October 16, 2021

Volume XI, Number 289

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October 15, 2021

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October 14, 2021

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FCA Publishes Updating Documents on Reporting Transparency Information Under AIFMD

On December 20, 2017, the UK Financial Conduct Authority (FCA) published:

  • An updated version of its questions and answers paper (Q&A) with guidance for alternative investment fund managers on reporting transparency information to the FCA;
  • A document setting out the transparency reporting obligations () under Annex IV of the Alternative Investment Fund Managers Directive (AIFMD);
  • An updated data reference guide to assist firms that make submissions within the FCA’s online system, “Gabriel,” for collecting and storing regulatory data from firms with a revised version of submissions AIF001 and AIF002.

The Q&A on reporting transparency information is available here.

The document on transparency reporting obligations is available here.

The Updated Data Reference Guide is available here.

 

©2021 Katten Muchin Rosenman LLPNational Law Review, Volume VIII, Number 5
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About this Author

Carolyn Passen, copyright, trademark, patent infringement, Katten law firm
Associate

Carolyn M. Passen concentrates her practice in the area of intellectual property litigation and counseling. She has represented clients in a variety of complex intellectual property disputes involving claims of copyright, trademark and patent infringement, trade secret misappropriation, false advertising and unfair competition in courts throughout the country. Carolyn has also represented clients in proceedings before the US Patent and Trademark Office Trademark Trial and Appeal Board and before the US International Trade Commission. She is experienced in trademark...

312-902-5377
Nathaniel Lalone, Katten Muchin Law Firm, Financial Institutions Attorney
Senior Associate

Nathaniel Lalone, a partner at Katten Muchin Rosenman UK LLP, has a broad range of experience in the regulation of financial products and financial markets, and frequently provides regulatory and compliance advice to trading venues, clearing houses and buy-side firms active in the over-the-counter (OTC) derivatives, futures and securities markets. He is actively involved in advising clients on the implementation of MiFID 2 and MiFIR in the European Union as well as the international reach of US financial services regulation. He also has significant experience with structuring...

+44 0 20 7776 7629
Neil Robson, private equity fund managers counselor, Katten Law Firm, London
Partner

Neil Robson, a regulatory and compliance partner with Katten Muchin Rosenman LLP, focuses his practice on counseling hedge and private equity fund managers and other investment advisers on operational, regulatory and compliance issues. He regularly addresses Financial Conduct Authority (FCA) and EU authorization and compliance under both the EU Alternative Investment Fund Managers Directive (AIFM Directive) and MiFID, cross-border issues in the financial services sector, market abuse, anti-money laundering and regulatory capital requirements, formations and buyouts of...

44-0-20-7776-7666
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