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ENEWSBULLETINS
Adam P. Haft
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Adam P. Haft
Adam P. Haft
Katten
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212.940.6489
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katten.com
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REPRINTS & PERMISSIONS
Professional Biography:
Adam Haft is an associate in the Financial Services practice.
Bar Admissions
New York
Articles in the National Law Review database by Adam P. Haft
New Rate for Fees Paid Under Section 31 of the Exchange Act
(Posted On Saturday, February 8, 2020)
FINRA Requests Comments on Proposed Amendments to the Capital Acquisition Broker Rules
(Posted On Saturday, February 8, 2020)
CFTC Announces Members of New ”Margin Subcommittee"
(Posted On Friday, January 17, 2020)
SEC Adopts Final SBS Cross-Border Rule Amendments and Sets Compliance Date for SBS Dealer Registration
(Posted On Saturday, December 21, 2019)
FINRA’s Board of Governors Approves Two Rule Proposals
(Posted On Saturday, December 21, 2019)
SEC Announces Proposed Amendments to the Definitions of “Accredited Investor” and “Qualified Institutional Buyer”
(Posted On Friday, December 20, 2019)
CFTC to Hold Open Commission Meeting on November 25
(Posted On Friday, November 22, 2019)
SEC Announces the Formation of Asset Management Advisory Committee
(Posted On Friday, October 18, 2019)
CFTC, FinCEN, and SEC Issue Joint Statement on Activities Involving Digital Assets
(Posted On Friday, October 18, 2019)
FINRA Issues Call for Candidates in Upcoming Small Firm Advisory Committee Election
(Posted On Friday, September 13, 2019)
SEC: Amendments to CAT NMS Plan & Small Entity Compliance Guide for RegBI & Form CRS
(Posted On Friday, September 13, 2019)
FDIC Approves Amendments to the Volcker Rule
(Posted On Friday, August 23, 2019)
FINRA Issues Regulatory Notice Reminding Members of the SEC’s Adoption of a Best Interest Standard of Conduct
(Posted On Friday, August 9, 2019)
SEC Adopts Capital, Margin and Segregation Requirements for Security-Based Swap Dealers and Major Participants
(Posted On Saturday, June 29, 2019)
FINRA Files Proposed Rule Change to Public Communications and Research Reports
(Posted On Saturday, June 29, 2019)
SEC Adopts Rules and Interpretations To Enhance Protections and Preserve Choice for Retail Investors
(Posted On Sunday, June 9, 2019)
SEC Approves Amendments to FINRA’s Codes of Arbitration Procedure for Customer and Industry Disputes
(Posted On Friday, June 7, 2019)
NASAA, SEC and FINRA Issue Senior Safe Act Fact Sheet
(Posted On Friday, June 7, 2019)
OCIE Issues Risk Alert on Investment Adviser and Broker-Dealer Compliance Issues Related to Regulation S-P
(Posted On Friday, April 26, 2019)
FINRA Publishes Consolidated Criteria to Designate Firms for Mandatory Participation in FINRA’s Business Continuity/Disaster Recovery Testing
(Posted On Friday, April 26, 2019)
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REPRINTS & PERMISSIONS
LATEST LEGAL NEWS & ANALYSIS
AB 2570: Déjà vu All over Again as California Attempts to Amend CFCA
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Seventh Circuit Disagrees with Ninth Circuit and Joins the Third and Eleventh Circuit in Adopting a Narrow Interpretation of ATDS
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Is “Cannabis User” the Next Protected Class in California?
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TRENDING LEGAL ANALYSIS
AB 2570: Déjà vu All over Again as California Attempts to Amend CFCA
By
McDermott Will & Emery
Tendering Full Relief to Moot a Class Action: It’s Still Possible in Illinois
By
Robinson & Cole LLP
Toll’d You So: Cyber Security Incident Cripples Toll’s Supply Lines, Causes Customer Backlash
By
K&L Gates
Toll’d You So: Cyber Security Incident Cripples Toll’s Supply Lines, Causes Customer Backlash
By
K&L Gates
Aerospace and Defense Series: DOJ and FTC Vertical Merger Guidelines Will Impact Government Contractors
By
McDermott Will & Emery
ECHA Urges Companies to Provide More Data on Nanoforms
By
Bergeson & Campbell, P.C.
New Immigration Guidelines Apply Nationwide; U.S. Supreme Court Stays Illinois Injunction
By
Barnes & Thornburg LLP
Anticompetitive Patent-Listing Decision May Clear Patent Thicket for Generic Pharma Industry
By
Schiff Hardin LLP
German BfDI Initiates Public Consultation Process Regarding Anonymization Under The GDPR
By
McDermott Will & Emery
The Business Judgment Rule: How Corporate Directors Can Sleep Better At Night
By
Ward and Smith, P.A.
Clickwrap Agreement: Consent or Not Consent, That Is A Question
By
Squire Patton Boggs (US) LLP
Proposed UAS Remote Identification Requirements To Impact Drone Users
By
Barnes & Thornburg LLP
EPA Releases Draft Risk Evaluation for Trichloroethylene
By
Bergeson & Campbell, P.C.
Seventh Circuit Disagrees with Ninth Circuit and Joins the Third and Eleventh Circuit in Adopting a Narrow Interpretation of ATDS
By
Faegre Drinker
Is “Cannabis User” the Next Protected Class in California?
By
Jackson Lewis P.C.
NLRA’s Jurisdiction Over Charter Schools Remains Undecided
By
Barnes & Thornburg LLP
DOJ’s Latest FCPA Pressure Tactic: Charging Multiple Violations for Single Alleged Payment Scheme
By
Robinson & Cole LLP
Telecom Alert - Forms 499-A, 499-Q Released; NG911 NEAD Platform Decommissioned; FCC Seeks Record Refresh in Net Neutrality Ruling; T-Mobile, Sprint Amend Merger; Lifeline Eligibility Verifier Launch - Vol. XVII, Issue 8
By
Keller and Heckman LLP
ESMA Has Its Say on Sustainable Finance
By
Greenberg Traurig, LLP
340B Ceiling Price Transparency – HRSA Now Requiring Pharmaceutical Manufacturers to Issue Refunds to Covered Entities for Overcharges
By
Mintz
Upcoming Legal Education Events
The New Australian Industrial Chemicals Introduction Scheme: Complimentary Webinar
Tuesday, February 25, 2020
Privacy Regulations: The New Litigation Battleground
Tuesday, February 25, 2020
2020 IP Developments Webinar - Section 101: Is the Silence Deafening?
Wednesday, February 26, 2020
2020 Business of Personalized Medicine Summit: Break Through to Solutions in the Birthplace of Biotechnology
Thursday, February 27, 2020
Managing CBD Oils in the Workplace – Legally
Tuesday, March 3, 2020
Labor Law In The Nonunion Workplace: What You Need To Know
Thursday, March 5, 2020
Something Wicked This Way Comes - How to Survive an SEC Investigation and Enforcement Action
Tuesday, March 17, 2020
Life Sciences Bootcamp | Mission-Driven Programming Tailored for the In-House Team
Thursday, March 19, 2020
Regional Labor & Employment Seminar
Thursday, March 26, 2020
Vedder Works Employment Law Series Chicago (O'Hare) 2020
Thursday, April 2, 2020
Vedder Works Employment Law Series Chicago (Downtown) 2020
Thursday, April 30, 2020
Vedder Works Employment Law Series UK Roundtable - June 2020
Wednesday, June 17, 2020
Vedder Works Employment Law Series New York - June 2020
Thursday, June 25, 2020
