James M. Brady

James M. Brady
Katten
Associate
312-902-5362
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katten.com
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Professional Biography:

James Brady concentrates his practice in financial services matters.

While in law school, James was an editor of the Michigan Journal of International Law. He also served as a judicial intern to the Honorable Stephen J. Markman of the Michigan Supreme Court. http://www.kattenlaw.com/James-Brady

Articles in the National Law Review database by James M. Brady

SEC 2023 Examination Priorities (Posted On Monday, February 27, 2023)
Broker-Dealer Proprietary Trading Groups: FINRA May Be In Your Future (Posted On Monday, August 15, 2022)
New Developments and Issues in Swap Data Reporting — Crypto Derivatives, CFTC Rule Amendments, SEC Data Reporting and More (Posted On Monday, May 9, 2022)
SEC Deals New Proposal to Expand Reach of Dealer Registration Requirements (Posted On Wednesday, April 6, 2022)
The CFTC Adopts Comprehensive Amendments to Its Bankruptcy Rules (Posted On Tuesday, February 2, 2021)
CFTC Provides Relief to DCOs from New Daily Reporting Requirements (Posted On Friday, January 8, 2021)
CFTC Adopts New Rules on Position Limits for Derivatives (Posted On Monday, November 16, 2020)
CFTC Adopts New Position Limits Requirements (Posted On Friday, October 16, 2020)
Time for a Change: The CFTC Adopts Extensive Amendments to Swap Reporting Regulations to Improve Data Quality (Posted On Wednesday, October 14, 2020)
A Call to Internalize Greenhouse Gas Cost Externalities: CFTC Subcommittee Publishes First-of-Its-Kind Report Regarding Climate Change's Impact on Financial Markets (Posted On Friday, September 18, 2020)
CFTC Issues Guidance on Compliance Program Evaluations in Connection With Enforcement Matters (Posted On Sunday, September 13, 2020)
CFTC Welcomes Standardized Approaches to Assessing Cybersecurity Preparedness (Posted On Friday, July 17, 2020)
A Brave New World: Effective Supervision and Compliance by CFTC and SEC Registrants in the New Business as Usual Environment (Posted On Monday, June 8, 2020)
NFA Published Amendments to Its Advertising Rules (Posted On Friday, April 24, 2020)
CFTC Announces “Project Streetlamp” Competition (Posted On Friday, April 24, 2020)
CFTC Grants Relief to Address Net Capital Treatment of PPP Monies and FINRA Annual Assessments (Posted On Friday, April 24, 2020)
CFTC Grants Bitnomial Exchange, LLC Status as a Designated Contract Market (Posted On Friday, April 24, 2020)
FINRA Requests Comments on Rule 4530 Reporting Requirements (Posted On Friday, January 17, 2020)
FINRA Proposes Limitations on Serving as a Customer’s Beneficiary (Posted On Friday, November 22, 2019)
CFTC’s Global Markets Advisory Committee Seeking Nominations for New Subcommittee (Posted On Friday, November 1, 2019)

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March 27, 2023

Volume XIII, Number 86

James M. Brady

Articles in the National Law Review database by James M. Brady

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