Oct 5 2010 |
SEC Stays New Proxy Access Rules |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 19 2010 |
Fifth Circuit Rejects Section 10(B) Scheme Liability in Absence of Explicit Attribution of Conduct or Statements to Defendant |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 13 2011 |
New Internal Revenue Code Section 162(m) Proposed Regulations Take Surprising Position on Restricted Stock Unit Grants |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 19 2011 |
Second Circuit Addresses Materiality at the Pleadings Stage in Two Recent Decisions |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 25 2011 |
U.S. Department of Labor to Reconsider Proposed Regulation Impacting ESOP Appraisers |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 3 2011 |
Using the Internet to Your Company's Advantage in Defending Against A Whistleblower Action |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 12 2012 |
Update on New Reporting Rules for Stock Splits, Recapitalizations, Mergers and Acquisitions |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 30 2017 |
The Numbers Don’t Lie: The SEC Pursues a More Streamlined Enforcement Agenda |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 27 2018 |
Regulation Best Interest: The SEC’s Responds To The DOL’s Fiduciary Rule |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 13 2023 |
Ninth Circuit Enforces Delaware Forum Selection Clause to Affirm Dismissal of Derivative Claim for Alleged Violation of Section 14(a) of the Securities Exchange Act of 1934 |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 28 2018 |
SEC Enforcement’s Annual Report Prioritizes Retail Investors, Cryptocurrency, Cybercrime, and Individual Accountability |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 14 2019 |
Delaware Court of Chancery Declares Ineffective Exclusive Federal Forum Provision for 1933 Act Claims |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 5 2019 |
SEC Administrative Proceedings Against Public Companies for Failure to Remediate Material Weaknesses in Internal Control Over Financial Reporting |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 23 2013 |
Tenth Circuit Finds that Jury Must Determine Whether “Notes Are Securities” in a Securities Fraud Action |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 7 2013 |
California Court of Appeal Holds That Challenges to Corporate Elections Under Corporations Code Section 709 May Be Predicated Upon Breach of Fiduciary Duty and Conflict of Interest Allegations |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 16 2019 |
New Effort to Exempt Crypto Currency from Certain SEC, Tax and Other Regulatory Burdens |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 18 2019 |
SEC Looks to Modernize Disclosure Approach |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 16 2019 |
Third Circuit Reversal a Pyrrhic Win for SEC in Ongoing Statute of Limitations Saga |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 23 2014 |
Compliance Officers’ Liability When Engaging and Remediating Problems at Investment Management Firms |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 29 2015 |
SEC Staff To Express No Views On Conflicting Shareholder Proposals Under Rule 14a-8(i)(9) |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 27 2015 |
Second Circuit Holds That SIPA Does Not Permit an Inflation or Interest Adjustment to “Net Equity” Claims For Customer Property |
Sheppard, Mullin, Richter & Hampton LLP |
May 19 2015 |
Delaware Supreme Court Holds That a Stockholder Plaintiff Must Plead a Non-Exculpated Claim to Avoid Section 102(b)(7)-Based Dismissal When Seeking Damages From Independent and Disinterested Directors |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 8 2021 |
SEC Going Cyber-Hunting for ESG-Related Misconduct |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 28 2022 |
CFPB Provides Guidance on How Consumers Can Obtain and Dispute Inaccuracies in Credit Reports |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 3 2022 |
SEC Targets NFTs |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 4 2016 |
Second Circuit Narrowly Applies Supreme Court’s Decision in Omnicare |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 21 2016 |
Fantasy Stock Picking Contest Deemed by SEC to be Illegal Security-based Swaps |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 6 2010 |
Ninth Circuit Adopts Moench Presumption in Favor of Fiduciaries |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 6 2011 |
Tenth Circuit Affirms High Standard For Scienter Pleading In Securities Fraud Cases Against Independent Auditors |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 21 2011 |
Delaware Chancery Court Provides Further Clarification as to When the "Entire Fairness" Standard of Review is Appropriate and How It Will Be Applied |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 25 2011 |
SPACs 2.0: New SPAC Rules Changes Approved By NASDAQ And NYSE AMEX And New Market Features Make SPACs A More Attractive Investment Vehicle In 2011 |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 10 2011 |
California Court of Appeal Interprets "Controlling Person" Liability Under State and Federal Securities Laws |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 17 2017 |
SEC Adopts Rule Requiring Hyperlinks to Exhibits and HTML Formatting |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 28 2011 |
SEC Rulemaking: Guide to Newly Effective Eligibility Criteria to Replace Credit Ratings in Public Offerings |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 12 2011 |
Delaware Supreme Court Clarifies Scope of Relief a Shareholder is Entitled For Inspection of Corporate Books And Records Pursuant To A Section 220 Demand |
Sheppard, Mullin, Richter & Hampton LLP |