October 20, 2021

Volume XI, Number 293

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October 19, 2021

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October 18, 2021

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
5
Oct
District Court Broadly Interprets Informal Claim Doctrine McDermott Will & Emery
5
Oct
The Exciting (or Bewildering?) Intersection of Bankruptcy Code Section 365 and the Sale of LLC Membership Interests Nelson Mullins
5
Oct
OFAC Issues New General Licenses Authorizing Limited Work with Taliban Wiggin and Dana LLP
5
Oct
Foley Weekly Automotive Report: October 5, 2021 Foley & Lardner LLP
5
Oct
Sixth Circuit Rules Interest Rate Methodology Selected by Plan Actuary in Withdrawal Liability Calculation Violates ERISA Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
5
Oct
Some Lawyers Must Soon Be Licensed By The DFPI Allen Matkins Leck Gamble Mallory & Natsis LLP
5
Oct
CFTC Charges Crypto Platforms for Registration and Trading Violations Hunton Andrews Kurth
5
Oct
A Shot in The Dark? Claims Against “Persons Unknown” Squire Patton Boggs (US) LLP
5
Oct
California PFAS Actions Will Lead To Millions In Business Costs CMBG3 Law
5
Oct
San Francisco Jury Hits Tesla with $137 Million Race Harassment Verdict Proskauer Rose LLP
5
Oct
Federal Court Gives Preliminary Approval of $92 Million TikTok MDL Settlement Over Objections Squire Patton Boggs (US) LLP
4
Oct
EPA May Require Companies To Know All The Chemicals In Products They Make Or Sell Hunton Andrews Kurth
4
Oct
Build Back Better Tax Proposals: Considerations for Private Investment Funds & Sponsors Foley & Lardner LLP
4
Oct
Coverage of FDA’s AI/ML Medical Devices Workshop - Part 1: The History of FDA Software Regulation Mintz
4
Oct
Switching Sides?: Large Defense Firm Aides Plaintiff’s Lawyers to Net Biggest TCPA Settlement in History Squire Patton Boggs (US) LLP
4
Oct
FTC Increases Risk for Acquirers by Extending Time for Review Beyond the Hart-Scott Waiting Period K&L Gates
4
Oct
Weekly Bankruptcy Alert October 4, 2021 (For the week ending October 3, 2021) Pierce Atwood LLP
4
Oct
UK Regulators Show Unjustified Green Claims in Advertising the Red Light Squire Patton Boggs (US) LLP
4
Oct
California Legislature Passes New Key Privacy Laws, Expected to Be Signed Next Week Mintz
4
Oct
OCC: Crypto and DeFi Must Avoid Another Financial Crisis Sheppard, Mullin, Richter & Hampton LLP

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