Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Jun
3
2019
 NYDFS and OCC to Discuss Proposed Final Judgment in NYDFS Lawsuit Challenging Fintech Charter Ballard Spahr LLP
Jun
22
2022
 SEC Charges Private Equity Adviser for Undisclosed Disproportionate Allocation of Transaction Expenses to Advised Fund ArentFox Schiff LLP
Dec
22
2022
 SEC Adopts New Rule 10B-5 Insider Trading Requirements Womble Bond Dickinson (US) LLP
Aug
14
2024
 Vermont Enters a New Age of Virtual Currency Money Transmission K&L Gates LLP
Sep
4
2025
 OCC Terminates 2022 Consent Order Against National Bank Sheppard, Mullin, Richter & Hampton LLP
Dec
28
2023
 Last Minute Guidance Can Cause Holiday Stress Nelson Mullins
Feb
16
2018
 Congress Again Attempts To Address Multiemployer Plan Crisis In Bipartisan Budget Act Jackson Lewis P.C.
Oct
23
2023
 OCR Cybersecurity Newsletter Emphasizes Significance of HIPAA Sanction Policies Mintz
Mar
23
2013
 SEC Oversight of Financial Industry Regulatory Authority (FINRA) Exempt from FOIA Request Katten
May
25
2017
 New York And Colorado Propose “New” Cybersecurity Regulations for Broker-Dealers Wilson Elser Moskowitz Edelman & Dicker LLP
Dec
8
2017
 FINRA Requests Further Comments on the Effectiveness and Efficiency of Its Payments for Market Making Rule Katten
Mar
31
2020
 Effect of Dividend Prohibition on CARES Act Loans for Mid-Size and Large Pass-Through Entities McDermott Will & Schulte LLP
Apr
11
2022
 SEC's Proposed Climate Disclosures Receive Support from Bank of America Mintz
Dec
20
2013
 New California Court of Appeal Decision Reaffirms General Rule that Residential Lenders Owe No Duty to Borrowers, Including in the Loan Modification Context Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
9
2015
 New Internet Domain Names for Banks: What You Need to Know Now Vedder Price
Oct
5
2016
 Canadian Appellate Court Confirms Judges Must Consider Evidence From Both Parties when Deciding Motion for Leave to Bring Class Action Mintz
Oct
11
2018
 SEC Charges Broker-Dealer/Adviser With Inadequate Cybersecurity Procedures Katten
Oct
10
2019
 Will the Eleventh Circuit Fall in Line with its Sister Circuits in Interpreting Spokeo’s Standing Requirements in FACTA Cases? Bilzin Sumberg
Jun
26
2020
 Five Takeaways: What’s New in Energy Private Equity? Trends and Developments in a Shifting Investment Landscape [VIDEO] McDermott Will & Schulte LLP
Mar
31
2023
 CFPB Seeks Comments Regarding the Collection and Sale of Consumer Information by Data Brokers Cadwalader, Wickersham & Taft LLP
May
20
2016
 United Kingdom: PRA Publishes Meeting Minutes With Notes on the Application of Best Execution to FX Derivatives and FX Spot Transactions Katten
Jun
6
2019
 Helping Employers With Their Plumbing Scheme Debt Challenges Squire Patton Boggs (US) LLP
May
5
2020
 German Federal Constitutional Court Judgment of 5 May 2020 Prohibits Bundesbank from Participating in ECB’s Public Sector Asset Purchase Programme Squire Patton Boggs (US) LLP
Aug
15
2024
 Federal Court Bars Missouri's Anti-ESG Investment Rules Mintz
Sep
5
2025
 Navigating the Grantmaking Maze: A New Federal Oversight Framework Polsinelli PC
Jun
21
2018
 Supreme Court Holds SEC ALJs Must Be Appointed by Agency Heads Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Aug
15
2023
 Self-Directed IRAs and the Prohibited Transaction Rules – Part 1 ArentFox Schiff LLP
Jan
29
2016
 Hedge Fund Standards Board Publishes Findings From First Cyber-Attack Simulation Katten
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