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December 8, 2019
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ENEWSBULLETINS
Adam P. Haft
Home
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ORGANIZATION
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CONTRIBUTING AUTHORS
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Adam P. Haft
Adam P. Haft
Katten Muchin Rosenman LLP
Associate
212.940.6489
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katten.com
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REPRINTS & PERMISSIONS
Professional Biography:
Adam Haft is an associate in the Financial Services practice.
Bar Admissions
New York
Articles in the National Law Review database by Adam P. Haft
CFTC to Hold Open Commission Meeting on November 25
(Posted On Friday, November 22, 2019)
SEC Announces the Formation of Asset Management Advisory Committee
(Posted On Friday, October 18, 2019)
CFTC, FinCEN, and SEC Issue Joint Statement on Activities Involving Digital Assets
(Posted On Friday, October 18, 2019)
FINRA Issues Call for Candidates in Upcoming Small Firm Advisory Committee Election
(Posted On Friday, September 13, 2019)
SEC: Amendments to CAT NMS Plan & Small Entity Compliance Guide for RegBI & Form CRS
(Posted On Friday, September 13, 2019)
FDIC Approves Amendments to the Volcker Rule
(Posted On Friday, August 23, 2019)
FINRA Issues Regulatory Notice Reminding Members of the SEC’s Adoption of a Best Interest Standard of Conduct
(Posted On Friday, August 9, 2019)
SEC Adopts Capital, Margin and Segregation Requirements for Security-Based Swap Dealers and Major Participants
(Posted On Saturday, June 29, 2019)
FINRA Files Proposed Rule Change to Public Communications and Research Reports
(Posted On Saturday, June 29, 2019)
SEC Adopts Rules and Interpretations To Enhance Protections and Preserve Choice for Retail Investors
(Posted On Sunday, June 9, 2019)
SEC Approves Amendments to FINRA’s Codes of Arbitration Procedure for Customer and Industry Disputes
(Posted On Friday, June 7, 2019)
NASAA, SEC and FINRA Issue Senior Safe Act Fact Sheet
(Posted On Friday, June 7, 2019)
OCIE Issues Risk Alert on Investment Adviser and Broker-Dealer Compliance Issues Related to Regulation S-P
(Posted On Friday, April 26, 2019)
FINRA Publishes Consolidated Criteria to Designate Firms for Mandatory Participation in FINRA’s Business Continuity/Disaster Recovery Testing
(Posted On Friday, April 26, 2019)
FINRA Forms Office of Financial Innovation
(Posted On Friday, April 26, 2019)
FINRA Releases Report on 2018 Fine Monies
(Posted On Friday, April 26, 2019)
CFTC Announces Energy and Environmental Markets & Global Markets Advisory Committee Meetings
(Posted On Friday, March 22, 2019)
Sen. Chuck Grassley Leads Effort to Improve Transparency of Third-Party Financing in Civil Litigation
(Posted On Friday, March 1, 2019)
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REPRINTS & PERMISSIONS
LATEST LEGAL NEWS & ANALYSIS
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SM&CR to Apply to Benchmark Administrators
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USCIS Implements H-1B Registration for Next Year’s H-1B Lottery
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Bergeson & Campbell, P.C.
USCIS Announces Implementation of H-1B Electronic Registration Process for Upcoming Cap Season
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ESMA Updates AIFMD Q&A
By
Katten Muchin Rosenman LLP
NLRB Allows Decertification Process to Proceed During Certification Year Extension Period
By
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Regulations Alert ! Rhode Island Contractors, Home Inspectors, & More
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CFTC Issues Guidance on Chief Compliance Officer Annual Report Preparation
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Illinois Governor Signs Employer-Friendly Amendments to Recreational Marijuana Law
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2020 Vision: Protecting Your Hospital's Tax-Exempt Status
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von Briesen & Roper, s.c.
NFA Proposes Amendments to Several NFA Rules and Interpretative Notices to Apply to Cleared Swaps
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Katten Muchin Rosenman LLP
Feds Issue Badly Needed Hemp and CBD Banking Guidance
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Wilson Elser Moskowitz Edelman & Dicker LLP
NJDEP to Clarify Use of Rounding in Determining Compliance with Remediation Standards
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Giordano, Halleran & Ciesla, P.C.
CFTC December Meetings
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Beltway Buzz, December 6, 2019
By
Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Connecticut Supreme Court Fortifies Crumbling Foundation Claim Denials in Trio of Insurer Victories
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Upcoming Legal Education Events
Employment Breakfast - Annual Employment Law Wrap-Up
Tuesday, December 10, 2019
Are You Ready for CCPA? New Amendments and Preparing for Jan. 1
Tuesday, December 10, 2019
MTCA 30: An Intimate Look at Three Decades of Washington’s Contaminated Site Cleanup Law
Tuesday, December 10, 2019
Immigration Law Issues for Startup Founders
Tuesday, December 10, 2019
Immigration Law Issues for Startup Founders
Tuesday, December 10, 2019
Labor And Employment Law Updates
Wednesday, December 11, 2019
Federal Policy for AI in Health Care
Wednesday, December 11, 2019
TSCA 30/30 – December 11, 2019
Wednesday, December 11, 2019
REACH 30/30 - December 11, 2019
Wednesday, December 11, 2019
Meet Your Compliance Resolutions for 2020
Wednesday, December 11, 2019
Noncompete and Trade Secret Protection for Midwestern Employers
Thursday, December 12, 2019
BARNEStorming: Labor And Employment Legal Updates - Ft. Wayne
Thursday, December 12, 2019
Privacy, Personal Information and Cybersecurity: Responsibilities Under Harsh New Laws
Wednesday, December 18, 2019
The Polsinelli Future Connect Webinar Series on AI, Machine Learning and Data in Health Care
Wednesday, January 29, 2020
