| May 26 2015 |
SEC Explains Rationale in Forum Selection in Contested Cases |
Barnes & Thornburg LLP |
| May 26 2015 |
Why Directors and Officers Should Demand a Separate Indemnification Agreement |
Mintz |
| May 26 2015 |
Class Action Recovery – A Changing Landscape |
Mintz |
| May 26 2015 |
Doing The Math On Delaware Derivative Settlements |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 26 2015 |
ICMA Publishes Updated Model Sovereign Bond Clauses- International Capital Market Association |
Morgan, Lewis & Bockius LLP |
| May 26 2015 |
Form BE-10 Filing Deadline Looms re: Foreign Investments by U.S. Persons |
Katten |
| May 25 2015 |
CFTC Staff Issues No-Action Letters Relating to Swaps Trading Platforms in Australia |
Katten |
| May 25 2015 |
CFTC Proposes to Exempt Certain Southwest Power Pool Transactions |
Katten |
| May 25 2015 |
Section 16(b) Decision Provides Important Guidance |
Katten |
| May 24 2015 |
FINRA Requests Comment on Proposed Amendments to Rules Governing Communications With the Public |
Katten |
| May 24 2015 |
SEC Proposes Amendments to Form ADV and Performance Information Recordkeeping Requirements |
Proskauer Rose LLP |
| May 23 2015 |
CFTC Announces Agenda For Upcoming Market Risk Advisory Committee Meeting |
Katten |
| May 22 2015 |
The SEC Explains It's Rationale in Forum Selection In Contested Cases Part 1: Complaints About SEC's Forum Selection |
Barnes & Thornburg LLP |
| May 22 2015 |
SEC Proposes Rules Affecting Funds and Advisers |
Morgan, Lewis & Bockius LLP |
| May 21 2015 |
PCAOB Issues Its First Audit Committee Dialogue: Public Company Accounting Oversight Board |
ArentFox Schiff LLP |
| May 21 2015 |
California’s Other Investment Adviser Law |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 20 2015 |
California Assembly Committee Seeks To Fix Securities Fraud Statute |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 19 2015 |
Delaware Supreme Court Holds That a Stockholder Plaintiff Must Plead a Non-Exculpated Claim to Avoid Section 102(b)(7)-Based Dismissal When Seeking Damages From Independent and Disinterested Directors |
Sheppard, Mullin, Richter & Hampton LLP |
| May 19 2015 |
The $5 Million CAFA Question: Can You Provide Evidentiary Proof? |
Proskauer Rose LLP |
| May 19 2015 |
Deadline for Filing BE-10 Approaches for Private Funds and Private Fund Managers |
Morgan, Lewis & Bockius LLP |
| May 18 2015 |
Shares “Of” Or “In” The Corporation? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 15 2015 |
Brian Platton Discusses Private Equity Investments in Health Care - Mintz Levin [VIDEO] |
Mintz |
| May 15 2015 |
What to Do if You're the Deer in the SEC's Headlights |
Steptoe & Johnson PLLC |
| May 15 2015 |
SEC Is Sued Again For Doing Nothing |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 14 2015 |
Joe Price Discusses Various Debt Financing Options Available for Leveraged Sponsor Deals [VIDEO] |
Mintz |
| May 14 2015 |
New Executive Compensation Disclosure Rules Proposed by SEC: Pay vs. Performance |
Barnes & Thornburg LLP |
| May 14 2015 |
Another Insider-Trading Case Survives Newman Scrutiny |
Proskauer Rose LLP |
| May 14 2015 |
Delaware Chancery Court Holds Director Equity Awards Issued Under a Stockholder-Approved Plan Subject to Review under the Entire Fairness Standard |
Hunton Andrews Kurth |
| May 13 2015 |
Class Action Fairness Act Filings Spike in 2013 |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 13 2015 |
Pam Greene Discusses the Reasons Behind the Shift to Performance Based Equity Compensation and Outlines the Structure of Agreements [VIDEO] |
Mintz |
| May 12 2015 |
SEC Settles Charges Against Adviser and CCO for Providing Inaccurate and Incomplete Expense Allocation Methodology and Profitability Information to Fund Board in Connection with Contract Renewal |
Vedder Price |
| May 12 2015 |
D.C. Circuit Says “Heads I Win, Tails You Lose” Is Maybe Not the Best Set of Rules for Criminal Forfeiture |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
| May 12 2015 |
Division of Investment Management Publishes FAQs on Valuation Guidance Included in the 2014 Release Adopting Money Market Fund Reforms |
Vedder Price |
| May 12 2015 |
SEC’s New Guidance on the Use of Administrative Proceedings: “It’s Up to Us.” |
Faegre Drinker |
| May 12 2015 |
Division of Investment Management Releases Money Market Fund Reform FAQs |
Vedder Price |
| May 12 2015 |
U.S. Court of Appeals Rejects Defendants’ Request for Rehearing in Schwab Case Relating to Violation of Fundamental Investment Policies |
Vedder Price |
| May 12 2015 |
Ready for Investment? What to Expect in a Typical Preferred Stock Term Sheet |
Varnum LLP |
| May 11 2015 |
Spoofing Redux; Virtual Currencies; Larger Tick Size; Block Trades; CCP Equivalency; SEC Forum Choices: Bridging the Week: May 4 to 8 and 11, 2015 |
Katten |
| May 11 2015 |
Monetizing Investment: Equal Terms for Management and Private Equity Sponsors Andrew Bernstein of Mintz Levin [VIDEO] |
Mintz |
| May 11 2015 |
SEC Proposes Pay Versus Performance Disclosure Rule |
Hunton Andrews Kurth |
| May 11 2015 |
Banking Committee Prepares For Delayed Markup; SEC, CFTC To Hold Advisory Committee Meetings |
Squire Patton Boggs (US) LLP |
| May 11 2015 |
It’s Time To Put A Stop To Fee-Shifting (But Not In the Way You Might Think) |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 10 2015 |
District Court Dismisses Securities Class Action Against Electronic Arts |
Katten |
| May 9 2015 |
CFTC Determines That Wholly Owned Securitization SPVs of Captive Finance Companies May Elect End-User Exception |
Katten |
| May 9 2015 |
Fleshing Out Creditor Derivative Standing in Delaware |
Morgan, Lewis & Bockius LLP |
| May 9 2015 |
SEC Approves Pilot to Assess Tick Size Impact for Smaller Companies |
Katten |
| May 8 2015 |
CFTC Takes Quick Action Against UAE Traders for Alleged Spoofing |
ArentFox Schiff LLP |
| May 8 2015 |
FINRA Proposes Exemption From the TAF for Proprietary Trading Firms |
Katten |
| May 8 2015 |
SEC Proposes Rules for Security-based Swap Activity of Non-US Persons in the United States |
Katten |
| May 8 2015 |
District Court Denies Motion to Dismiss Securities Class Action Against Urban Outfitters |
Katten |
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