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October 22, 2020
Volume X, Number 296
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ENEWSBULLETINS
Adam P. Haft
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Adam P. Haft
Adam P. Haft
Katten
Associate
212.940.6489
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katten.com
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REPRINTS & PERMISSIONS
Professional Biography:
Adam Haft is an associate in the Financial Services practice.
Bar Admissions
New York
Articles in the National Law Review database by Adam P. Haft
FINRA Requests Comment on Proposed Proceeding Rule for Failures to Comply With Qualification Examinations Rules of Conduct, Registration Requirements and Eligibility Proceedings Rules
(Posted On Friday, October 2, 2020)
SEC Staff to Host Roundtable on Regulation Best Interest and Form CRS on October 26
(Posted On Friday, October 2, 2020)
CFTC Further Extends Certain No-Action Relief to Market Participants in Response to COVID-19
(Posted On Friday, September 18, 2020)
CFTC Staff Provides No-Action Relief to Registrant from SEF Reinstatement Requirements
(Posted On Friday, September 18, 2020)
FINRA: Corporate Bond Pennying & Security Futures Risk
(Posted On Friday, August 21, 2020)
NFA Sets Effective Date for Rule Amendments Related to NFA’s Penalties and Disciplinary Procedures
(Posted On Friday, June 26, 2020)
CFTC Approves Two Final Rules and Two Proposed Rules at June 25 Open Meeting
(Posted On Friday, June 26, 2020)
CBOE Exchange Proposes to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports
(Posted On Friday, June 5, 2020)
FINRA Shares Practices to Transition to a Remote Work Environment during COVID-19
(Posted On Friday, June 5, 2020)
CFTC Announces Global Markets Advisory Committee Meeting
(Posted On Friday, May 8, 2020)
FINRA Amends Arbitration Code to Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive
(Posted On Friday, April 17, 2020)
SEC Enhances Standards for Critical Market Infrastructure
(Posted On Friday, April 17, 2020)
CFTC Approves Revisions to Swap Data Reporting, Dissemination and Public Reporting Requirements for Market Participants
(Posted On Friday, February 28, 2020)
New Rate for Fees Paid Under Section 31 of the Exchange Act
(Posted On Saturday, February 8, 2020)
FINRA Requests Comments on Proposed Amendments to the Capital Acquisition Broker Rules
(Posted On Saturday, February 8, 2020)
CFTC Announces Members of New ”Margin Subcommittee"
(Posted On Friday, January 17, 2020)
SEC Adopts Final SBS Cross-Border Rule Amendments and Sets Compliance Date for SBS Dealer Registration
(Posted On Saturday, December 21, 2019)
FINRA’s Board of Governors Approves Two Rule Proposals
(Posted On Saturday, December 21, 2019)
SEC Announces Proposed Amendments to the Definitions of “Accredited Investor” and “Qualified Institutional Buyer”
(Posted On Friday, December 20, 2019)
CFTC to Hold Open Commission Meeting on November 25
(Posted On Friday, November 22, 2019)
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REPRINTS & PERMISSIONS
LATEST LEGAL NEWS & ANALYSIS
IRS Attacks Impact Investing With Flawed Logic: A Critical Review of the IRS Argument
By
Polsinelli PC
PTAB Discretion to Institute Trials: PTO Seeks Comments Whether to Propose Rules
By
Foley & Lardner LLP
NSA Issues List of Vulnerabilities Used by Chinese Backed Hackers
By
Robinson & Cole LLP
CMS Proposes Expanded Options for Determining “Reasonable and Necessary”
By
Polsinelli PC
COVID-19 Litigation and Labor Relations: Recent Union Trends During the Pandemic [PODCAST]
By
Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Japan Announces Process for Adding “Existing Substances” to PL
By
Keller and Heckman LLP
Secureworks 2020 Incident Response Report Confirms Increased Vulnerabilities with At Home Workers During Pandemic
By
Robinson & Cole LLP
PPP Update
By
Jones Walker LLP
FDA Requests Comments on Labeling Cell-Cultured Seafood Products
By
Beveridge & Diamond PC
Insurance Companies Drop Appeal Against the London High Court’s Ruling in the FCA’s “Test-Case”
By
Hunton Andrews Kurth
TRENDING LEGAL ANALYSIS
IRS Attacks Impact Investing With Flawed Logic: A Critical Review of the IRS Argument
By
Polsinelli PC
PTAB Discretion to Institute Trials: PTO Seeks Comments Whether to Propose Rules
By
Foley & Lardner LLP
NSA Issues List of Vulnerabilities Used by Chinese Backed Hackers
By
Robinson & Cole LLP
CMS Proposes Expanded Options for Determining “Reasonable and Necessary”
By
Polsinelli PC
COVID-19 Litigation and Labor Relations: Recent Union Trends During the Pandemic [PODCAST]
