| Feb 24 2023 |
CFIUS Determination Regarding “Excepted Foreign State” |
Squire Patton Boggs (US) LLP |
| Feb 23 2023 |
ISSB’s Inaugural Sustainability Disclosure Standards Put The Spotlight On Scope 3 Emissions In The U.S. |
Barnes & Thornburg LLP |
| Feb 23 2023 |
Proposed SEC Custody Rules for Crypto Assets |
Hunton Andrews Kurth |
| Feb 22 2023 |
More Than Four Score Law Firms File Amicus Brief Opposing SEC Assault On Client Confidentiality |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 22 2023 |
SEC Overhaul of Custody Rule: Implications for Qualified Custodians |
Greenberg Traurig, LLP |
| Feb 21 2023 |
SEC Announces Inspection Priorities for 2023 |
Katten |
| Feb 21 2023 |
New Federal “M&A Broker” Exemption From SEC Registration in Certain Securities Transactions |
Nelson Mullins |
| Feb 21 2023 |
The Fourth Crow: SEC Sues Nonexistent Fund and Unidentified Agents |
Norris McLaughlin P.A. |
| Feb 20 2023 |
Australia: ASIC Reveals 2023 Enforcement Priorities |
K&L Gates LLP |
| Feb 17 2023 |
Fund Finance Symposium Panel Recap: Secondaries and Continuations |
Cadwalader, Wickersham & Taft LLP |
| Feb 17 2023 |
SEBI (Buy-Back of Securities) (Amendment) Regulations, 2023 |
Nishith Desai Associates |
| Feb 17 2023 |
United States: SEC Adopts Rules to Reduce Risk in Clearance and Settlement |
K&L Gates LLP |
| Feb 17 2023 |
5 Things Whistleblowers Should Know About Reporting Accounting Fraud to the SEC |
Zuckerman Law |
| Feb 16 2023 |
SEC Examinations in 2023 to Focus on “Riskier Private Funds” and New Marketing Rule |
Proskauer Rose LLP |
| Feb 16 2023 |
Fifth Circuit Provides New Guidance on Evaluating Confidential Witnesses |
Mintz |
| Feb 16 2023 |
To Be or Not To Be a “Non-Rule 10b5-1 Trading Arrangement” – That is the Question! |
Nelson Mullins |
| Feb 16 2023 |
The SEC Division of Examinations Announces 2023 Priorities, Including Key Areas for Registered Investment Advisers, Registered Investment Companies, and Broker-Dealers |
K&L Gates LLP |
| Feb 16 2023 |
Covington's Substantial Investment In Protecting Client Confidences |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 16 2023 |
SEC Announces 2023 Examination Priorities |
Greenberg Traurig, LLP |
| Feb 15 2023 |
Kraken the Whip – Kraken Penalized Over Staking-as-a-Service |
Polsinelli PC |
| Feb 15 2023 |
Record Penalty for Alleged Regulation FD Violations and Best Practices Going Forward |
Katten |
| Feb 15 2023 |
2023 Priorities for SEC Division of Examinations |
ArentFox Schiff LLP |
| Feb 15 2023 |
SEC Pays Whistleblower $3 Million Under Related Action Rule |
Kohn, Kohn & Colapinto |
| Feb 15 2023 |
Congress Enacts M&A Broker But What About George Babbit? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 14 2023 |
SEC Division of Examinations Announces 2023 Examination Priorities |
Bradley Arant Boult Cummings LLP |
| Feb 14 2023 |
Message Received: SEC Zeros in On Off-Channel Communication |
K&L Gates LLP |
| Feb 13 2023 |
“Now Yous Can’t Leave”: SEC Finds Itself in Formidable Fight Over Attempt to Assert Regulatory Domain over Secondary Sales of Digital Assets |
Polsinelli PC |
| Feb 13 2023 |
SEC Releases C&DIs Clarifying Certain ‘Pay vs Performance’ Questions |
Nelson Mullins |
| Feb 13 2023 |
Crypto Platform Kraken Pays $30 Million and Ceases Staking Services to Settle SEC Charges |
K&L Gates LLP |
| Feb 13 2023 |
Defrauding D Orders: SEC Cracks Down on Manipulative Day Trader |
Norris McLaughlin P.A. |
| Feb 10 2023 |
InDepth: CFTC’s Regulatory Priorities for 2023 |
Cadwalader, Wickersham & Taft LLP |
| Feb 10 2023 |
SEC Re-Proposes a Rule Prohibiting Conflicts of Interest in Certain Securitizations |
Cadwalader, Wickersham & Taft LLP |
| Feb 9 2023 |
SEC Imposes Staggering $35 Million Fine on Company for Paying Lip Service to Internal Compliance Procedures |
Epstein Becker & Green, P.C. |
| Feb 9 2023 |
Fraud Claims Against Token Issuer Dismissed Based on Disclosures to Accredited Investor |
Proskauer Rose LLP |
| Feb 9 2023 |
United States: SEC Division of Examinations Announces 2023 Examination Priorities |
K&L Gates LLP |
