Securities & SEC

The National Law Review provides readers the latest information, legislation, and news regarding Securities and the SEC, from the Securities and Exchange Commission (SEC) and topics covered under the Securities Exchange Act of 1934.

Securities Exchange Commission

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings. 

CFTC & FINRA

Commodities Futures and Trading Commission (CFTC) topics are discussed as they unfold on the NLR. Readers can learn about the latest cybersecurity regulations for companies engaging in bitcoin transactions, and how businesses can accept cryptocurrencies as valid, legal-tender. They can read about how M&A transactions are affected by tax-legislation, new legislation and regulations related to insider-trading, learn about ‘no-poach’ agreements, to securities fraud with the news covered online.  Additionally, the National Law Review covers information related to the Financial Industry Regulatory Authority (FINRA), including rule changes related to the organization and updates on FINRA enforcement priorities.

Securities around the World

The European Securities and Markets Authorities (ESMA) and Australian Securities and Investment Commission (ASIC) news and information, is also prominently covered on The National Law Review. So, foreign investors, US-based businesses, tax implications, and other topics which revolve around the international-realm, and securities, can be found on NLR.

Visitors will find both national and international news and cases surrounding the SEC, securities regulation commissions, and international-Securities markets. Whether readers are interested in learning about new legislation, upcoming changes to Visa programs or possible tax concerns with their foreign investments, The National Law Review has up to date news, and cases, which will cover these, and any other topics of interest in the securities market.

For hourly updates on the latest news about securities/SEC regulations, corporate & business law, compliance and more securities & business law news, be sure to follow our Finance and Securities Law Twitter feed and sign up for complimentary e-news bulletins.

Custom text Title Organization Sort descending
Dec
3
2010
Wisconsin Act 255 Tax Credit Changes in 2011 Michael Best & Friedrich LLP
Feb
11
2011
Some Thoughts on Investment Banks Michael Best & Friedrich LLP
Apr
7
2012
JOBS Act Update Michael Best & Friedrich LLP
Jul
17
2010
Congress Passes Sweeping Financial Reform Bill Michael Best & Friedrich LLP
Jun
16
2011
Who Do Directors Represent? Michael Best & Friedrich LLP
Jan
27
2011
Milestone or Millstone? Financing, that is. Michael Best & Friedrich LLP
Nov
28
2012
The Neglected Art of (Timely) Pruning Lemons: Part 1 Michael Best & Friedrich LLP
Oct
23
2010
Back to the Future with Super Angels Michael Best & Friedrich LLP
Nov
9
2010
Startup Valuation Workshop Slides & Worksheets Michael Best & Friedrich LLP
Jun
3
2011
Compensation for Directors of Startups Michael Best & Friedrich LLP
Nov
29
2012
The Neglected Art of (Timely) Pruning Lemons: Part 2 Michael Best & Friedrich LLP
Mar
12
2014
JOBS Act - Jumpstart Our Business Startups: U.S. House of Representatives Legislation Michael Best & Friedrich LLP
Mar
25
2015
Supreme Court Opines on Opinions v. Facts in the Sale of Securities Michael Best & Friedrich LLP
Apr
14
2015
SEC Targets Confidentiality Agreements that Could Deter Whistleblowers Michael Best & Friedrich LLP
Jun
3
2011
$400 Million in New Venture Capital Money Michael Best & Friedrich LLP
Mar
6
2013
Preparing for the 2013 Proxy Season Michael Best & Friedrich LLP
Oct
24
2010
How Much is That Startup in the Window? -- Figuring Out How Much A Startup is Worth. Michael Best & Friedrich LLP
Jun
6
2011
Valuation of the Company vs. Valuation of the Stock: A Venture Capital Paradox Michael Best & Friedrich LLP
Feb
13
2012
Venture Capital and Private Equity: The Same, Only (Very) Different Michael Best & Friedrich LLP
Jul
17
2014
The Volcker Rule – The Conformance Period is Approaching Michael Best & Friedrich LLP
Nov
3
2015
SEC Finally Adopts Final Rules on Crowdfunding Michael Best & Friedrich LLP
May
16
2016
Securities and Exchange Commission Publishes Regulation Crowdfunding Compliance Guide for Small Entities Michael Best & Friedrich LLP
Mar
23
2011
Talk Opportunity, then Price Michael Best & Friedrich LLP
Aug
19
2015
SEC Staff Issues New CDIs on General Solicitation Prohibition under Regulation D Michael Best & Friedrich LLP
Feb
23
2016
Developments Regarding “General Solicitation” and Demo Days Michael Best & Friedrich LLP
Sep
10
2011
SEC Not to Seek Rehearing of Proxy Access Decision Michael Best & Friedrich LLP
Feb
4
2011
Some thoughts on Finders for Risk Capital Michael Best & Friedrich LLP
Apr
9
2011
Start Up Companies --- Grant Money: When “Free” is not “Free” Michael Best & Friedrich LLP
Mar
15
2013
How Do You Compensate Directors of Startup Companies? Michael Best & Friedrich LLP
Jul
24
2013
The Securities Exchange Commission (SEC) New General Solicitation Rules Are Here Michael Best & Friedrich LLP
Aug
4
2014
Delaware Amends its General Corporation Law, Limited Liability Company and Limited Partnership Acts Michael Best & Friedrich LLP
Nov
19
2010
Free Money Isn’t Free (Except When It Is) Michael Best & Friedrich LLP
Oct
30
2013
SEC Finally Issues Proposed Rules on Crowdfunding Michael Best & Friedrich LLP
Sep
12
2014
An Introduction to Revenue Participation Financing Michael Best & Friedrich LLP
Oct
21
2016
DOL Fiduciary Rule Compliance Tips Michael Best & Friedrich LLP
 

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