Securities SEC

Published between:
Published Title Organization
Apr
1
2025
United States: House Committee on Financial Services Urges the SEC to Withdraw Final and Proposed Rules K&L Gates LLP
Apr
1
2025
CFTC Withdraws Pair of Advisories on Heightened Review Approach to Digital Asset Derivatives [Video] Katten
Apr
1
2025
Updated SEC Marketing Rule FAQ: Clarification Regarding Presentation of Net Extracted Performance Foley & Lardner LLP
Apr
1
2025
Confirmation Hearing for SEC Chair Nominee Atkins — Takeaways for Fund Managers Proskauer Rose LLP
Apr
1
2025
The Dealmaking Slowdown: A Time for Startups to Prepare Foley & Lardner LLP
Apr
1
2025
Winding Back the Clock: CFTC Withdraws Controversial SEF Registration Staff Letter Katten
Apr
1
2025
Breaking News: SEC Withdraws Its Defense of Climate Disclosure Regulations ArentFox Schiff LLP
Apr
1
2025
SEC Whistleblower Reform Act Reintroduced in Congress Katz Banks Kumin LLP
Apr
1
2025
SEC Ends Defense of Climate Disclosure Rules Bracewell LLP
Apr
1
2025
Recent NYSE and Nasdaq Regulatory Updates Regarding Reverse Stock Splits Hunton Andrews Kurth
Mar
31
2025
The SEC Effectively Ends Climate Disclosure Requirements Under Trump Administration Womble Bond Dickinson (US) LLP
Mar
31
2025
Involved With a Delaware Corporation? Three Major Changes to Know Varnum LLP
Mar
31
2025
SEC’s Approach to Artificial Intelligence Begins to Take Shape K&L Gates LLP
Mar
31
2025
The SEC Votes to “End its Defense” of Climate Change Rules Proskauer Rose LLP
Mar
31
2025
SEC’s Marketing Rule Updates May Provide Relief for Investment Managers Greenberg Traurig, LLP
Mar
31
2025
SEC Extends Compliance Dates for the 'Names Rule' Amendments Katten
Mar
31
2025
Important New Safe Harbors and Other Clarifying Changes to Delaware Corporate Law K&L Gates LLP
Mar
28
2025
SEC Shows Leniency on Filing Deadline in Granting Whistleblower Award Kohn, Kohn & Colapinto
Mar
28
2025
SEC Abandons Climate Disclosure Rule Mintz
Mar
28
2025
SEC Creates New Tech-Focused Enforcement Team Sheppard, Mullin, Richter & Hampton LLP
Mar
28
2025
SEC Abandons Defense of Brobdingnagian Climate Change Disclosure Rule Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
27
2025
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: March 27, 2025 Polsinelli PC
Mar
27
2025
Nasdaq Amends Proposal to Modify Rule for Initial Listing Liquidity Requirements ArentFox Schiff LLP
Mar
27
2025
Rule 506(c) Unchained? The SEC Loosens Requirements for Advertising in Private Capital Raises K&L Gates LLP
Mar
27
2025
SEC Staff Clarifies Stance on Crypto Mining Greenberg Traurig, LLP
Mar
27
2025
New SEC Guidance May Increase Use of Generally Solicited Rule 506(c) Offerings Barnes & Thornburg LLP
Mar
27
2025
How to Protect Your ESOP from Lawsuits Over Cash Holdings Bradley Arant Boult Cummings LLP
Mar
26
2025
SEC Marketing Rule Update: New Staff FAQs on Performance Presentations Katten
Mar
25
2025
Texas Legislature Proposes Amendments to Texas Business Organizations Code Hunton Andrews Kurth
Mar
24
2025
No Soup for You - SEC Commissioners Revoke Authority of Director of Enforcement to Launch Investigations Nelson Mullins
Mar
24
2025
SEC Eases Verification Burdens in Rule 506(c) Offerings Proskauer Rose LLP
Mar
21
2025
SEC Clarifies Position on Proof-of-Work Mining: What It Means for Bitcoin and Beyond Katten
Mar
21
2025
Australia: APRA Proposes Reforms to Strengthen Governance Standards K&L Gates LLP
Mar
20
2025
SEC Marketing Rule FAQs Yield New Guidance K&L Gates LLP
Mar
20
2025
SEC Issues New Guidance on Self-Certification of Accredited Investor Status in Private Placements Katten
 
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