SEC Announces National Compliance Outreach Seminar for Investment Adviser, Investment Company Personnel
On March 9, the SEC announced that it would be holding a Compliance Outreach Program for investment adviser and investment company senior officers on April 19, 2016, at the SEC’s headquarters in Washington, D.C. (the press release is available here). Registration opened on Tuesday (March 8), and closes on March 29, 2016 (the registration form is available online here). Space for this program is limited to 500 persons, and we understand that the program will be webcast through the SEC’s website (http://www.sec.gov/) as well. The SEC’s page dedicated to this program is here, and the agenda for the program is available here.