Jun 27 2016 |
Securities and Exchanges Commission Prevails in Regulation A+ Litigation |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 13 2016 |
Ninth Circuit Permits SEC to Assert Standalone Claim for False Sarbanes-Oxley Certification, Confirms Disgorgement Remedy Against CEO and CFO Despite Lack of Personal Involvement |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 30 2010 |
Ninth Circuit Holds That Safe Harbor Provision Of The Reform Act Applies To Forward-Looking Statements Accompanied By Cautionary Language And Forward-Looking Statements Made Without Actual Knowledge Of Falsity |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 11 2010 |
Amendments To Sentencing Guidelines To Become Effective November 1, 2010 |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 2 2010 |
District Court Holds No D&O Insurance Coverage for Attorneys' Fees and Costs Incurred in Voluntary Response to SEC Investigation |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 23 2011 |
Companies Should Not Take Lightly the Need for Full Compliance with the SEC's Executive Compensation Disclosure Rules |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 29 2011 |
United States Supreme Court Reiterates Materiality Standard For Securities Fraud Claims Under Rule 10b-5 |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 15 2011 |
Sixth Circuit Reverses Dismissal of a Shareholder Derivative Action Based Upon the Lack of Independence of the Special Litigation Committee |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 14 2012 |
SEC Changes Policy on Admitting Guilt in Settlements of Enforcement Actions |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 9 2013 |
Line in the Sand: Siemens Argentina Case Limits Personal Jurisdiction Under the "FCPA" Foreign Corrupt Practices Act |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 1 2023 |
SEC Showcases Lesser-Known Legal Theory in Crypto Lending Suit |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 5 2013 |
Second Circuit Affirms Dismissal of Suits Brought by Madoff Trustee Against Banks Accused of Aiding Madoff Fraud |
Sheppard, Mullin, Richter & Hampton LLP |
May 7 2023 |
CFPB Issues Guidance to Protect Homeowners from Zombie Mortgages |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 6 2013 |
Delaware Chancery Court Finds Merger "Entirely Fair" to Common Stockholders Despite the Merger Leaving Common Stockholders With No Consideration for Their Shares |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 27 2019 |
SEC To Focus on Cybersecurity in 2019 |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 30 2019 |
SEC Issues First No Action Letter on Crypto Tokens |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 5 2019 |
Delaware Chancery Court Provides Useful Guidance for Protecting Pre-Merger Privileges in Post-Closing Litigation Between Buyers and Sellers |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 28 2023 |
Texas Amends Data Breach Notification Law, Updates Effective September 1 |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 8 2023 |
The SEC’s Sudden Impact on NFTs! |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 20 2014 |
Current Trends and Risks in the Private Equity Industry |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 25 2014 |
U.S. Supreme Court Decision Gives More Latitude to Defeat Securities Fraud Class Action Lawsuits Prior to Class Certification |
Sheppard, Mullin, Richter & Hampton LLP |
May 27 2020 |
Second Circuit Holds That Investors Who Delegate Discretionary Authority to Investment Advisors are not Members of a “Group” for Purposes of Section 16(b) Liability |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 21 2020 |
SEC and DOJ Adopt Memorandum of Understanding to Formalize Interagency Cooperation in the Securities Industry |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 3 2015 |
S.E.C. Adopts Final Rules Amending Regulation A |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 3 2020 |
CFTC’s Enforcement Division Announces Record-Breaking 2020 and Outlines Priorities for 2021 |
Sheppard, Mullin, Richter & Hampton LLP |
May 26 2015 |
Delaware Chancery Court Holds that Creditor Plaintiffs in Derivative Suits May Satisfy Standing Requirement by Showing Corporation’s Insolvency at Time of Suit, Regardless of Later Solvency |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 20 2021 |
SEC Approves Nasdaq Diversity Rule |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 13 2015 |
SEC Charges Investment Adviser for Failure to Disclose Acceleration of Monitoring Fees and Discounts on Legal Fees |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 18 2015 |
SEC Issues a Risk Alert on the Current State of Outside Compliance Consultants |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 24 2015 |
Forward to The Past: NYSE Returns to Regulation |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 28 2022 |
Recent SEC Proposed Rulemaking Could Impact Blockchain Trading Platforms |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 24 2022 |
SEC Proposes Amendments to Schedule 13 Beneficial Ownership Reporting Requirements |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 19 2010 |
Ninth Circuit Holds That Scienter May Be Established Through An Objective Evaluation Of A Defendant's Deliberate Recklessness |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 13 2010 |
California Court Of Appeal Holds That Shareholders Have Standing To Pursue Derivative Actions After Dissolution Of A Corporation |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 3 2010 |
Delaware Supreme Court Clarifies Law Regarding Standing of Plaintiff-Shareholders to Bring a Post-Merger Double Derivative Action |
Sheppard, Mullin, Richter & Hampton LLP |