November 28, 2022

Volume XII, Number 332

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November 28, 2022

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Securities, SEC, & Financial Institution Law News

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Regulatory Agencies with Financial Services

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Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

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Securities & the SEC

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Date Title Organization
27
Feb
Trends Developing after First Month of Say-on-Pay Votes Sheppard, Mullin, Richter & Hampton LLP
27
Feb
Developments in Securities Law - February 2011 Michael Best & Friedrich LLP
26
Feb
Has The Sun Set On GAO's Civilian Contract Task And Delivery Order Bid Protest Jurisdiction? Sheppard, Mullin, Richter & Hampton LLP
26
Feb
The Illinois Securities Law: The Remedy Is Rescission Much Shelist, P.C.
25
Feb
Department of Energy Finalizes $96.8 Million Loan Guarantee for Oregon Geothermal Project U.S. Department of Energy
24
Feb
Calculating Interest on Commercial Loans: Recent Legislation Expressly Permits Illinois Lenders to Use the "365/360" Method Much Shelist, P.C.
24
Feb
Brokers - Thou Shalt Not Accept Payments From More Than One Source In Connection With a Mortgage Loan Sheppard, Mullin, Richter & Hampton LLP
23
Feb
Does Your Organization Have an Effective Compliance and Ethics Program in Place? Dinsmore & Shohl LLP
23
Feb
Protecting Against D&O Liability for Climate Change-Related Disclosures Risk and Insurance Management Society, Inc. (RIMS)
23
Feb
2010 Foreign Corrupt Practices Act "FCPA" Year In Review Sheppard, Mullin, Richter & Hampton LLP
23
Feb
Judge Orders Quicken Loans to Pay $2.7 Million Award in West Virginia Fraud Case Center for Public Integrity
22
Feb
2011 Hart-Scott-Rodino Threshold Requirements Hunton Andrews Kurth
21
Feb
Delaware Chancery Court Provides Further Clarification as to When the "Entire Fairness" Standard of Review is Appropriate and How It Will Be Applied Sheppard, Mullin, Richter & Hampton LLP
19
Feb
Back to the Future with Watson Michael Best & Friedrich LLP
18
Feb
Financial Institutions Further Embracing Enterprise Risk Management "ERM": Deloitte Risk and Insurance Management Society, Inc. (RIMS)
18
Feb
New SEC Proposal To Modify Short Form Registration Statement Eligibility Requirements and Repeal Credit Rating-Based Eligibility For Public Offerings Of Non-Convertible Debt Securities Sheppard, Mullin, Richter & Hampton LLP
17
Feb
Changes in the Economic and Regulatory Environments Mean Changing Risks: Is Your Insurance Program Keeping Pace? Much Shelist, P.C.
16
Feb
TOUSA Reversed: Victory for the Capital Markets and Rescue Financings Bracewell LLP
16
Feb
New Filing Thresholds for Hart-Scott-Rodino "HSR" Act Premerger Notifications and Interlocking Directorates Announced Sheppard, Mullin, Richter & Hampton LLP
15
Feb
401(k) Fees: A Hot Topic for Plan Fiduciaries and Participants Much Shelist, P.C.

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