February 27, 2021

Volume XI, Number 58

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Adam P. Haft

Adam P. Haft
Katten
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212.940.6489
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katten.com
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Professional Biography:

Adam Haft is an associate in the Financial Services practice.

Bar Admissions

New York

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Articles in the National Law Review database by Adam P. Haft

New Fees for Rate Paid Under Section 31 of the Exchange Act (Posted On Friday, February 19, 2021)
FINRA Amends Arbitration Codes to Increase Arbitrator Chairperson Fees and Certain Arbitration Fees (Posted On Friday, February 19, 2021)
CFTC Approves NFA’s Swap Dealer Capital Model Review Program (Posted On Friday, January 15, 2021)
SEC Adopts Final Resource Extraction Disclosure Rules; Duplicative Regulation Clearing Agency Rule (Posted On Friday, December 18, 2020)
CFTC Issues Order of Registration to ICE Futures Abu Dhabi Limited to Permit Trading by Direct Access from the United States (Posted On Friday, November 13, 2020)
FINRA Releases Information Notice on Cybersecurity Authentication Methods and Releases Regulatory Notice on Revised NAC Sanction Guidelines (Posted On Friday, October 23, 2020)
FINRA Requests Comment on Proposed Proceeding Rule for Failures to Comply With Qualification Examinations Rules of Conduct, Registration Requirements and Eligibility Proceedings Rules (Posted On Friday, October 2, 2020)
SEC Staff to Host Roundtable on Regulation Best Interest and Form CRS on October 26 (Posted On Friday, October 2, 2020)
CFTC Further Extends Certain No-Action Relief to Market Participants in Response to COVID-19 (Posted On Friday, September 18, 2020)
CFTC Staff Provides No-Action Relief to Registrant from SEF Reinstatement Requirements (Posted On Friday, September 18, 2020)
FINRA: Corporate Bond Pennying & Security Futures Risk (Posted On Friday, August 21, 2020)
NFA Sets Effective Date for Rule Amendments Related to NFA’s Penalties and Disciplinary Procedures (Posted On Friday, June 26, 2020)
CFTC Approves Two Final Rules and Two Proposed Rules at June 25 Open Meeting (Posted On Friday, June 26, 2020)
CBOE Exchange Proposes to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports (Posted On Friday, June 5, 2020)
FINRA Shares Practices to Transition to a Remote Work Environment during COVID-19 (Posted On Friday, June 5, 2020)
CFTC Announces Global Markets Advisory Committee Meeting (Posted On Friday, May 8, 2020)
FINRA Amends Arbitration Code to Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive (Posted On Friday, April 17, 2020)
SEC Enhances Standards for Critical Market Infrastructure (Posted On Friday, April 17, 2020)
CFTC Approves Revisions to Swap Data Reporting, Dissemination and Public Reporting Requirements for Market Participants (Posted On Friday, February 28, 2020)
New Rate for Fees Paid Under Section 31 of the Exchange Act (Posted On Saturday, February 8, 2020)

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California Supreme Court Holds That Employers May Not Round Punch Times in the Meal Period Context

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SEC Adopts a New Framework for Fund Valuation [WEBINAR]

Tuesday, March 2, 2021

Important March H-1B Updates and Other Immigration Hot Topics

Wednesday, March 3, 2021