — Effective April 10, 2015 Covington & Burling LLP
Mar
13
2017
 Pence’s Chief Economist Previews CFPB Changes, Predicts Agency’s Continued Existence Covington & Burling LLP
Dec
5
2018
 First Punch: Floyd Mayweather and DJ Khaled Settle with SEC Over Unlawful Touting of ICOs Proskauer Rose LLP
Aug
1
2009
 Free Money for Trade Creditors: How to Exercise Your Rights and Get Paid Under Section 503(b)(9) Poyner Spruill LLP
May
20
2022
 Fifth Circuit Decision Could Undermine Constitutionality of HHS Civil Money Penalty Laws Greenberg Traurig, LLP
Dec
27
2012
 No-Action Letter Regarding Definition of "Ready Market" with Regard to Foreign Equity Securities Pursuant to SEC Rule 15c3-1(c)(11)(i) Katten
Aug
20
2014
 Payment Card Industry (PCI) Data Security Standard 3.0: New Guidance to Consider When Engaging Service Providers Morgan, Lewis & Bockius LLP
Nov
14
2016
 Financial Cybercrime: Fraud-Prevention Resources for Online Lenders K&L Gates LLP
Aug
1
2019
 SEC Adopts Amendments to Loan Provision of Auditor Independence Rules Vedder Price
Mar
17
2021
 Private Equity Investment in Sport Squire Patton Boggs (US) LLP
Apr
11
2025
 DOJ Narrows Crypto Enforcement to Individuals Sheppard, Mullin, Richter & Hampton LLP
Apr
27
2014
 Recovering Abacha’s Billions Re: Illicit Financial Flows Out of Africa Covington & Burling LLP
Nov
14
2015
 FINRA Issues Investor Alert Regarding IRS Phone Scam Katten
Aug
14
2018
 California Supreme Court Empowers The DBO And The Courts To Regulate Interest Rates Allen Matkins Leck Gamble Mallory & Natsis LLP
Jul
22
2020
 $100 a Day in Sanctions: Shelton Is Simply Crushing a TCPA Defendant and I Just Can’t Watch Anymore Troutman Amin, LLP
Sep
18
2020
 Securities and Exchange Commission (SEC) Updates, September 18, 2020 Katten
Sep
26
2023
 New York State Department of Labor Issues Proposed Regulations on Salary Transparency Law Proskauer Rose LLP
Apr
16
2024
 SEC Adopts Amendments to Modernize Internet Investment Adviser Registration Exemption Stark & Stark
Jan
16
2025
 The BR International Trade Report: January 2025 Blank Rome LLP
Jul
24
2025
 Legislative Update: Notable Tax Changes for Banks and Financial Institutions Hunton Andrews Kurth
Jul
26
2016
 SEC Adopts Amendments Updating its Rules of Practice for Administrative Proceedings Mintz
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