| Dec 2 2014 |
Justices Scalia and Thomas Amenable to Reexamining Deference to SEC Statutory Interpretations |
Proskauer Rose LLP |
| Dec 1 2014 |
CME Group Report Cards; Cross-Border Regulation; CCP Recovery; Spec Limits and EFRP Fines; Edge of Eternity: Bridging the Week November 24 to 28 and December 1, 2014 [VIDEO] |
Katten |
| Dec 1 2014 |
ISS (Institutional Shareholder Services) Releases 2015 Proxy Voting Guidelines |
Mintz |
| Nov 28 2014 |
SEC Will No Longer Require an Acquired Entity to Use “Pushdown” Accounting upon a Change in Control |
Morgan, Lewis & Bockius LLP |
| Nov 26 2014 |
Ohio Federal Judge Orders Stockholder To “Register” Correspondence With The SEC |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 25 2014 |
Private Equity Endures Heightened Public Scrutiny |
Proskauer Rose LLP |
| Nov 25 2014 |
California Buyer’s “I Have A Plan” Statement Found To Be Immaterial Puffery |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 25 2014 |
Bridging the Week: November 17 to 21 and 24, 2014 [VIDEO] |
Katten |
| Nov 24 2014 |
Asset Purchase: Initial Considerations |
McBrayer, McGinnis, Leslie and Kirkland, PLLC |
| Nov 24 2014 |
Privacy Monday – November 24, 2014 |
Mintz |
| Nov 24 2014 |
California Judge Rules Against Franchise Tax Board (FTB) In “Doing Business” Definition |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 23 2014 |
Seventh Circuit Court Found Pension Reform Unconstitutional |
Heyl, Royster, Voelker & Allen, P.C. |
| Nov 23 2014 |
CFTC Proposes to Revise Interpretation on Forward Contracts with Embedded Volumetric Optionality |
Katten |
| Nov 22 2014 |
FinCEN Updates List of Jurisdictions with AML/CFT Deficiencies |
Katten |
| Nov 22 2014 |
Cyber-Breach & NISPOM Conforming Change 2 – It’s What’s on the Inside That Counts (National Industrial Security Program Operating Manual) |
Sheppard, Mullin, Richter & Hampton LLP |
| Nov 22 2014 |
European Commission Extends Deadline for the CRR (Capital Requirements Regulation) |
Katten |
| Nov 21 2014 |
Second Circuit Extends Scope of Federal Jurisdiction In Litigation Arising From The Facebook IPO |
Proskauer Rose LLP |
| Nov 21 2014 |
CFTC Seeks Input on New Market Risk Advisory Committee |
Katten |
| Nov 21 2014 |
FCA Complaints Review May Impact FCA-Authorized Investment Firms |
Katten |
| Nov 21 2014 |
FINRA and the MSRB Release Companion Proposals That Would Require Additional Disclosures for Transactions in Fixed Income Securities |
Katten |
| Nov 21 2014 |
Investor Claims NetTALK Executives Took Control of Board |
Katten |
| Nov 21 2014 |
Business-Judgment Rule Applied in NY to Going-Private Transaction Where Procedural Protections Exist |
Proskauer Rose LLP |
| Nov 21 2014 |
Global Crowdfunding Site Consents to SEC Censure |
Katten |
| Nov 21 2014 |
SEC Adopts Regulation Systems Compliance and Integrity Rules |
Katten |
| Nov 21 2014 |
SEC Releases 2014 Annual Report to Congress on the Dodd-Frank Whistleblower Program |
Faegre Drinker |
| Nov 21 2014 |
US Court of Appeals for the District of Columbia Circuit Grants Petition for Rehearing of Decision on Conflicts Minerals Rule |
Katten |
| Nov 20 2014 |
D.C. Circuit to Reconsider Conflict Minerals Ruling; Initiatives Proceed in the European Union and China |
Beveridge & Diamond PC |
| Nov 20 2014 |
Critics Question SEC’s Increasing Use of Administrative Enforcement Proceedings |
Proskauer Rose LLP |
| Nov 20 2014 |
CFTC Proposes Clarification of the Interpretation on Forward Contracts with Embedded Volumetric Optionality |
ArentFox Schiff LLP |
| Nov 20 2014 |
Disclosure Effectiveness: ABA Business Law Section Committees Suggest Financial Reporting Revisions |
Morgan, Lewis & Bockius LLP |
| Nov 20 2014 |
Fifth Circuit Finds Sarbanes-Oxley Violation in Disclosure of Whistleblower’s Identity |
Morgan, Lewis & Bockius LLP |
| Nov 20 2014 |
Federal Court Holds That Lack of Loss Causation Is Not a Defense Under Massachusetts Blue Sky Law |
Mintz |
| Nov 20 2014 |
Between a Rock and a Hard Place: Navigating Disclosures to U.S. Regulators Within the Framework of China’s State Secrets Law |
McDermott Will & Emery |
| Nov 20 2014 |
Nigeria Launches New Corporate Governance Rating System |
Covington & Burling LLP |
| Nov 20 2014 |
Regulators Continue To Address High-Frequency Trading |
Proskauer Rose LLP |
| Nov 20 2014 |
Will The Courts Stop Deferring To SEC Interpretations? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 19 2014 |
SEC Publishes Its 2014 Dodd-Frank Whistleblower Program Annual Report |
Tycko & Zavareei LLP |
| Nov 19 2014 |
FINRA Likely to Adopt Pay-to-Play Rule |
Covington & Burling LLP |
| Nov 19 2014 |
Highlights of SEC’s 2014 Annual Report |
Proskauer Rose LLP |
| Nov 19 2014 |
When California Copied Rule 10b-5 Did It Shut The State Courthouse Door To Securities Fraud Suits? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 18 2014 |
Staying Above The Political Fray – The RIA (Registered Investment Adviser) Political Contribution Rule |
Sheppard, Mullin, Richter & Hampton LLP |
| Nov 17 2014 |
FX Manipulation, Swaps Trading Rules, Customer Funds, Failure to Supervise, Pay to Play - Bridging the Week: November 10 to 14 and 17, 2014 |
Katten |
| Nov 17 2014 |
5th Circuit: Outing Whistleblower Equals Adverse Action |
Proskauer Rose LLP |
| Nov 17 2014 |
ISS Updates Proxy Voting Policies For 2015 |
Hunton Andrews Kurth |
| Nov 17 2014 |
Cyber Security Top Priority in Today’s Tech-Savvy World |
Bilzin Sumberg |
| Nov 17 2014 |
Nevada Secretary Of State Denies Hacking Claim |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 16 2014 |
European Securities and Markets Authority (ESMA) Takes First Steps Toward Determining Whether To Extend AIFMD’s Passport to Non-EU AIFMs |
Katten |
| Nov 16 2014 |
Commodity Futures Trading Commission (CFTC) Issues 30.7 Customer Funds No-Action Relief and Interpretation |
Katten |
| Nov 14 2014 |
Commodity Futures Trading Commission (CFTC) Issues Further Relief for Package Transactions |
Katten |
| Nov 14 2014 |
OTC Derivatives Regulators Group Issues Report to G20 Leaders |
Katten |
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