Feb 17 2015 |
SEC Proposes Dodd-Frank Disclosure Rule Regarding Hedging Policies |
Hunton Andrews Kurth |
Feb 17 2015 |
Eleventh Circuit Affirms Arbitration Dismissal in Favor of Investor’s Estate in Clawback Suit |
Katten |
Feb 17 2015 |
SEC Proposes Rules for Disclosure of Companies’ Hedging Policies |
Katten |
Feb 17 2015 |
Agencies Issue Tool for Calculating Capital Requirements for Securitization Exposures |
Katten |
Feb 17 2015 |
Revealed! The Numbers The California Attorney General Didn’t Want You To See re: Whistleblowers |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Feb 17 2015 |
FDIC Issues Private Letter to Elaborate on Brokered Deposit FAQ |
Katten |
Feb 17 2015 |
SEC Publishes Rules for Reporting Security-Based Swaps |
Katten |
Feb 17 2015 |
Dodd-Frank Wall Street Reform Act: SEC Proposes Rules for Hedging Policy Disclosure |
Bracewell LLP |
Feb 16 2015 |
OCC Releases Bulletin Summarizing Interim Final Rule on Subordinated Debt Issued by National Banks |
Katten |
Feb 16 2015 |
Hat in Hand for Budget; OCR; Overcharges; Swaps Clearing and Execution - Bridging the Week: February 9 to 13 and 16, 2015 |
Katten |
Feb 13 2015 |
SEC “Claws Back” Bonuses and Stock Sale Profits From CFOs of Public Company Charged With Accounting Fraud |
Faegre Drinker |
Feb 13 2015 |
SEC Sanctions Chinese Accounting Firms for Refusal to Surrender Documents |
McDermott Will & Emery |
Feb 13 2015 |
Did The SEC Violate The Administrative Procedure Act? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Feb 12 2015 |
SEC and FINRA Publish Materials Addressing Cybersecurity |
Morgan, Lewis & Bockius LLP |
Feb 12 2015 |
SEC Proposes New Proxy Rules for the Disclosure of Hedging by Directors, Officers, and Other Employees |
Womble Bond Dickinson (US) LLP |
Feb 12 2015 |
SEC Staff Revises Guidance on Shortened Debt Tender Offers, Expands Guidance to Cover Tender Offers for High-Yield Debt and Certain Exchange Offers |
Bracewell LLP |
Feb 12 2015 |
Relief for Commercial End-Users and Financial Cooperatives from Margin Requirements for Non-Cleared Swaps |
Vedder Price |
Feb 11 2015 |
SEC Proposes Hedging Policy Disclosure Requirement |
Morgan, Lewis & Bockius LLP |
Feb 11 2015 |
New Hart-Scott-Rodino Antitrust Improvements Act Thresholds for 2015 |
Bracewell LLP |
Feb 11 2015 |
SEC Secures Federal Judge Order Against Mayor Based on Control Person Liability |
Bracewell LLP |
Feb 11 2015 |
Second Circuit Clarifies that Allegations of Direct Fraudulent Representations Are Not Necessary for Market Manipulation Claims Under Section 10(b) and Rule 10b-5 |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 11 2015 |
SEC Proposes Disclosure Rules on Hedging Policies |
Mintz |
Feb 11 2015 |
SEC Adopts Rules Regarding Security-Based Swap Data Repositories |
Vedder Price |
Feb 11 2015 |
SEC Hedging Disclosure Proposal Could Cause Companies To Review Trading Policies |
Covington & Burling LLP |
Feb 10 2015 |
Toward a Transactional Exemption for Emerging Company Investments |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 10 2015 |
SEC Staff Releases 2015 Examination Priorities |
Vedder Price |
Feb 9 2015 |
Trends in SEC Staff Comments on Oil and Gas Disclosures |
Hunton Andrews Kurth |
Feb 9 2015 |
Bridging the Week: February 2 to 6 and February 9, 2015 [VIDEO]- Cybersecurity; Peregrine Financial Fallout; Market Abuse; Collusion |
Katten |
Feb 9 2015 |
SEC Releases Results of Cybersecurity Examination Sweep |
Proskauer Rose LLP |
Feb 9 2015 |
FINRA Cybersecurity Report Highlights Risks, Best Practices - Financial Industry Regulatory Authority |
Proskauer Rose LLP |
Feb 8 2015 |
ESMA Determines Not to Propose a Clearing Obligation for NDFs (Non-Deliverable Forwards) |
Katten |
Feb 8 2015 |
SEC Issues New Debt Tender Offer Guidance |
Katten |
Feb 6 2015 |
SEC Obtains $585 Million Judgment Against MRI International for Ponzi Scheme |
Katten |
Feb 6 2015 |
SEC Advisory Committee on Small and Emerging Companies to Discuss “Accredited Investor” Definition |
Katten |
Feb 6 2015 |
SEC and FINRA Issue Cybersecurity Publications |
Katten |
Feb 6 2015 |
Additional Two-Year Clearing Reprieve for European Pension Schemes |
Katten |
Feb 5 2015 |
SEC, FINRA Issue Reports on Cybersecurity |
Greenberg Traurig, LLP |
Feb 4 2015 |
China Seeks to Reform Regulation of Foreign Investments with New Law |
Morgan, Lewis & Bockius LLP |
Feb 4 2015 |
Seventh Circuit: SEC Filing May Constitute Title VII Retaliation |
Much Shelist, P.C. |
Feb 4 2015 |
SEC Examination Priorities for 2015 |
Faegre Drinker |
Feb 4 2015 |
You Say Collectable, I Say Collectible |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Feb 3 2015 |
Checking in on the United Kingdom's Serious Fraud Office |
Barnes & Thornburg LLP |
Feb 3 2015 |
Corporate Securities: Schedule 13G Filings Due This Year on February 17, 2015--Happy Valentine’s Day |
Mintz |
Feb 3 2015 |
Monthly Futures Exchange Issuance – January re: CME Group, NYMEX, COMEX, CBOT |
Bracewell LLP |
Feb 3 2015 |
4th Circuit: Four Year Statute Of Limitations Applies To SOX (Sarbanes-Oxley) Claims |
Proskauer Rose LLP |
Feb 3 2015 |
Court Of Chancery Rejects Delaware Choice Of Law in Covenant Not to Compete Litigation |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Feb 2 2015 |
Applying Today’s California Corporate Securities Statute To Yesterday’s Offer And Sale |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Feb 2 2015 |
Shortened Tender and Exchange Offer Periods for Non-Convertible Debt Securities |
Hunton Andrews Kurth |
Feb 1 2015 |
SEC Division of Corporation Finance Issues New C&DI Related to Resales Under Regulation S |
Katten |
Jan 30 2015 |
SEC Announces Proxy Voting Roundtable |
Katten |