By
Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Japan Announces Process for Adding “Existing Substances” to PL
By
Keller and Heckman LLP
Secureworks 2020 Incident Response Report Confirms Increased Vulnerabilities with At Home Workers During Pandemic
By
Robinson & Cole LLP
PPP Update
By
Jones Walker LLP
FDA Requests Comments on Labeling Cell-Cultured Seafood Products
By
Beveridge & Diamond PC
Insurance Companies Drop Appeal Against the London High Court’s Ruling in the FCA’s “Test-Case”
By
Hunton Andrews Kurth
SEC Announces Record-Breaking Whistleblower Award of $114 Million
By
Kohn, Kohn & Colapinto
Privacy Tip #256 – COVID-19 Scams Continue to Plague U.S. Public
By
Robinson & Cole LLP
OFCCP Issues Request for Information Supporting President Trump’s Executive Order on Combating Race and Sex Stereotyping
By
Faegre Drinker
New DSAR guidance from ICO – Handle with Care (UK)
By
Squire Patton Boggs (US) LLP
New York Department of Financial Services Issues Report on Recent Twitter Hack
By
Robinson & Cole LLP
SEC Speaks 2020: Enforcement and Examination Highlights
By
K&L Gates
COVID-19 Update: Executive Order Extending Moratorium on Commercial Evictions until January 1, 2021
By
Cadwalader, Wickersham & Taft LLP
China Publishes New Draft GB Standards Related to Food-Contact Materials and Articles
By
Keller and Heckman LLP
Remember Vacations? Considerations for Employers When Addressing Employees’ Personal Travel During COVID-19 (US)
By
Squire Patton Boggs (US) LLP
Tax Court to Update Case Management System
By
McDermott Will & Emery
Upcoming Legal Education Events
Data Monetization in Medical Device, Healthcare and Insurance
Thursday, October 22, 2020
Policyholders In A Minefield: Ethical Considerations When Working With Defense Counsel Hired By An Insurance Company
Thursday, October 22, 2020
Antitrust Counseling for Health Care Providers [Webinar]
Thursday, October 22, 2020
Labeling of Alcohol Beverages Under FDA Jurisdiction
Thursday, October 22, 2020
5th Annual Pharmacy & Pharmaceutical Industry Summit
Tuesday, October 27, 2020
to
Wednesday, October 28, 2020
Navigating the Stormy Waters of Political Speech in the Workplace [WEBINAR]
Tuesday, October 27, 2020
PAVC Provider Panel: Lessons Learned from Deploying Telehealth Strategies in COVID-19
Tuesday, October 27, 2020
MCDERMOTT DEAL ACADEMY 2020 | REAL ESTATE DEALS IN TIMES OF CRISIS
Wednesday, October 28, 2020
Data License Agreement Litigation – What You Need to Know [Webinar]
Wednesday, October 28, 2020
Client Briefing - Employment Law Update
Thursday, October 29, 2020
Creating An ESOP In The Time Of A Pandemic
Thursday, October 29, 2020
New California Employment Laws & Recent Developments [Webinar]
Thursday, October 29, 2020
Connecting the Dots on Digital Health Series: Payment, FDA, Public Policy and Advocacy Considerations
Thursday, October 29, 2020
PAVC TELEHEALTH: PERSPECTIVES ON THE PATIENT EXPERIENCE DURING COVID-19 AND BEYOND
Thursday, October 29, 2020
Navigating the New H-1B Regulations
Thursday, October 29, 2020
Webinar on the Latest Developments on Cookie Guidance Featuring the UK ICO and CNIL
Thursday, November 5, 2020
Navigating to Recovery: How Leading Companies are Positioning for Success [WEBINAR]
Thursday, November 5, 2020
POLICY OUTLOOK: HOW THE 2020 ELECTION OUTCOMES WILL IMPACT YOUR BUSINESS
Thursday, November 5, 2020
Data Monetization in Manufacturing, Industrial & B2B Markets
Thursday, November 5, 2020
Election 2020 Impact on the Health Care Industry [WEBINAR]
Tuesday, November 10, 2020
REVISION OF THE VBER AND VERTICAL GUIDELINES BY EUROPEAN COMMISSION | PART 1
Thursday, November 12, 2020
Understanding and Complying with California's Rigid Plastic Packaging Container (RPPC) Regulations
Thursday, November 12, 2020
New International Waste Controls and Trade Bans on Plastics Shipped for Recycling [WEBINAR]
Tuesday, November 17, 2020
Election 2020 Impact on the Health Care Industry Part 2 [WEBINAR]
Tuesday, November 17, 2020
Raising The Bar In Corporate Law Using Business Intelligence Analytics
Wednesday, November 18, 2020
Connecting the Dots on Digital Health Series: Privacy, Security and Regulatory Considerations
Thursday, November 19, 2020
Data Monetization in Retail and Consumer
Thursday, November 19, 2020
Data Monetization in Autonomous Vehicles, Security & Surveillance
Thursday, December 3, 2020
Wage and Hour Virtual CLE Breakfast - Part 2: Resolving Class and Collective Action Claims
Wednesday, December 9, 2020
Data Monetization in Financial Services
Thursday, December 17, 2020
