September 18, 2019

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Gregory A. Uffner

Gregory Uffner, Financial Services Attorney, Katten Law Firm

Gregory A. Uffner
Katten Muchin Rosenman LLP
Associate
212.940.6485
Website
katten.com
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Professional Biography:

Gregory Uffner is an associate in the Financial Services practice.

While in law school, Gregory was an associate editor for the Moot Court Board, a member of the Fordham Urban Law Journal and served as managing editor for the Fordham Sports Law Forum.

Articles in the National Law Review database by Gregory A. Uffner

FINRA Warns Investors of Potential Stock Fraud in Wake of Hurricane Dorian (Posted On Friday, September 6, 2019)
CBOE Proposes Amendments to Rule 6.49A Concerning Off-Floor Position Transfers Including RWA Transfers (Posted On Saturday, July 27, 2019)
CFTC Division of Enforcement Issues Public Enforcement Manual (Posted On Friday, May 10, 2019)
SEC Approves FINRA Rule Change to Permit the Use of Electronic Signatures for Discretionary Accounts (Posted On Friday, April 19, 2019)
FINRA Requests Comment on Proposed Pilot Program to Study Changes to Corporate Bond Block Trade Dissemination (Posted On Friday, April 19, 2019)
FINRA Issues Report on Examination Findings (Posted On Friday, December 14, 2018)
CFTC Takes Action on Rules Relating to Swaps and Swap Execution Facilities (Posted On Saturday, November 10, 2018)
NFA Releases Notice Regarding Swap Valuation Dispute Filing Process (Posted On Friday, September 7, 2018)
FINRA Seeks Comment on Proposed Amendments to the Membership Application Program Rules & Fintech Innovation in Broker-Dealer Industry (Posted On Saturday, August 4, 2018)
FINRA Proposes Rule Change Regarding ATS Reporting of Transactions to TRACE (Posted On Saturday, June 9, 2018)
Nasdaq Has Proposed a New Rule Change To Modify Its System of Volume-Based Credits (Posted On Sunday, April 15, 2018)
FINRA Proposed a Rule Change With Respect to the Establishment of a Second Trade Reporting Facility (Posted On Friday, April 13, 2018)
CFTC’s Market Risk Advisory Committee Releases Agenda for Upcoming Public Meeting (Posted On Friday, January 26, 2018)
CFTC Provides No-Action Relief From Commission Regulation 4.7(b)(2) Reporting Requirements (Posted On Friday, September 22, 2017)
CFTC Provides No-Action Relief From CPO and CTA Registration to a Private University (Posted On Friday, September 22, 2017)
SEC Issues Risk Alert in Response to WannaCry Ransomware Attack (Posted On Friday, May 19, 2017)

LATEST LEGAL NEWS & ANALYSIS

To Market, To Market: FDA’s Digital Health Precertification Program

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McDermott Will & Emery

Head to Head Collision

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Womble Bond Dickinson (US) LLP

SEC Questions Puts Cart Before The Horse

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Allen Matkins Leck Gamble Mallory & Natsis LLP

In with a Bang and Out with a Whimper: Second Circuit Challenge to Popular Withdrawal Liability Calculation Method Settles

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Drinker Biddle & Reath LLP

RCE PTA Carve-Out Resumes After Interference

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Foley & Lardner LLP

California Bill AB5 Will Rewrite the Rules for Independent Contractors

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Greater Access to Mental Health Care is on the Horizon

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New York State Doubles Down on Data Privacy, Sets High Bar for “Reasonable Safety Standards”

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Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

Japanese Knotweed, Hybrids and UK Case Law – a growing concern?

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Squire Patton Boggs (US) LLP

The EU’s Efforts to Combat Money Laundering, the Financing of Terrorism and Corruption Seem to Overlook a Very American Approach: Prosecute People

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Ballard Spahr LLP

Federal Agencies Repeal Obama-Era Clean Water Rule

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Van Ness Feldman LLP

Earthjustice Notifies EPA of Intent to Sue for Failure to Disclose Information about New Chemical Substances

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Bergeson & Campbell, P.C.

