| Jan 30 2014 |
I May Be Pettifogging, But I Have to Ask: Is It Time To Dump The Proxy And Give Shareholders A Ballot? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 30 2014 |
Section 162(m): Actions that Should be Taken by March 31, 2014, and/or in this Year's Proxy to Avoid the $1,000,000 Deduction Limitation |
Greenberg Traurig, LLP |
| Jan 28 2014 |
Higher Filing Thresholds for HSR Act Premerger Notifications Effective February 24, 2014 (Hart-Scott-Rodino Antitrust Improvements Act of 1976) |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 28 2014 |
Clothing Manufacturer to Pay $4.8 Million Settlement to Investors for Immigration Violation |
Jackson Lewis P.C. |
| Jan 26 2014 |
Commodity Futures Trading Commission (CFTC) Interdivisional Working Group to Review Swap Reporting |
Katten |
| Jan 26 2014 |
Does Reputation Really Impact the Bottom Line? |
Risk and Insurance Management Society, Inc. (RIMS) |
| Jan 25 2014 |
Federal Trade Commission (FTC) Announces New Hart-Scott-Rodino Act (HSR) Thresholds |
ArentFox Schiff LLP |
| Jan 25 2014 |
National Futures Association (NFA) Requests Comment on Commodity Pool Operator/Commodity Trading Advisor (CPO/CTA) Requirements |
Katten |
| Jan 25 2014 |
First Made Available to Trade (MAT) Determinations Are Deemed Certified |
Katten |
| Jan 25 2014 |
Proposal Seeks To Make California The Artificer And Enforcer Of Caps On Executive Compensation |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 25 2014 |
Higher Hart-Scott-Rodino Antitrust Improvements Act (HSR) Reporting Threshold Requirements Effective February 24, 2014 |
Hunton Andrews Kurth |
| Jan 25 2014 |
Institutional Shareholder Services (ISS) Updating QuickScore Methodology and Opening Data Validation Period |
Katten |
| Jan 24 2014 |
Securities and Exchange Commission (SEC) Obtains $5.6 Million Judgment Against Stockbroker for Insider Trading of Burger King Stock |
Katten |
| Jan 24 2014 |
Delaware Court Rules in Favor of Former LLC Member in LLC’s Competition Claim |
Katten |
| Jan 24 2014 |
Delaware Bankruptcy Court Limits Ability of Purchaser of Secured Claim to Credit Bid |
Barnes & Thornburg LLP |
| Jan 24 2014 |
Angel Investor Tax Credit Program Would Be Godsend to Kentucky Businesses |
McBrayer, McGinnis, Leslie and Kirkland, PLLC |
| Jan 23 2014 |
Legislation Allows Michigan Companies to Raise Capital, Avoid Federal Crowdfunding Rules |
Varnum LLP |
| Jan 22 2014 |
Just Who Is Behind The Universal Proxy? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 20 2014 |
Securities and Exchange Commission (SEC) Highlights 2013 Accomplishments and Outlines 2014 Enforcement Priorities |
Barnes & Thornburg LLP |
| Jan 20 2014 |
FINRA (Financial Industry Regulatory Authority) Examiners to Focus on Brokers with Histories of Discipline |
Barnes & Thornburg LLP |
| Jan 20 2014 |
SEC Proposes Revised Rules for Regulation A Exemption Permitting Securities Offerings up to $50 Million |
Womble Bond Dickinson (US) LLP |
| Jan 20 2014 |
Let the Light of Day Shine Re: SEC (Securities and Exchange Commission) Insider Trading Case |
Barnes & Thornburg LLP |
| Jan 20 2014 |
The Dodd-Frank Act and Municipal Advisor Rules |
Dickinson Wright PLLC |
| Jan 20 2014 |
Agencies Retreat on Trust Preferred Securities (TruPS CDOs) |
Katten |
| Jan 19 2014 |
California Court of Appeal Clarifies Rights of Dissenting Minority Shareholders Under California Corporation Code § 1312(b) |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 19 2014 |
