Aug 28 2010 |
SEC Adopts Mandatory Proxy Access Rule for Shareholder Director Nominations -- Applicable for 2011 Proxy Season |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 29 2011 |
California Court Of Appeal Holds That Privity Of Contract Is Necessary To Maintain An Action For Rescission Under California Corporations Code Sections 25504 And 25504.1 |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 20 2011 |
United States Supreme Court Holds that the "Maker" of a Statement for Rule 10b-5 Purposes is the Person or Entity with Ultimate Authority Over the Statement |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 8 2011 |
Delaware Supreme Court Holds That Insider Trading Claims Alleging Misuse of Confidential Corporate Information Need Not Show Injury To the Corporation |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 22 2011 |
Second Circuit Holds That the Private Securities Litigation Reform Act of 1995 Bars All RICO Claims Based Upon Alleged Acts of Securities Fraud |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 6 2011 |
SEC Announces Slight Decrease in Fee Rates for Section 6(b), Section 13(e) and Section 14(g) in Fiscal Year 2012 |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 7 2022 |
May 2022 Crypto Enforcement Actions and Regulatory Guidance Roundup |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 7 2012 |
SEC Toughens Listing Requirements for Reverse Merger Companies |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 29 2022 |
China Securities Regulatory Commission issued Proposed Provisions Related to Offshore Listing |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 21 2022 |
Payday Lender Ordered to Pay $39 Million in Misappropriated Funds Suit |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 13 2017 |
When Does Software Become Securities? |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 18 2013 |
Between Mortar and Pestle: Securities and Exchange Commission (SEC) Pressure Grinds Auditors Against People's Republic of China (PRC) State Interests |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 13 2013 |
Second Circuit Rules That Putative Auction Rate Securities Class Action Complaints Failed to Adequately Plead Antitrust Conspiracy |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 16 2023 |
SEC’s Proposed Conflicts of Interest Rule May Impede Hedging |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 24 2018 |
Court Rules Cryptocurrencies Can Be Regulated By The CFTC As Commodities |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 25 2013 |
Affiliating with a Broker-Dealer |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 29 2013 |
China Securities Regulatory Commission (CSRC) Became Sole Regulator of Private Equity (PE) Industry |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 10 2013 |
Still Standing: U.S. Court Upholds SEC Conflicts Minerals Rule |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 20 2023 |
FTC Reaches Settlement with Crypto Platform |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 1 2019 |
Expansion of Regulation A to Reporting Companies: Increased Alternatives Now Available to Public Companies Seeking to Raise Capital or for Mergers and Acquisitions |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 14 2019 |
Commercial Division Justices Provide Dueling Approaches to Discovery Stays in State Court Securities Litigation |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 20 2014 |
Delaware Court of Chancery Applies Implied Covenant of Good Faith and Fair Dealing to Prohibit An Acquiring Entity From Diverting Revenues to Depress Payouts Under a Contingent Purchase Price Provision |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 1 2014 |
Texas District Court Cites Recent “Evolution” of Rule 23 Standards to Deny Class Certification Motion in Securities Action Based Upon Allegedly Misleading Registration Statement |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 31 2019 |
Spoofing Enforcement Intensifies |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 19 2024 |
For Limited Use Only: Guidance on National Security Delay Determinations under the SEC Cyber Reporting Rule |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 19 2024 |
SEC Cracks Down on Over-Hyped AI Claims – Director Says This is Just the Beginning |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 23 2024 |
Supreme Court Holds “Pure Omissions” Are Not Actionable Under Rule 10b-5(b) |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 21 2020 |
Exchange Relief: NYSE Provides Partial Waiver for Shareholder Approval of PIPE Transactions; Nasdaq Provides Relief Regarding Continued Listing Requirements |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 5 2014 |
Recent SEC Enforcement Actions Highlight Importance of Robust Insider Trading Compliance Policies |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 11 2014 |
Second Circuit Limits “Tippee” Insider Trading Liability |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 5 2021 |
UPDATED: The Reauthorization and Revival of the Paycheck Protection Program and Economic Injury Disaster Loan Program under the Economic Aid to Hard-Hit Small Businesses, Nonprofits, and Venues Act |
Sheppard, Mullin, Richter & Hampton LLP |
May 4 2015 |
Finally! SEC Proposes New Pay for Performance Disclosure Regulations |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 25 2022 |
Higher Filing Thresholds for HSR Act Premerger Notifications and Interlocking Directorates Announced |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 6 2022 |
California Court of Appeal Addresses Derivative Standing and Failure of Oversight Claims Under Delaware Law |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 30 2016 |
U.S. Targets Private Equity Funds for FCPA Scrutiny |
Sheppard, Mullin, Richter & Hampton LLP |