Jul 16 2013 |
Second Circuit Rejects the Application of American Pipe's Tolling Rule and Rule 15(c)'s "Relation Back" Doctrine to the Three-Year Statute of Repose for Section 11 and 12(a) Claims |
Sheppard, Mullin, Richter & Hampton LLP |
May 2 2023 |
It’s Not Just the NLRB Watching You – NLRB Adds the Consumer Financial Protection Bureau to Its Ever Growing List of Interagency Collaborations |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 28 2013 |
Delaware General Corporation Law Amended to Speed Up the Consummation of Two-Step Merger Transactions |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 20 2013 |
Financial Industry Regulatory Authority (FINRA) Raises the Bar on Due Diligence by Broker Dealers Involved in EB-5 |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 8 2023 |
United States Supreme Court Holds That Section 11 Plaintiffs Must Purchase Securities Issued Under the Registration Statement They Seek to Challenge |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 2 2023 |
An Evolving High-Wire Act: Navigating Conflicting Laws, Regulations, and Guidance in the ESG Space |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 14 2019 |
Commercial Division Justices Provide Dueling Approaches to Discovery Stays in State Court Securities Litigation |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 20 2014 |
Delaware Court of Chancery Applies Implied Covenant of Good Faith and Fair Dealing to Prohibit An Acquiring Entity From Diverting Revenues to Depress Payouts Under a Contingent Purchase Price Provision |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 1 2014 |
Texas District Court Cites Recent “Evolution” of Rule 23 Standards to Deny Class Certification Motion in Securities Action Based Upon Allegedly Misleading Registration Statement |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 31 2019 |
Spoofing Enforcement Intensifies |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 19 2024 |
For Limited Use Only: Guidance on National Security Delay Determinations under the SEC Cyber Reporting Rule |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 21 2020 |
Exchange Relief: NYSE Provides Partial Waiver for Shareholder Approval of PIPE Transactions; Nasdaq Provides Relief Regarding Continued Listing Requirements |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 19 2024 |
SEC Cracks Down on Over-Hyped AI Claims – Director Says This is Just the Beginning |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 23 2024 |
Supreme Court Holds “Pure Omissions” Are Not Actionable Under Rule 10b-5(b) |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 5 2014 |
Recent SEC Enforcement Actions Highlight Importance of Robust Insider Trading Compliance Policies |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 11 2014 |
Second Circuit Limits “Tippee” Insider Trading Liability |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 5 2021 |
UPDATED: The Reauthorization and Revival of the Paycheck Protection Program and Economic Injury Disaster Loan Program under the Economic Aid to Hard-Hit Small Businesses, Nonprofits, and Venues Act |
Sheppard, Mullin, Richter & Hampton LLP |
May 4 2015 |
Finally! SEC Proposes New Pay for Performance Disclosure Regulations |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 25 2022 |
Higher Filing Thresholds for HSR Act Premerger Notifications and Interlocking Directorates Announced |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 6 2022 |
California Court of Appeal Addresses Derivative Standing and Failure of Oversight Claims Under Delaware Law |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 30 2016 |
U.S. Targets Private Equity Funds for FCPA Scrutiny |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 22 2016 |
SEC Proposes Amendments to Update and Simplify Disclosure Requirements as Part of Overall Disclosure Effectiveness Review |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 14 2010 |
Second Circuit Affirms Dismissal Of Securities Fraud Complaint, But Rejects Reform Act Safe Harbor Defense |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 21 2010 |
President Obama Signs Dodd-Frank Act Into Law |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 31 2010 |
SEC Fee Rate Adjustment for Section 6(b), Section (13e) and Section 14(g) to Be Effective December 27, 2010 |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 24 2012 |
Spotlight on Pay For Performance Intensifies as ISS Releases New Evaluation Methodology for 2012 Proxy Season |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 26 2017 |
FCPA Accounting Provisions Have Teeth: Halliburton to Pay $29.2 Million to Settle FCPA Charges |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 21 2022 |
Crypto Interest-Bearing Accounts, the Next Target? |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 12 2018 |
Reminder to Perform Annual ISO/ESPP Reporting in January 2018 |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 18 2022 |
NYAG Delivers on Promise to Rein In Unregistered Crypto Lending with New Suit |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 27 2018 |
Smart Contract Developers – Beware and Lawyer Up! |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 29 2013 |
Argentina's Financial Fate Now Depends on the U.S. Supreme Court |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 28 2013 |
Securities and Exchange Commission (SEC) Awards $14 Million to Whistleblower |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 17 2013 |
Dodd-Frank Whistleblower Protection: For America Only |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 6 2014 |
United States Supreme Court Resolves Circuit Split and Narrows Scope of SLUSA - Securities Litigation Uniform Standards Act of 1998 |
Sheppard, Mullin, Richter & Hampton LLP |