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SEC to Extend Filing Deadlines for Filers Affected by Hurricane Sandy

On November 5, the Securities and Exchange Commission announced that it would extend filing deadlines for issuers affected by Hurricane Sandy and its aftermath. For filings due during the period from October 29 to November 20, the SEC expects to extend filing deadlines to November 21 for individuals or entities unable to timely file due to Hurricane Sandy and its aftermath. At a Q&A session at the PLI’s Annual Institute on Securities Regulation in New York, an SEC staff member indicated that pending the issuance of the more formal statement on filing relief, registrants should file as soon after their regular filing deadlines as practicable. The SEC will also consider requests for additional relief on a case-by-case basis.

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©2017 Katten Muchin Rosenman LLP


About this Author

Robert L. Kohl, Entertainment Law, Katten Muchin law firm

Robert Kohl concentrates his practice in public company representation, including corporate financing matters, as well as partnership, limited liability company and securities law. Robert has extensive experience in all phases of business structuring and financing, including registered public offerings (initial public offerings and secondary offerings) and private placements (including Rule 144A debt offerings), acquisitions, dispositions, leveraged buy-outs, securities regulations and venture capital financings. He represents corporations, partnerships and limited liability...