Back Wages Not Recoverable In PAGA-Only Action, California Supreme Court Says In Arbitration Dispute Ruling

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Barnes & Thornburg LLP

Remuneration? Not If It’s Fair Market Value, Says Eleventh Circuit

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McDermott Will & Emery

Second Circuit Sends Back Incoherent TCPA Arbitration Award Decision

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Squire Patton Boggs (US) LLP

TRENDING LEGAL ANALYSIS

To Market, To Market: FDA’s Digital Health Precertification Program

By

McDermott Will & Emery

Head to Head Collision

By

Womble Bond Dickinson (US) LLP

SEC Questions Puts Cart Before The Horse

By

Allen Matkins Leck Gamble Mallory & Natsis LLP

In with a Bang and Out with a Whimper: Second Circuit Challenge to Popular Withdrawal Liability Calculation Method Settles

By

Drinker Biddle & Reath LLP

RCE PTA Carve-Out Resumes After Interference

By

Foley & Lardner LLP

California Bill AB5 Will Rewrite the Rules for Independent Contractors

By

Greater Access to Mental Health Care is on the Horizon

By

New York State Doubles Down on Data Privacy, Sets High Bar for “Reasonable Safety Standards”

By

Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

Japanese Knotweed, Hybrids and UK Case Law – a growing concern?

By

Squire Patton Boggs (US) LLP

The EU’s Efforts to Combat Money Laundering, the Financing of Terrorism and Corruption Seem to Overlook a Very American Approach: Prosecute People

By

Ballard Spahr LLP

Federal Agencies Repeal Obama-Era Clean Water Rule

By

Van Ness Feldman LLP

Earthjustice Notifies EPA of Intent to Sue for Failure to Disclose Information about New Chemical Substances

By

Bergeson & Campbell, P.C.

Back Wages Not Recoverable In PAGA-Only Action, California Supreme Court Says In Arbitration Dispute Ruling

By

Barnes & Thornburg LLP

Remuneration? Not If It’s Fair Market Value, Says Eleventh Circuit

By

McDermott Will & Emery

Second Circuit Sends Back Incoherent TCPA Arbitration Award Decision

By

Squire Patton Boggs (US) LLP

Hart-Scott-Rodino Annual Report for Fiscal Year 2018: Decreases in Second Requests but Increased Likelihood of Challenged Deal Where Second Request Issued

By

Cadwalader, Wickersham & Taft LLP

Part 24 of “The Restricting Covenant” Series: Choice of Law and Covenants Not to Compete

By

Drinker Biddle & Reath LLP

Latest Department of Labor Opinion Letter Addresses the FLSA’s Retail/Service Establishment Employee Exemption

By

Epstein Becker & Green, P.C.

State Law Round-Up: Wage Theft Laws (MN, NJ) and Restrictions on Non-Compete Agreements (ME, MD, NH, OR, RI, WA) (US)

By

Squire Patton Boggs (US) LLP

Solar Construction Costs Continue Historic Decline, Providing Cushion Against Trade Disputes

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Foley & Lardner LLP

Upcoming Legal Education Events

Data Innovations in Health Care

Wednesday, September 18, 2019

Managing Employees 101: Best Practices for Managing Effectively and Lawfully - Portsmouth

Thursday, September 19, 2019

Wage the Battle to Win the War: Expert Challenges at Class Certification

Tuesday, September 24, 2019

Breakfast with Julia Stewart

Tuesday, September 24, 2019

Patient Brokering Laws – What You Need to Know Now

Tuesday, September 24, 2019

Managing Your Workforce - Illinois

Thursday, September 26, 2019

2019 Complimentary Boot Camp for Private Equity Professionals

Thursday, September 26, 2019

DOJ’s Updated Criteria and Incentives for an Effective Compliance Program and Antitrust Leniency Considerations

Thursday, September 26, 2019

HOW TO… Handle “I’m Going to Fail My Drug Test Because I Take Medical Marijuana”

Tuesday, October 8, 2019

Reimbursement Trends and Strategies - Keys To Your Financial Success

Wednesday, October 9, 2019

Non-Disclosure Agreements vs. Development Agreements Webinar

Thursday, October 10, 2019

Managing Your Workforce - Missouri

Thursday, October 17, 2019

Vedder Works Employment Law Series DC

Wednesday, October 23, 2019

Vedder Works Employment Law Series - California Webinar

Wednesday, October 30, 2019

Buying or Selling a Treatment Center - Issues You Need to Plan For

Wednesday, November 6, 2019

The Arctic North is the New Wild West

Wednesday, November 6, 2019

AI and IoT: Apps, Bots, and Body Area Networks

Wednesday, November 13, 2019

AI, Blockchain & Smart Contacts in Health Care

Wednesday, December 4, 2019

Federal Policy for AI in Health Care

Wednesday, December 11, 2019