| Jul 15 2015 |
SEC Proposes Executive Compensation Clawback Rule |
Hunton Andrews Kurth |
| Jul 15 2015 |
Regulation S Safe Harbor in EB-5 offerings |
Mintz |
| Jul 15 2015 |
Dodd-Frank 180-Day “Deadline” For SEC to Take Action Not Really a Deadline After All |
Faegre Drinker |
| Jul 15 2015 |
The SEC’s Unconvincing Case Against Indemnification |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 15 2015 |
UK Tribunal Rules on “Rate-Booster” Strategy |
McDermott Will & Emery |
| Jul 15 2015 |
SEC Proposed Rules: Pay Versus Performance |
Morgan, Lewis & Bockius LLP |
| Jul 15 2015 |
Critical Factors in Handling Italian Transfer Pricing Controversies |
McDermott Will & Emery |
| Jul 14 2015 |
Scope of Dodd-Frank Whistleblower Anti-Retaliation Provision Remains Critical, Open Question [VIDEO] |
Epstein Becker & Green, P.C. |
| Jul 14 2015 |
SEC Settles Charges Against Mutual Fund Board Members, Investment Adviser and Administrator in Connection with Advisory Contract Approval and Disclosure Process |
Vedder Price |
| Jul 14 2015 |
What Do the Expanded Reg A+ Rules Mean for Your Company? |
Foley & Lardner LLP |
| Jul 14 2015 |
Regulators Fail To Identify Cause Of Abnormal US Treasury Trading on October 15, 2014 |
Proskauer Rose LLP |
| Jul 14 2015 |
Underwriters Could Feel Impact from Proposed IRS Changes |
Dinsmore & Shohl LLP |
| Jul 14 2015 |
SEC Requests Public Comment on the Listing, Trading and Selling of Exchange-Traded Products |
Vedder Price |
| Jul 14 2015 |
Division of Investment Management Issues Guidance on Personal Trade Reporting of Accounts Over Which Access Persons Have No Influence or Control |
Vedder Price |
| Jul 14 2015 |
SEC and FINRA Focus on Retirement Accounts |
Vedder Price |
| Jul 14 2015 |
SEC Clawback Proposal Overlooks Contract Law Fundamentals |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 13 2015 |
SEC Issues Concept Release Requesting Input on Potential Audit Committee Disclosure Requirements |
Foley & Lardner LLP |
| Jul 13 2015 |
SEC Proposes Rules on Compensation Clawback Policies |
Foley & Lardner LLP |
| Jul 13 2015 |
The SEC’s Clawback Proposal – An Unconstitutional Taking? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 13 2015 |
FINRA Proposes Changes to the Reporting Requirements for TRACE-Eligible Securities |
Katten |
| Jul 13 2015 |
SEC Proposes Rule Requiring Executive Compensation Clawbacks |
Katten |
| Jul 12 2015 |
FINRA Requests Comment on Revised Discretionary Accounts and Transactions Rule |
Katten |
| Jul 12 2015 |
CFTC Proposes Rule on Margin Requirements for Uncleared Swaps in Cross-Border Transactions |
Katten |
| Jul 11 2015 |
ESMA Publishes Final Report on Draft Rules Under MiFID II |
Katten |
| Jul 11 2015 |
SEC Seeks Comment on Possible Enhancement of Audit Committee Disclosures |
Katten |
| Jul 11 2015 |
SEC Issues Guidance on Personal Securities Transactions Reporting |
Proskauer Rose LLP |
| Jul 10 2015 |
SEC Division of Investment Management Issues Guidance Update Relating to Rule 204A-1 of the Investment Advisers Act |
Katten |
| Jul 10 2015 |
Department Issues Guidance Regarding Investment Capital Identification Procedures: Inside the New York Budget Bill |
McDermott Will & Emery |
| Jul 10 2015 |
SEC Enforcement Action Signifies the Need for Investment Advisers to Adopt Written Expense Allocation Policies |
Katten |
| Jul 10 2015 |
Effective Date of Investment Adviser Pay-to-Play Rule Ban on Third-Party Solicitation |
Katten |
| Jul 10 2015 |
What The SEC Pretermitted In Proposing Clawback Policy Rule |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 9 2015 |
SEC Proposes Rules Requiring Companies to Adopt, Disclose, and Comply With Clawback Policies on Erroneously Awarded Executive Compensation |
Morgan, Lewis & Bockius LLP |
| Jul 9 2015 |
Texas Supreme Court Applies Absolute Privilege to Statements in FCPA Investigations: Foreign Corrupt Practices Act |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
| Jul 9 2015 |
7th Circuit Throws Monkey Wrench In $2.46 Billion Verdict |
IMS Legal Strategies |
| Jul 8 2015 |
Investors That Agree to Rely on Their Own Due Diligence May Be Held to That Promise |
Mintz |
| Jul 8 2015 |
Recomendaciones del Comité Asesor: una señal positiva para las empresas del sur de Florida |
Bilzin Sumberg |
| Jul 8 2015 |
Sunlight is the best disinfectant: SEC charges oil company for fraud on EB-5 investors |
Mintz |
| Jul 8 2015 |
¿Qué impacto tendrá el nuevo enfoque de la SEC en el capital privado de inversión inmobiliaria del sur de Florida? |
Bilzin Sumberg |
| Jul 8 2015 |
Recent SEC Action Against Luca Funds Highlights Perils of EB-5 Deals for Investors |
Mintz |
| Jul 8 2015 |
June Review of Recent Whistleblower Developments |
Foley & Lardner LLP |
| Jul 8 2015 |
Paralepsis--Mentioning The Unmentionable re: Corporate and Securities Law |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 7 2015 |
SEC Proposes Clawback Rule |
Covington & Burling LLP |
| Jul 7 2015 |
Court Rules Unincorporated Association Aided Director’s Breach Of Fiduciary Duty |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 6 2015 |
Delaware Bans Corporate Fee-Shifting Bylaws and Authorizes Delaware-Only Forum Requirement for Intra-Corporate Litigation |
Mintz |
| Jul 6 2015 |
Delaware Supreme Court Holds Tooley Direct vs. Derivative Rule Is No Bar to Parent Corporation’s Contract Claim |
Proskauer Rose LLP |
| Jul 6 2015 |
SEC Sanctions Hedge Fund Advisory Firm For Improper Valuations of Illiquid Securities |
Proskauer Rose LLP |
| Jul 6 2015 |
Court Rules Shareholders May Be Sued In De Facto Dissolution |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 2 2015 |
SEC Issues Landmark Order Barring Gag Clauses |
Zuckerman Law |
| Jul 2 2015 |
SEC Seeks Public Input on Exchange-Traded Product Trading Issues |
Morgan, Lewis & Bockius LLP |
| Jul 2 2015 |
UCLA Professor Bainbridge Takes On S.B. 75 And The Delaware Bar |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
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