Diana E. McCarthy focuses on representations of registered investment companies, including exchange-traded funds, and their independent boards of directors, investment advisers and other financial services companies. She has counseled with respect to multiple class funds, funds of funds, multi-manager funds and funds serving as underlying investment vehicles for variable insurance products. Diana is a partner in the firm’s Investment Management Group.
Diana regularly advises investment advisers on their day-to-day operations, including structural issues, regulatory requirements, risk management and compliance issues. She also works with clients on reorganizations of funds and acquisitions and mergers of investment advisers. Diana lectures frequently on investment management issues.
Articles in the National Law Review database by Diana E. McCarthy