| Aug 24 2018 |
SEC’s Office of Compliance Inspections and Examinations Begins Conducting Targeted Reviews Related to Crypto-Assets |
Stark & Stark |
| Aug 23 2018 |
Is There a Unicorn Among ICO Issuers? |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 23 2018 |
SEC Adopts Final Rules to Update and Simplify Disclosure Requirements |
Womble Bond Dickinson (US) LLP |
| Aug 23 2018 |
What Does "Reflect Financial Difficulties" Mean To You? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 22 2018 |
SEC Approves Amendments to Disclosure Rules for Municipal Securities |
Murtha Cullina |
| Aug 22 2018 |
SEC Whistleblower Awards: Can a whistleblower get an award for reporting books and record violations? |
Zuckerman Law |
| Aug 22 2018 |
SEC Approves Updated Disclosure Requirements |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 21 2018 |
SEC Whistleblower Protections: Dodd-Frank and Sarbanes-Oxley Prohibitions Against Retaliation |
Zuckerman Law |
| Aug 21 2018 |
Why I Disagree With A Semi-Annual Reporting Mandate (And It Probably Isn't The Reason That You Expect) |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 20 2018 |
“Airing Out the Denny Crane Room”: Recent SEC Action Emphasizes Need for Effective Disclosure Controls and Procedures for Executive Perquisites |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 20 2018 |
Bridging the Week by Gary DeWaal: August 13 to 17 and August 20, 2018 (ICO Halted; Misappropriation of Client Funds Not Halted; Rogue Trading) |
Katten |
| Aug 19 2018 |
SEC Blockchain and Crypto Update |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 17 2018 |
SEC Issues Smaller Reporting Company Compliance Guide |
Katten |
| Aug 16 2018 |
Upcoming/New CFIUS Filing: Deutsche Telekom/T-Mobile US and Sprint Corporation |
Squire Patton Boggs (US) LLP |
| Aug 14 2018 |
Smaller Reporting Companies and Larger Incentives: SEC Amends Definition of Smaller Reporting Company |
Faegre Drinker |
| Aug 14 2018 |
Ninth Circuit Holds Transactions in Unsponsored ADRs Can Be “Domestic” Under Morrison |
Mintz |
| Aug 13 2018 |
Regulation in Higher Demand as the Cryptocurrency Industry Matures |
Foley & Lardner LLP |
| Aug 10 2018 |
SEC Division of Corporation Finance Issues C&DIs Regarding Notices of Exempt Solicitation |
Katten |
| Aug 10 2018 |
Delaware Chancery Reiterates Directors’ Right to Access Corporation Information |
Katten |
| Aug 9 2018 |
Fairness Hearings Are Not Just For Merger Transactions |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 8 2018 |
SEC Announces Upcoming Roundtable on the Proxy Process |
Foley & Lardner LLP |
| Aug 6 2018 |
Investment Advisers and the SEC’s Interpretation of Their Duties: Part II- Interesting Angles on the DOL’s Fiduciary Rule #100 |
Faegre Drinker |
| Aug 6 2018 |
Bridging the Weeks by Gary DeWaal: July 23 to August 3 and August 6, 2018 (Post-Trade Allocations; Exchange-Traded Products; Statutory Requirements) |
Katten |
| Aug 2 2018 |
Delaware Chancery Court Finds Absence of Controlling Stockholder Does Not Eliminate Possibility for Adequately Pled Corporate Overpayment Claims |
Cadwalader, Wickersham & Taft LLP |
| Aug 2 2018 |
What Can Be Done When Shareholders Can't Be Found Or Creditors Won't Accept Payment |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 2 2018 |
Investment Advisers and the SEC's Interpretation of Their Duties: Interesting Angles on the DOL’s Fiduciary Rule #99 |
Faegre Drinker |
| Jul 28 2018 |
FINRA Updates: Board of Governors Approve Rules & Simplified Arbitration |
Katten |
| Jul 27 2018 |
European Supervisory Authorities Release Guidance on PRIIPS KID |
Katten |
| Jul 27 2018 |
ESMA Updates UCITS and AIFMD Q&As [Again] |
Katten |
| Jul 27 2018 |
Rule 701 Additional Disclosure Threshold Raised to $10M; SEC Solicits Comments to Modernize Compensatory-Related Offerings Under Rule 701 and Form S-8 |
Womble Bond Dickinson (US) LLP |
| Jul 27 2018 |
NFA Proposes Enhanced Disclosure Requirements for Members Engaging in Virtual Currency Activities |
Faegre Drinker |
| Jul 26 2018 |
Bitcoin Boom: Are Cryptocurrencies Securities Subject to Regulation by the SEC? |
IMS Legal Strategies |
| Jul 25 2018 |
One Year After the "DAO" Report Three U.S. Courts Begin to Provide Crypto-Clarity |
K&L Gates LLP |
| Jul 23 2018 |
Adviser Settles SEC Administrative Proceeding Regarding Conflicts of Interest Disclosure |
Vedder Price |
| Jul 23 2018 |
SEC Adopts Amendments Requiring Inline XBRL Reporting for Fund Risk/Return Summary Information |
Vedder Price |
