| Apr 18 2017 |
Corporate Director Liability: Corwin v. KKR Fin. Holdings Cannot Cleanse Everything |
Dinsmore & Shohl LLP |
| Apr 17 2017 |
Bridging the Week: April 10 to 14 and 17, 2017 (Theft of Trade Secrets; No Spoofing; Third-Party Payments; Fake News) [VIDEO] |
Katten |
| Apr 14 2017 |
Update: Briefs Filed in CalPERS v. ANZ Securities |
Mintz |
| Apr 14 2017 |
SEC Division of Corporation Finance Provides Update on Conflict Minerals Rule |
Katten |
| Apr 14 2017 |
EB-5 Visa Scandal Underscores the Critical Role Whistleblowers Play in Exposing EB-5 Fraud |
Zuckerman Law |
| Apr 13 2017 |
Colorado Investment Advisers and Broker-Dealers May Soon Face New Cybersecurity Requirements |
Holland & Hart LLP |
| Apr 13 2017 |
SEC Scrutinizes “Fake News” Stock Promotion Schemes |
Zuckerman Law |
| Apr 13 2017 |
SEC’s Flawed Changes To Exchange Act Forms |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 12 2017 |
Did Joseph P. Kennedy Make Insider Trading Illegal? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 11 2017 |
Dueling Classes Dispute the Breadth of Released Claims in the Halliburton Securities Litigation |
Mintz |
| Apr 11 2017 |
Cross Border Master-Feeder Arrangements: SEC Staff Slightly Expands Utility of Offshore Feeders for Global Investment Management Firms, but Tax and Other Challenges Remain |
K&L Gates LLP |
| Apr 11 2017 |
Conflict Minerals Report No Longer Required? Wait — Not So Fast |
Squire Patton Boggs (US) LLP |
| Apr 11 2017 |
New Developments and Uncertainties for Conflict Minerals Disclosure |
Beveridge & Diamond PC |
| Apr 11 2017 |
SEC Issues Update for Advisers Relying on Unibanco No-Action Letters |
Katten |
| Apr 10 2017 |
Bridging the Week: April 3-7 and 10, 2017 (Advancing Nominee; Third Party Funds’ Transfers; Record Retention) [VIDEO] |
Katten |
| Apr 10 2017 |
ESMA Updates MiFID II Q&As on Market Structures, Commodity Derivatives and Transparency |
Katten |
| Apr 10 2017 |
Criminal Conviction Of De Facto Officer Does Not Preclude D&O Coverage |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 7 2017 |
SEC Adopts Technical Amendments to JOBS Act Rules |
Katten |
| Apr 6 2017 |
We Know What You Really Meant: Utah Court Holds that SEC Can Bring Extraterritorial Enforcement Action Based on Conduct or Effects in United States |
Proskauer Rose LLP |
| Apr 6 2017 |
California’s Corporations Code And Securities Rules Are Rife With Errors |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 3 2017 |
Bridging the Week: March 27 to 31 and April 3, 2017 (Regulation Through Enforcement; Produce Or Be Fined; Spoofing; Undisclosed Mark-Ups) |
Katten |
| Apr 3 2017 |
Supreme Court to Decide Whether Failure to Make Required MD&A Disclosure Can Provide Basis for Damages Under Rule 10b-5 |
ArentFox Schiff LLP |
| Apr 2 2017 |
SEC Issues New Sources of Custody Rule Guidance |
Proskauer Rose LLP |
| Mar 31 2017 |
CFTC Will Have Enhanced Enforcement Powered by In-House Market Surveillance |
Covington & Burling LLP |
| Mar 31 2017 |
CFTC Extends Relief for Swap Execution Facilities with respect to SEF Confirmation and Recordkeeping Requirements |
Covington & Burling LLP |
| Mar 29 2017 |
SEC Requires Public Companies to Hyperlink Exhibits Beginning September 1, 2017 |
Mintz |
| Mar 29 2017 |
SEC Whistleblower Program: Exposing Insider Trading |
Zuckerman Law |
| Mar 27 2017 |
SEC Announces 2017 Compliance Outreach Program Seminars for Investment Companies and Investment Advisers |
Proskauer Rose LLP |
| Mar 27 2017 |
Large Equity Funds Are Demanding Greater Boardroom Attention to Sustainability and Climate Risks |
Covington & Burling LLP |
| Mar 24 2017 |
New Regulations on Issue Price of Tax-Exempt Bonds |
Foley & Lardner LLP |
| Mar 24 2017 |
SEC Adopts Amendment to Shorten Settlement Cycle for Securities Transactions |
Katten |
| Mar 24 2017 |
Briefs Filed in CalPERS v. ANZ Securities |
Mintz |
| Mar 23 2017 |
U.S. Supreme Court Passes On Opportunity To Address Scope of Dodd-Frank “Whistleblower” Provision |
Proskauer Rose LLP |
| Mar 22 2017 |
SEC Adopts Amendments to Require Exhibit Hyperlinks in Registration Statements and Exchange Act Reports |
Jones Walker LLP |
| Mar 22 2017 |
SEC Conflict Minerals Rule Faces New Scrutiny Ahead of May Filing Deadline |
Beveridge & Diamond PC |
