Gregory A. Uffner

Gregory Uffner, Financial Services Attorney, Katten Law Firm

Gregory A. Uffner
Katten Muchin Rosenman LLP
Associate
212.940.6485
Website
www.kattenlaw.com
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Professional Biography:

Gregory Uffner is an associate in the Financial Services practice.

While in law school, Gregory was an associate editor for the Moot Court Board, a member of the Fordham Urban Law Journal and served as managing editor for the Fordham Sports Law Forum.

Articles in the National Law Review database by Gregory A. Uffner

SEC Approves FINRA Rule Change to Permit the Use of Electronic Signatures for Discretionary Accounts (Posted On Friday, April 19, 2019)
FINRA Requests Comment on Proposed Pilot Program to Study Changes to Corporate Bond Block Trade Dissemination (Posted On Friday, April 19, 2019)
FINRA Issues Report on Examination Findings (Posted On Friday, December 14, 2018)
CFTC Takes Action on Rules Relating to Swaps and Swap Execution Facilities (Posted On Saturday, November 10, 2018)
NFA Releases Notice Regarding Swap Valuation Dispute Filing Process (Posted On Friday, September 7, 2018)
FINRA Seeks Comment on Proposed Amendments to the Membership Application Program Rules & Fintech Innovation in Broker-Dealer Industry (Posted On Saturday, August 4, 2018)
FINRA Proposes Rule Change Regarding ATS Reporting of Transactions to TRACE (Posted On Saturday, June 9, 2018)
Nasdaq Has Proposed a New Rule Change To Modify Its System of Volume-Based Credits (Posted On Sunday, April 15, 2018)
FINRA Proposed a Rule Change With Respect to the Establishment of a Second Trade Reporting Facility (Posted On Friday, April 13, 2018)
CFTC’s Market Risk Advisory Committee Releases Agenda for Upcoming Public Meeting (Posted On Friday, January 26, 2018)
CFTC Provides No-Action Relief From Commission Regulation 4.7(b)(2) Reporting Requirements (Posted On Friday, September 22, 2017)
CFTC Provides No-Action Relief From CPO and CTA Registration to a Private University (Posted On Friday, September 22, 2017)
SEC Issues Risk Alert in Response to WannaCry Ransomware Attack (Posted On Friday, May 19, 2017)

LATEST LEGAL NEWS & ANALYSIS

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U.S. Supreme Court to Rule on LGBTQ Workplace Protections under Title VII

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A Radical Change to Ratification: Key Takeaways from Henderson v. United Student Aid Funds, Inc.

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Proskauer Rose LLP

Eastern District of Pennsylvania Denies a Motion to Dismiss Claim Based on Alleged Use of an ATDS

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Drinker Biddle & Reath LLP

FTC Continues to Focus on Ad Agency Liability

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Hinch Newman LLP

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Womble Bond Dickinson (US) LLP

TRENDING LEGAL ANALYSIS

Draft California Regulations for Nighttime Agricultural Operations Up for Vote at Standards Board

By

Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

SCOTUS To Rule On Whether Title VII Prohibits Sexual Orientation And Gender Identity Discrimination

By

Sheppard, Mullin, Richter & Hampton LLP

US EPA Finalizes Rule Employing “SNUR-Only” Approach for TSCA New Chemical Reviews

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Squire Patton Boggs (US) LLP

IRS Clarifies Business Meal and Entertainment Deductions Following TCJA

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Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

La implementación de la política “Buy American” (Compra estadounidense) para proyectos de infraestructura comienza el 1 de mayo

By

U.S. Supreme Court to Rule on LGBTQ Workplace Protections under Title VII

By

Jackson Lewis P.C.

IRS Offers Guidance on Applying Test for Deductibility of Parking Expenses

By

Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

A Sticky Situation for Employers: New York City Council Passes Bill Restricting Marijuana Drug Testing

By

Foley & Lardner LLP

Preparing for an Economic Downturn: How Manufacturers Can Prepare

By

Robinson & Cole LLP

California Supreme Court Poised to Provide Guidance on Ascertainability in Class Actions

By

Ballard Spahr LLP

Massachusetts Employers Need to Prepare as Paid Family and Medical Leave Effective Date Approaches

By

Foley & Lardner LLP

A Radical Change to Ratification: Key Takeaways from Henderson v. United Student Aid Funds, Inc.

