August 6, 2020

Volume X, Number 219

August 05, 2020

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August 04, 2020

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August 03, 2020

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
22
Jul
Move Aside Credit Reporting Resource Guide, You’re Not Authority! Squire Patton Boggs (US) LLP
22
Jul
New Empire State of Mind? Potential Easing of Restrictions for New York Virtual Currency Business Licenses Katten
22
Jul
HMRC Crown Preference Restored From 1 December 2020 – what is the impact on lenders and UK corporates? Squire Patton Boggs (US) LLP
22
Jul
Independent Study of EEOC 2017 and 2018 Pay Data Underway Faegre Drinker
22
Jul
Blowing the Whistle On Healthcare Industry Kickback Schemes Often Results In Huge Awards To Whistleblowers. Here’s Why. Tycko & Zavareei LLP
22
Jul
What are commercial owners associations, and are they really that different from residential owners associations? Ward and Smith, P.A.
22
Jul
Are Bylaws A Contract Or Contracts? Allen Matkins Leck Gamble Mallory & Natsis LLP
22
Jul
CFPB Shifts Focus in Light of COVID-19 Womble Bond Dickinson (US) LLP
21
Jul
OCC Proposal Would Bring Certainty to the Identity of the “True Lender” Vedder Price
21
Jul
FTC and DOJ Issue Final Vertical Merger Guidelines Foley & Lardner LLP
21
Jul
It’s Time to Review Your Bylaws and Anti-Takeover Protections Jones Walker LLP
21
Jul
The Main Street Lending Program Hill Ward Henderson
21
Jul
Court of Chancery Sheds Light on the Appropriate Amount of Reserves for Corporations in Dissolution K&L Gates
21
Jul
Court Relies on Canons of Construction to Find LLC Agreement Consent Right Inapplicable to Contemplated Sale of Subsidiary Stock K&L Gates
21
Jul
SEC and DOJ Adopt Memorandum of Understanding to Formalize Interagency Cooperation in the Securities Industry Sheppard, Mullin, Richter & Hampton LLP
21
Jul
Dodd-Frank Act: Ten Years Later and More Than $500 Million Paid to Whistleblowers Kohn, Kohn & Colapinto
21
Jul
CFTC Whistleblowers Awarded over $1 Million Kohn, Kohn & Colapinto
21
Jul
Virginia Passes First-in-the-Nation COVID-19 Safety Standard – What it Means for Your Workplace Hunton Andrews Kurth
21
Jul
FDA Announces that Inspections of Small Businesses to Verify Compliance with the Intentional Adulteration Rule Will Begin March 2021 Keller and Heckman LLP
21
Jul
NYC Updates Face Covering FAQs for Indoor Activities Epstein Becker & Green, P.C.

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