| Mar 30 2021 |
Supreme Court to Weigh in on Presumption of Reliance in Securities Class Actions: Goldman Sachs v. Arkansas Teacher Retirement System |
Cadwalader, Wickersham & Taft LLP |
| Mar 30 2021 |
European Regulators Publish Joint Opinion on the Jurisdictional Scope of the EU Securitisation Regulation |
Cadwalader, Wickersham & Taft LLP |
| Mar 26 2021 |
2021’s Continued SPAC Boom Invites Heightened SEC Scrutiny of SPAC Transactions |
Mintz |
| Mar 26 2021 |
SEC Movement on ESG Disclosures: SEC and Investors Enhance Focus on Climate Change and Other ESG Disclosures |
Foley & Lardner LLP |
| Mar 26 2021 |
Decision Diagnostics Saga Continues as Investors Bring Suit |
Proskauer Rose LLP |
| Mar 26 2021 |
SEC News from Katten's Corporate & Financial Weekly Digest - Week of March 26 |
Katten |
| Mar 26 2021 |
2021 SEC Examination Priorities for Securities Industry Registrants |
Greenberg Traurig, LLP |
| Mar 25 2021 |
Nasdaq Board Diversity Proposals Update: SEC Issues Notice of Amendments and Establishes Proceedings To Move Forward |
Bracewell LLP |
| Mar 25 2021 |
Beware the Ides of March: SEC Requests Comments on Climate Disclosure |
Norris McLaughlin P.A. |
| Mar 25 2021 |
The CFTC: An Increasingly Necessary Agency for Combatting International Fraud |
Kohn, Kohn & Colapinto |
| Mar 25 2021 |
Nasdaq And The SEC Both Can't Be Correct |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 25 2021 |
Nasdaq Amends Proposed Rule on Board Diversity to Provide Compliance Flexibility |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
| Mar 24 2021 |
Increased Regulatory Scrutiny of Private Funds |
Proskauer Rose LLP |
| Mar 24 2021 |
Recent Climate and ESG Disclosure Activity — What does it mean for the SEC’s Conflict Minerals Rule? |
Squire Patton Boggs (US) LLP |
| Mar 22 2021 |
SEC Proposes Amendments to Rule 144 |
Jones Walker LLP |
| Mar 22 2021 |
The First Quarter of 2021 Provides a Glimpse into the Future of SEC Enforcement |
Jones Walker LLP |
| Mar 22 2021 |
The SEC Clarifies Status of Institutional Family Offices for Purposes of Regulation Best Interest |
Katten |
| Mar 20 2021 |
Securities Class Action Settlements Stay on Pace Despite Pandemic |
Cornerstone Research |
| Mar 19 2021 |
Acting SEC Chair Lee Provides Public Statement Welcoming Public Comment on Climate Change Disclosures |
Katten |
| Mar 19 2021 |
The Investment Company Act - What Does Tonopah Have To Do With It? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 18 2021 |
SEC Commissioner Calls for a Brave New Approach to Corporate Penalties |
Sheppard, Mullin, Richter & Hampton LLP |
| Mar 18 2021 |
Bipartisan Bill to Exclude Digital Tokens from Federal Securities Laws |
Hunton Andrews Kurth |
| Mar 17 2021 |
SEC Underscores ESG Disclosure and Compliance Priorities |
Bracewell LLP |
| Mar 17 2021 |
SEC Division of Examinations Announces 2021 Examination Priorities |
Polsinelli PC |
| Mar 17 2021 |
Sellers Beware: Fiduciary Duty Risks to Directors |
Sheppard, Mullin, Richter & Hampton LLP |
| Mar 16 2021 |
SEC Division of Examinations Announces 2021 Examination Priorities |
Proskauer Rose LLP |
| Mar 16 2021 |
The SEC Turns Its Attention to Climate and Environmental Enforcement |
Kohn, Kohn & Colapinto |
| Mar 16 2021 |
What Makes "Common Shares" Common? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Mar 15 2021 |
SEC Launches New Task Force Amid Growing Materiality of ESG Disclosures |
Binder & Schwartz |
| Mar 15 2021 |
Sen. Grassley Letter Holds Biden Nominee Accountable for Whistleblower Protections |
Kohn, Kohn & Colapinto |
| Mar 13 2021 |
McAfee Cryptocurrency Team Members Indicted for Pump and Dump Schemes |
Barnes & Thornburg LLP |
| Mar 12 2021 |
SEC Issues No Action Letter on Treatment of Reserved Powers Trust as Non-US Person by Non-US Investment Adviser for Registration Exemption |
Katten |
| Mar 12 2021 |
SEC’S Regulation FD Action Highlights Risks Associated with Private Calls to Analysis |
McDermott Will & Schulte LLP |
| Mar 12 2021 |
Securities Litigation and Enforcement: What You Need to Know |
Oberheiden P.C. |
| Mar 12 2021 |
SEC Commissioner’s Public Comments May Signal Stiffer Corporate Stronger Misconduct Penalties on the Horizon |
Polsinelli PC |