Commodity Futures Trading Commission (CFTC) Issues No-Action Relief to Futures Commission Merchants (FCM) Relating to Enhanced Customer Protection Rules |
Katten |
| Jan 19 2014 |
To 8-K, or not to 8-K? For Target, that is indeed the question. |
Mintz |
| Jan 18 2014 |
Absence Of Stock Legend Does Not Relieve Broker Of Duty Of Inquiry |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 17 2014 |
SEC (Securities and Exchange Commission) Announces 2014 Examination Priorities for Investment Advisers |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 17 2014 |
Revised Hart-Scott-Rodino Premerger Notification Thresholds for 2014 |
Greenberg Traurig, LLP |
| Jan 16 2014 |
Community Bank TruPS CDOs Exempted from the Volcker Rule Re: Trust Preferred Securities and Collateralized Debt Obligation |
Morgan, Lewis & Bockius LLP |
| Jan 16 2014 |
U.S. District Court in Atlanta Rules against the SEC in an Insider Trading Case, Describing the SEC's Evidence as 'Overreaching' and 'Self-Serving' |
Greenberg Traurig, LLP |
| Jan 16 2014 |
NASDAQ Amends Compensation Committee Independence Rules |
Morgan, Lewis & Bockius LLP |
| Jan 16 2014 |
Government Regulators Continue to Make Insider Trading a Trial Priority (With Mixed Success) |
Barnes & Thornburg LLP |
| Jan 14 2014 |
Financial Services Legislative and Regulatory Update - January 13, 2014 |
Mintz |
| Jan 14 2014 |
The Volcker Rule . . . Finally. |
Greenberg Traurig, LLP |
| Jan 14 2014 |
40% Is Less Than A Majority But Can It Be “Control”? Re: California Corporate Securities |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 13 2014 |
California Franchise Tax Board (FTB) Unable to Assess Enhanced Promoter Penalties Prior to 2004 |
Greenberg Traurig, LLP |
| Jan 12 2014 |
SEC Division of Corporation Finance Issues Five Additional Compliance and Disclosure Interpretations (C&DI) Relating to “Bad Actor” Rule |
Katten |
| Jan 12 2014 |
Lawmakers Introduce Legislation to Resolve CDO-TruPS (Collateralized Debt Obligation-Trust Preferred Securities) Controversy |
Katten |
| Jan 11 2014 |
Judges Raise Concerns Regarding SEC (Securities and Exchange Commission) Conflict Minerals Rule at Appeal Hearing |
Katten |
| Jan 10 2014 |
National Futures Association (NFA) Implements Additional Reporting Requirements for Certain FCMs (Futures Commission Merchants) |
Katten |
| Jan 10 2014 |
ArthroCare to Pay $30 Million Fine to Settle Department of Justice (DOJ) Probe |
Katten |
| Jan 10 2014 |
Alcoa Subsidiary Pleads Guilty to Foreign Corrupt Practices Act (FCPA) Charge, Will Pay $348 Million |
Katten |
| Jan 9 2014 |
SEC (Securities and Exchange Commission) Adopts Rule and Form Amendments to Remove Credit Rating References |
Vedder Price |
| Jan 9 2014 |
Finders Bill Finds Some Forward Transaction Re: California Securities Law |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 7 2014 |
Private Equity Investors Demand More: More Insurance, That Is |
Mintz |
| Jan 6 2014 |
Commodity Futures Trading Commision (CFTC) Issues No-Action Relief Regarding Annual Reports by Chief Compliance Officers |
Katten |
| Jan 6 2014 |
Social Media for Financial Institutions – Final Guidance |
Mintz |
| Jan 3 2014 |
FINRA (Financial Industry Regulatory Authority) Issues Annual Regulatory and Examination Priorities Letter for 2014 |
Katten |
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