| Apr 6 2018 |
ISS Updates Frequently Asked Questions for US Proxy Voting Policies and Procedures for 2018 |
Katten |
| Apr 6 2018 |
Alter Ego And The California LLC |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 4 2018 |
When An LLC Interest Is A Security |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 3 2018 |
Lawyer’s Guide to Understanding The Legal Risks of ICOs |
PracticePanther |
| Apr 3 2018 |
A Five Percent Interest Is Not Necessarily Stock |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 2 2018 |
Continued Individual Liability Under the Bank Secrecy Act: The SEC Targets Two AML Compliance Officers and One CEO for Alleged AML/BSA Violations |
Ballard Spahr LLP |
| Apr 2 2018 |
Bridging the Week: March 26 to 30 and April 2, 2018 (AML; Red Flags; Pump and Dump; Bitcoin ETFs) [VIDEO] |
Katten |
| Mar 30 2018 |
DC Circuit Upholds SEC’s Denial of Dodd-Frank Bounty Award |
Proskauer Rose LLP |
| Mar 28 2018 |
Launch of the Criminal Division's In-House Health Care Data Analytics Team |
Dickinson Wright PLLC |
| Mar 27 2018 |
Federal Court Grants Preliminary Injunction, Affirms CFTC Jurisdiction over Virtual Currencies |
Proskauer Rose LLP |
| Mar 26 2018 |
Bridging the Week by Gary DeWaal: March 19 to 23 and March 26, 2018 (Howey; ICOs; Virtual Currencies; Actual Delivery) |
Katten |
| Mar 23 2018 |
Canadian Court Limits Underwriters’ Liability and Susceptibility to Class Treatment |
Mintz |
| Mar 22 2018 |
Blockchain Technology May Enable Tracing in Securities Act Litigation |
Katten |
| Mar 22 2018 |
US Supreme Court Upholds State Court Jurisdiction for Class Actions Under Securities Act of 1933 |
Morgan, Lewis & Bockius LLP |
| Mar 22 2018 |
U.S. Supreme Court Decides Federal Securities Act Class Actions May be Brought in State Courts |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 21 2018 |
SEC Issues Largest Dodd-Frank Whistleblower “Bounty” Awards Ever |
Epstein Becker & Green, P.C. |
| Mar 21 2018 |
Director Equity Award Limit in LTIPs: How Companies are Addressing it this Proxy Season in Light of Recent Delaware Case Law |
Hunton Andrews Kurth |
| Mar 21 2018 |
Under Advisement: SEC Scrutinizes Wealth Management Industry |
Cadwalader, Wickersham & Taft LLP |
| Mar 21 2018 |
Cyan And The California Company |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 21 2018 |
Supreme Court Rules that State Courts can Adjudicate Class Actions Under the Securities Act of 1933 |
Proskauer Rose LLP |
| Mar 20 2018 |
A Blockchain Alternative for Accredited Investors |
Fairfield University Dolan School of Business |
| Mar 20 2018 |
Investment Services Regulatory Update - March 2018 |
Vedder Price |
| Mar 20 2018 |
SEC Proposes Changes to Public Liquidity Risk Management Disclosure |
Faegre Drinker |
| Mar 19 2018 |
First Securities Lending Transaction Using Blockchain Technology Completed |
Proskauer Rose LLP |
| Mar 19 2018 |
Bridging the Week: March 12 to 16 and 19, 2018 (Swaps De Minimis Level; SLR; SEFs; Insider Trading; ICOs) [VIDEO] |
Katten |
| Mar 19 2018 |
Ethics Survey Reveals Increase in Perceived Whistleblower Retaliation and Increased Pressure to Compromise Ethical Standards |
Zuckerman Law |
| Mar 19 2018 |
Court Of Appeal Upholds Dismissal Of Purely Foreign Dispute |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 16 2018 |
SEC Proposes Transaction Fee Pilot Program |
Katten |
| Mar 16 2018 |
Security Regulations: Catching Up With Blockchain Technology |
PracticePanther |
| Mar 16 2018 |
Former Equifax Chief Information Officer Charged With Insider Trading |
Murtha Cullina |
| Mar 16 2018 |
Control Persons And Underwriter Status |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 16 2018 |
Part 2 of Undisclosed (and Disclosed) 12b-1 Fees: Interesting Angles on the DOL’s Fiduciary Rule #83 |
Faegre Drinker |
| Mar 15 2018 |
Court Reminds SEC That Rule 144 Is A Non-Exclusive Safe Harbor |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 12 2018 |
Private Equity Regulatory Highlights: Private Equity Funds Year-in-Review |
K&L Gates LLP |
| Mar 12 2018 |
New SEC Probe of ICO Issuers and SAFT Structure |
Proskauer Rose LLP |
