Oct 28 2022 |
2022 NFT Litigation Roundup |
Foley & Lardner LLP |
Dec 19 2022 |
SEC Adopts Final Rules Regarding 10b5-1 Trading Plans and Disclosure of Insider Trading Policies and Related Matters |
Foley & Lardner LLP |
Jan 8 2023 |
Bitcoin, Crypto-Assets, and the Energy Sector |
Foley & Lardner LLP |
Feb 21 2018 |
Only Persons Who Report Security Violations to the SEC are Whistleblowers Under Dodd-Frank: Supreme Court Decides Digital Realty Trust Case |
Foley & Lardner LLP |
Aug 8 2018 |
SEC Announces Upcoming Roundtable on the Proxy Process |
Foley & Lardner LLP |
Jul 18 2023 |
Texas Becomes Tenth State to Enact Comprehensive Consumer Data Privacy Law |
Foley & Lardner LLP |
Jul 25 2023 |
Financial Metrics in M&A Transactions: Evaluating Valuation Metrics, Pricing, and Potential Returns |
Foley & Lardner LLP |
Oct 29 2019 |
A Review of Recent Whistleblower Developments: October 29, 2019 |
Foley & Lardner LLP |
Mar 13 2024 |
SEC v Panuwat: The SEC’s Novel “Shadow Trading” Insider Trading Case Goes to Trial |
Foley & Lardner LLP |
May 5 2020 |
Federal Financial Institutions Examination Council Issues Revisions to BSA/AML Examination Manual |
Foley & Lardner LLP |
Apr 10 2015 |
Three Thoughts about the SEC’s First “Pretaliation” Case |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Apr 20 2015 |
A Non-Insider Trading Case in the District of Massachusetts |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
May 13 2016 |
Custody Rule Examiners Need To, You Know, Examine |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Jul 23 2015 |
You Can Settle Your Insider Trading Case with a Negligence-based Charge |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Jun 13 2016 |
Don’t Even Think About Violating That Penny Stock Bar |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Dec 7 2016 |
Multi-Level Tipping: Insider Trading Cartoon Series, Vol. XI [VIDEO] |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Jan 25 2017 |
United States V. Newman (Part 2): Insider Trading Cartoon Series, Vol. 15 |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Mar 3 2016 |
Two Thoughts about the Smallest Insider Trading Case in All of Captivity |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Aug 24 2015 |
SEC Comments on Whistleblower Anti-Retaliation Provisions/Internal Reporting |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Mar 3 2015 |
Two-Factor Authentication May Be Coming to a Bank Near You |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Jun 29 2015 |
Do Investment Advisers Automatically Have Fiduciary Duties to Their Clients? |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Jul 23 2015 |
SEC’s Investment Management Division Has Some Things to Tell You about Cybersecurity |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Feb 22 2016 |
SEC Enforcement Lays out Approach to Cybersecurity Cases |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Mar 15 2016 |
Insider Trading Cartoon Series, Vol. VI — Misappropriation (Part Deux) [VIDEO] |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
May 8 2015 |
Interpreting The Right To Specific Performance In A Shareholder Buy-Sell Agreement |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Jun 25 2015 |
FIN4 May Have Embarked on a Risky Hacking/Insider Trading Strategy |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Dec 8 2016 |
Tipping (Pre-Newman): Insider Trading Cartoon Series, Vol. X |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Mar 3 2015 |
The SEC Will Be Your Employment Law Agency, Too |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Sep 21 2015 |
Nothing to See in This Story about the Electronic Communications Privacy Act |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Apr 21 2015 |
Two Regulatory Crises: Cybersecurity Issues |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Sep 8 2015 |
Executive Assistant Embezzles $1 Million from Hewlett Packard; as yet, SEC Doesn’t Care |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Oct 6 2015 |
Swingers - Swing Trading Under the Securities Act [Video] |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Mar 4 2015 |
SIFMA Gets Its Cybersecurity-Antitrust Wish - Securities Industry and Financial Markets Association |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Mar 16 2015 |
SEC Releases Results of Cybersecurity Exam Sweep |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Apr 27 2015 |
The SEC Doesn’t Love Secret Perks for Executives |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Jul 25 2015 |
The SEC's Investment Management Division Has Some Things to Tell You about Cybersecurity |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Aug 20 2015 |
Probably Don’t Do What Red Cross CEO Just Did re: Government Investigations |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Dec 18 2015 |
Martin Shkreli, Criminal Forfeiture, and Wu-Tang Clan: Securities Fraud |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Aug 20 2015 |
North Carolina Business Court Awards Rule 11 Sanctions For Baseless Fiduciary Duty Claim |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Sep 23 2015 |
SEC Says No More Mr. Nice Guy on Investment Adviser Cybersecurity |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Feb 25 2016 |
Rob Cohen Discusses SEC’s Analysis and Detection Center |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
May 11 2016 |
Stop Faxing: SEC Regulation S-P |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Jul 1 2015 |
Vivek Ranadivé and Wisconsin Investment Adviser Both Big into Cherrypicking, According to Sources |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
May 12 2015 |
D.C. Circuit Says “Heads I Win, Tails You Lose” Is Maybe Not the Best Set of Rules for Criminal Forfeiture |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Jul 9 2015 |
Texas Supreme Court Applies Absolute Privilege to Statements in FCPA Investigations: Foreign Corrupt Practices Act |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
Jun 13 2022 |
National Realty Investment Advisors Lands in Bankruptcy |
Stark & Stark |
Sep 20 2023 |
Navigating 2023’s Employment Landscape: Legal Compliance and the Perils of Template Reuse |
Stark & Stark |
Sep 21 2022 |
To Sign or Docu-Sign, That is the Question |
Stark & Stark |
Aug 24 2018 |
SEC’s Office of Compliance Inspections and Examinations Begins Conducting Targeted Reviews Related to Crypto-Assets |
Stark & Stark |
Apr 9 2015 |
A New Concern about Confidentiality Agreements: Whistleblower Protection and Anti-Retaliation Emphasized and Enforced by the SEC |
Stark & Stark |