June 25, 2022

Volume XII, Number 176

Advertisement
Advertisement

June 24, 2022

Subscribe to Latest Legal News and Analysis

June 23, 2022

Subscribe to Latest Legal News and Analysis

June 22, 2022

Subscribe to Latest Legal News and Analysis

Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
9
Nov
Startup Valuation Workshop Slides & Worksheets Michael Best & Friedrich LLP
9
Nov
CFTC Proposes Anti-Manipulation Rules to Implement Bracewell LLP
8
Nov
Next Wave of MBS Litigation Focuses on Issuers, Underwriters Hunton Andrews Kurth
4
Nov
New Chief of House Financial Services Takes Aim At Derivatives Center for Public Integrity
3
Nov
Time to Add a Roth Feature to Your 401(k) Plan? Poyner Spruill LLP
3
Nov
Delaware Supreme Court Clarifies Law Regarding Standing of Plaintiff-Shareholders to Bring a Post-Merger Double Derivative Action Sheppard, Mullin, Richter & Hampton LLP
2
Nov
District Court Holds No D&O Insurance Coverage for Attorneys' Fees and Costs Incurred in Voluntary Response to SEC Investigation Sheppard, Mullin, Richter & Hampton LLP
2
Nov
Two Recent Cases Shed Light on Liquidated Damages Vedder Price
1
Nov
New York's High Court Rejects Attempts to Expand Liability of Outside Professional Service Providers for Failing to Detect Corporate Fraud Sheppard, Mullin, Richter & Hampton LLP
1
Nov
HIPAA Amended: Your Business May Now Be Subject to Strict Confidentiality and Computer Security Requirements Much Shelist, P.C.
31
Oct
Respecting Failure - Failcon 2010 Michael Best & Friedrich LLP
30
Oct
Reversal Of Decision In Bayou Group Bankruptcy Offers Little Guidance For The Institutional Investor Wishing To Redeem From A Fraudulent Ponzi Scheme Sheppard, Mullin, Richter & Hampton LLP
30
Oct
Beyond Madison - Working with Wisconsin Early-Stage Companies Michael Best & Friedrich LLP
30
Oct
Altered Ego: New Ninth Circuit Opinion Overrules Previously Well-Settled Law Regarding Exclusive Standing Of Bankruptcy Trustees To Pursue General Claims On Behalf Of The Estate Sheppard, Mullin, Richter & Hampton LLP
29
Oct
Are You Ready For the Cloud? Baker Donelson Bearman Caldwell & Berkowitz, PC
28
Oct
How Much is That Startup in the Window. Really. Realistically Valuing a Start Up. Michael Best & Friedrich LLP
28
Oct
New Accounting Rules on the Horizon for Leases Much Shelist, P.C.
28
Oct
UPDATE: The Luxembourg Protocol to the Convention on International Interests in Mobile Equipment on Matters Specific to Railway Rolling Stock Vedder Price
27
Oct
SEC Proposes “Family Office” Exemption Under Dodd-Frank Hunton Andrews Kurth
26
Oct
Time to Get Ready for Say-On-Pay as SEC Releases Proposed Rules Sheppard, Mullin, Richter & Hampton LLP

Pages