| Oct 23 2017 |
SEC Proposes Amendments to Disclosure Rules and Forms |
Jones Walker LLP |
| Oct 23 2017 |
Bridging the Week: October 16 – 20 and October 23, 2017 (Cryptocurrencies Primer; Pre-Open; EFRPs; Spoofing Again) |
Katten |
| Oct 20 2017 |
SEC-Proposed Amendments to Modernize, Simplify and Increase the Accessibility of Required Disclosure |
Katten |
| Oct 19 2017 |
Potential Adjustment to Dodd-Frank SIFI Threshold |
Jones Walker LLP |
| Oct 19 2017 |
Government Contractors And Pay-To-Play Laws |
Godfrey & Kahn S.C. |
| Oct 19 2017 |
Chancery Court Partially Grants Books and Records Request |
K&L Gates LLP |
| Oct 18 2017 |
A Review of Recent Whistleblower Developments : October 2017 |
Foley & Lardner LLP |
| Oct 18 2017 |
SEC’s Investor Advisory Committee Talks DLT, Blockchain |
K&L Gates LLP |
| Oct 18 2017 |
Capital Markets & Public Companies Quarterly: Capital Formation, Dividend Notice and Pay Ratio Q3 Updates |
McDermott Will & Schulte LLP |
| Oct 18 2017 |
The SEC Announces Another Seven-Figure Whistleblower Award |
Squire Patton Boggs (US) LLP |
| Oct 17 2017 |
New Lawsuit Seeks to Challenge Postponement/Rescission of International Entrepreneur Parole Program |
Murtha Cullina |
| Oct 16 2017 |
SEC Publishes Helpful Guidance on Pay Ratio Disclosure |
McDermott Will & Schulte LLP |
| Oct 16 2017 |
Bridging the Week: October 9 – 13 and October 16, 2017 (Spoofing; Supervision; De Minimis Threshold; Automated Trading System Gone Bad) [VIDEO] |
Katten |
| Oct 13 2017 |
ESMA Updates UCITS and AIFMD Q&As |
Katten |
| Oct 13 2017 |
ESMA Highlights Importance of LEI for MiFID II Compliance |
Katten |
| Oct 13 2017 |
ESMA Updates MiFID II Q&A on Commodity Derivatives in October 2017 |
Katten |
| Oct 13 2017 |
SEC Approves FINRA Registration, Qualification and Continuing Education Rules |
Katten |
| Oct 13 2017 |
SEC Announces Rule Proposal to Modernize, Simplify and Increase the Accessibility of Required Disclosure |
Katten |
| Oct 13 2017 |
States Respond to Equifax Cyber Breach with Enforcement Actions and Calls for Enhanced Regulatory Powers |
Cadwalader, Wickersham & Taft LLP |
| Oct 13 2017 |
What Is A Foreign Registrant And Why Must They Translate Their Names? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 12 2017 |
Wild West No Longer: The SEC Brings Enforcement Actions Against Two Initial Coin Offerings |
Cadwalader, Wickersham & Taft LLP |
| Oct 12 2017 |
Pay-to-Play – SEC Expands Scope of Rule to CABs |
Proskauer Rose LLP |
| Oct 12 2017 |
Cybersecurity Regulation in the Securities Markets |
Morgan, Lewis & Bockius LLP |
| Oct 12 2017 |
Standard Of Review Is Clear For Administrative Interpretations Of Statutes And Rules |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 11 2017 |
“The Cold Never Bothered Me Anyway!” SEC Again Uses Its Power To Freeze An Alleged EB-5 Scam |
Mintz |
| Oct 11 2017 |
U.S. Futures Exchanges Disciplinary Actions Report - September 2017 |
Bracewell LLP |
| Oct 11 2017 |
A Town Without Written Leases And No Litigation |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 11 2017 |
Federal Reserve Board Outlines Next Steps for Faster Payments |
K&L Gates LLP |
| Oct 10 2017 |
SEC Brings Enforcement Action Against Two Companies Related to Initial Coin Offerings |
Covington & Burling LLP |
| Oct 10 2017 |
Section 25401 – Does No One Know Its History? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 9 2017 |
Bridging the Week: October 2 – 6 and October 9, 2017 (SEC/CFTC – Coordinate and Harmonize, Don’t Merge; Source Code Proposal: Dead; Wishes May Come True) |
Katten |
| Oct 9 2017 |
Attention Investment Advisers: Rules Are Not Statutes |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 9 2017 |
France Moves Forward With Blockchain for Certain Securities Exchanges |
K&L Gates LLP |
| Oct 8 2017 |
SEC Approves FINRA Rule Change to Subject Capital Acquisition Brokers to Pay-to-Play Rules |
Katten |
| Oct 7 2017 |
ESMA Publishes Additional Guidance on Direct Electronic Access |
Katten |
