May 26 2015 |
Second Circuit Narrows Scope of SLUSA Preclusion - Securities Litigation Uniform Standards Act |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 24 2015 |
Ninth Circuit Severely Limits “Rogue Employee” Exception for Corporations in Securities Fraud Cases |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 7 2022 |
Illinois Supreme Court Rules BIPA Claims Are Not Preempted by the Illinois Workers’ Compensation Act |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 26 2016 |
REGULATORS, QUANT UP! New Rules from FINRA, SEC and CFTC Target Automated Algorithmic Trading |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 27 2016 |
SEC Prevails in Regulation A+ Litigation |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 19 2010 |
Ninth Circuit Holds That Scienter May Be Established Through An Objective Evaluation Of A Defendant's Deliberate Recklessness |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 13 2010 |
California Court Of Appeal Holds That Shareholders Have Standing To Pursue Derivative Actions After Dissolution Of A Corporation |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 3 2010 |
Delaware Supreme Court Clarifies Law Regarding Standing of Plaintiff-Shareholders to Bring a Post-Merger Double Derivative Action |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 29 2011 |
A MATRIXX Revolution, Part II: Supreme Court affirms Ninth Circuit's holding that Life Science Companies Cannot Rely On a Statistical Significance Standard When Deciding Whether Adverse Event Reports are Material for the Purpose of Securities Disclosures |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 27 2011 |
California Court of Appeal Refuses to Permit an Action for Rescission of a Strategic Transaction, Holding That a Board Has No Duty Under California Law to Include a "Fiduciary Out" |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 3 2011 |
How to Turn a Bankruptcy Reorganization Into an Insider Trading Charge |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 1 2012 |
Public Company Control Alert: NYSE Acts to Further Limit Broker Votes on Specified Corporate Governance Proposals |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 26 2017 |
SEC Declares That Initial Coin Offerings (ICOs) May Be Securities; Finds DAO a Security |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 4 2022 |
Another Seven Year Wait is Over! SEC Finalizes Regulations on Clawback of Incentive Compensation for Restated Financial Statements |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 3 2013 |
Ninth Circuit Applies Securities Litigation Uniform Standards Act to Affirm Dismissal of Section 17200 Class Action Involving Variable Life Insurance Policies |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 16 2013 |
Higher Filing Thresholds for Hart-Scott-Rodino Antitrust Improvements Act of 1976 Premerger Notifications Effective February 11, 2013 |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 17 2018 |
Second Circuit Limits Reach of SLUSA Preclusion in State Law Variable Annuity Class Action |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 27 2013 |
Second Circuit Reverses Class Certification Order, Holding That a Clearing Broker's Alleged Knowledge of Fraud Against Shareholders, Absence Direct Involvement, Is Insufficient to Create a Duty of Disclosure |
Sheppard, Mullin, Richter & Hampton LLP |
May 15 2023 |
Hot Antitrust Enforcement Climate Reaches Private Equity |
Sheppard, Mullin, Richter & Hampton LLP |
May 25 2023 |
SEC Off-Channel Communications Sweep |
Sheppard, Mullin, Richter & Hampton LLP |
May 11 2013 |
SEC to Return Escrowed EB-5 Investment Funds to Immigrant Investors of Intercontinental Regional Center Trust of Chicago |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 12 2018 |
SEC Expands the Definition of “Smaller Reporting Company” |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 1 2013 |
California State Senate Passes Measure Providing Partial Relief From Cutler Decision (re: Qualified Small Business Stock (QSBS)) |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 22 2018 |
SEC Issues $1 Million Identity Theft Rule Fine |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 9 2013 |
Still Standing: U.S. Court Upholds Securities and Exchange Commission (SEC) Conflicts Minerals Rule |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 7 2013 |
The Foreign Corrupt Practices Act (FCPA) in the News: Big Scoops, Real Fallout |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 12 2019 |
Second Circuit Holds That Issuer’s Alleged Statements Concerning Its Regulatory Compliance Efforts Do Not Constitute Material Misstatements |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 4 2023 |
Albermarle Agrees to Pay $218 Million to Settle Foreign Bribery Probe |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 4 2014 |
Second Circuit Affirms Dismissal of Short-Swing Profit Claim Against Goldman Sachs Arising from Six-Month Call Options |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 22 2024 |
Organizational Integrity Shorts: The Importance of Post-Investigation Activities |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 3 2020 |
Coronavirus and Guidance on SEC Disclosures |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 8 2020 |
FinCEN Issues Notice on SARs Filing Figures |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 25 2021 |
SEC Fine Highlights Importance of Cybersecurity Disclosures |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 22 2021 |
Class Action Waivers Redux: Ninth Circuit Upholds Arbitration Provision Delegating Enforceability Determination to Arbitrator |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 17 2021 |
Implications of SEC’s Scrutiny of Data Use Representations |
Sheppard, Mullin, Richter & Hampton LLP |