By

Proskauer Rose LLP

Eastern District of Pennsylvania Denies a Motion to Dismiss Claim Based on Alleged Use of an ATDS

By

Drinker Biddle & Reath LLP

FTC Continues to Focus on Ad Agency Liability

By

Hinch Newman LLP

Ninth Circuit’s Marks Opinion Continues to Extend its Reach Across the Country

By

Womble Bond Dickinson (US) LLP

Telecom Alert - Pole Attachment Order Effective Date; 800 MHz Guard Band Petition for Rulemaking; Auction 102 Clock Phase Closes; Auction 103 Bidding Procedures; FCC Proposes to Reallocate 1675-1680 MHz Band - Vol. XVI, Issue 16

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Keller and Heckman LLP

DOJ White Paper Answers Questions about the Scope and Applicability of the CLOUD Act

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Drinker Biddle & Reath LLP

Should Companies Ban USBs?

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Risk and Insurance Management Society, Inc. (RIMS)

Returning to the Status Quo? – Proposed Outline for Section 101 Reform

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Sheppard, Mullin, Richter & Hampton LLP

US Supreme Court Agrees to Decide Whether Title VII Prohibits LGBT Discrimination

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Squire Patton Boggs (US) LLP

Upcoming Legal Education Events

Varnum's 2019 Labor & Employment Law Seminar - Detroit

Tuesday, April 23, 2019

What’s Next in Credit Reporting Compliance – Looking to the Future

Tuesday, April 23, 2019

Wiggin and Dana Spring Sexual Harassment Prevention Training Seminars

Wednesday, April 24, 2019 to Thursday, April 25, 2019

OSHA 30/30: Recent Commission Decision: Heat Stress Hazard and Abatement Under the General Duty Clause

Wednesday, April 24, 2019

FIFRA Hot Topics in Pesticide, Biocides, and Other Agricultural Chemicals Regulation and Litigation

Wednesday, April 24, 2019

#MeToo and the New Realities of Workplace Conduct and Board Expectations

Wednesday, April 24, 2019

Employee Experience Focused Workplace

Friday, April 26, 2019

Media (and Social Media) Law Overview For Manufacturers

Friday, April 26, 2019

Fourth Annual vB&R Public Officials Conference - Neenah

Monday, April 29, 2019

Fifth Annual Employment Law Summit

Tuesday, April 30, 2019

Fourth Annual vB&R Public Officials Conference - Madison

Tuesday, April 30, 2019

Emerging Contaminants of PFAS Webinar - Think Before You Test – Understanding Laboratory and Sampling Considerations

Wednesday, May 1, 2019

Vedder Works Employment Law Series Chicago (O'Hare)

Thursday, May 2, 2019

Navigating Mental Health in the Workplace - Avoiding Legal and Practical Pitfalls

Tuesday, May 7, 2019

Privacy & Cybersecurity Risk Management Series: Insights on Cybersecurity and Data Privacy

Tuesday, May 7, 2019

Webinar: Understanding and Preparing for the California Consumer Privacy Act

Tuesday, May 7, 2019

Dark Fiber: Monetizing an Essential Asset in a Broadband World Webinar

Thursday, May 9, 2019

5th Annual eDiscovery and Knowledge Management CLE Webinar

Friday, May 10, 2019

Visa Options for Employers Wishing to Hire or Retain Professional Employees

Thursday, May 16, 2019

Business Succession Planning: An ESOP Case Study

Tuesday, May 21, 2019

Preserving Cosmetics on a Global Scale: It is Harder than You Think

Wednesday, May 22, 2019

Vedder Works Employment Law Series Chicago (Downtown)

Thursday, May 30, 2019

Vedder Works Employment Law Series New York

Thursday, June 13, 2019

Vedder Works Employment Law Series UK Roundtable

Wednesday, June 19, 2019

Vedder Works Employment Law Series DC

Wednesday, October 23, 2019