Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Apr
30
2020
 Federal Reserve Announces New Details for Main Street Lending Program Polsinelli PC
Aug
17
2020
 The SEC Cannot Abandon Its Rules Protecting Internal Whistleblowers Kohn, Kohn & Colapinto
Apr
14
2023
 Question of the Week: What is the most significant regulatory change you expect to see this year and why? Proskauer Rose LLP
Aug
28
2023
 Time Is Money: A Quick Wage-Hour Tip on … A Quick Primer on What to Include in the Regular Rate of Pay Epstein Becker & Green, P.C.
Jun
11
2018
 Are Footnotes Verboten? Allen Matkins Leck Gamble Mallory & Natsis LLP
Dec
17
2021
 SEC Awards Over $900,000 to Whistleblower Kohn, Kohn & Colapinto
Jun
24
2023
 Five Things You Need to Know About OFAC and Anti-Money Laundering Laws for 2024 Oberheiden P.C.
Feb
27
2025
 Update of German Law Aspects of Crypto Assets Squire Patton Boggs (US) LLP
May
13
2016
 FINRA Publishes Guidance With Respect to Reporting Large Options Positions Katten
Oct
2
2019
 Real Estate Development Runs Afoul Of California Securities Laws Allen Matkins Leck Gamble Mallory & Natsis LLP
Dec
6
2017
 Court Enforces — Partially — IRS “John Doe” Summons Served on Virtual Currency Exchanger Ballard Spahr LLP
Feb
15
2019
 ESAs Publish Final Report on Amendments to the PRIIPs Key Information Document Katten
May
28
2019
 $4.5M SEC Whistleblower Award Underscores Incentives to Report Internally Zuckerman Law
Oct
11
2022
 Foley Automotive Report October 11, 2022
Sep
3
2024
 Guarding Against Fraud and Loss – What You Need to Know When Taking Security by Way of a Bank Guarantee K&L Gates LLP
Jan
19
2016
 SEC Whistleblower Program Not Limited to Corporate Insiders [VIDEO] Zuckerman Law
May
19
2017
 SEC Issues Risk Alert in Response to WannaCry Ransomware Attack Katten
Sep
1
2017
 SEC and Staff Issue Interpretative Guidance on Revenue Recognition Katten
Oct
9
2018
 Zillow Successful in Lawsuit Triggered by CFPB Investigation Ballard Spahr LLP
Jul
1
2022
 OFSI Fines UK Company for Financial Sanctions Breach Greenberg Traurig, LLP
Mar
7
2024
 Ten States Sue to Block SEC Climate Disclosure Rule Before the Ink is Dry Mintz
Mar
20
2013
 UK Financial Services Authority Releases Alternative Investment Fund Managers Directive (AIFMD) Regulatory Survey Morgan, Lewis & Bockius LLP
Jun
4
2015
 Senator Warren’s Letter to the SEC Chair Calls for More Aggressive Enforcement Proskauer Rose LLP
Sep
11
2015
 FCA Issues Consultation on Implementation of UCITS V and Changes to UK Investment Funds Rules Katten
Jan
24
2020
 Availability and Benefits of Shelf Offerings for Public Issuers Ward and Smith, P.A.
May
1
2020
 EC Adopts a New Set of Measures in Response to the COVID-19 Pandemic Katten
Aug
30
2023
 Spot Bitcoin ETFS – Coming to an Exchange Near You (Maybe)! K&L Gates LLP
Jun
9
2025
 TCPA INSURANCE TO THE RESCUE?: Small Debt Collector Walks Away From Class Suit For Under Policy Limits Troutman Amin, LLP
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