NFA Makes Minor Change to CPO Form PQR and Reminds CPOs and CTAs About Late Fees
Friday, September 30, 2016

National Futures Association (NFA) has revised its CPO Form PQR to allow member firms to enter in separate boxes the dates for each redemption halt, material limitation on redemptions, and the lifting of a halt or limitation. Previously, the form required member firms to enter all disclosure dates in one box.

In addition, NFA has reminded its commodity pool operator and commodity trading advisor members that, beginning with reports for the quarter ending on September 30, it will impose a $200 late fee for each business day the member files its quarterly NFA Form PQR or PR after the due date.

NFA Notice I-16-20 is available here.

 

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