June 3, 2020

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Gregory A. Uffner

Gregory Uffner, Financial Services Attorney, Katten Law Firm

Gregory A. Uffner
Katten
Associate
212.940.6485
Website
katten.com
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Professional Biography:

Gregory Uffner is an associate in the Financial Services practice.

While in law school, Gregory was an associate editor for the Moot Court Board, a member of the Fordham Urban Law Journal and served as managing editor for the Fordham Sports Law Forum.

Articles in the National Law Review database by Gregory A. Uffner

SEC Amends CAT NMS Plan (Posted On Friday, May 29, 2020)
FINRA Updates COVID-19 FAQs (Posted On Friday, May 29, 2020)
FINRA Amends Rules Related to Membership Application Program to Promote Payment of Arbitration Awards and Issues Regulatory Notice on Sales Practice Obligations With Respect to Oil-Linked Exchange-Traded Products (Posted On Friday, May 29, 2020)
NFA Published Amendments to Its Advertising Rules (Posted On Friday, April 24, 2020)
CFTC Announces “Project Streetlamp” Competition (Posted On Friday, April 24, 2020)
CFTC Grants Relief to Address Net Capital Treatment of PPP Monies and FINRA Annual Assessments (Posted On Friday, April 24, 2020)
CFTC Grants Bitnomial Exchange, LLC Status as a Designated Contract Market (Posted On Friday, April 24, 2020)
CFTC Issues No-Action Letter Supplementing Relief to SEFs and DCMs (Posted On Friday, January 10, 2020)
NFA’s Swaps Proficiency Requirements Become Effective on January 31 (Posted On Friday, January 10, 2020)
Effective Date for Amendments to NFA’s Promotional Material Rules and Interpretive Notices (Posted On Friday, November 15, 2019)
CFTC Proposes Rule to Amend Regulation 160.30 (Posted On Friday, November 15, 2019)
FINRA Warns Investors of Potential Stock Fraud in Wake of Hurricane Dorian (Posted On Friday, September 6, 2019)
CBOE Proposes Amendments to Rule 6.49A Concerning Off-Floor Position Transfers Including RWA Transfers (Posted On Saturday, July 27, 2019)
CFTC Division of Enforcement Issues Public Enforcement Manual (Posted On Friday, May 10, 2019)
SEC Approves FINRA Rule Change to Permit the Use of Electronic Signatures for Discretionary Accounts (Posted On Friday, April 19, 2019)
FINRA Requests Comment on Proposed Pilot Program to Study Changes to Corporate Bond Block Trade Dissemination (Posted On Friday, April 19, 2019)
FINRA Issues Report on Examination Findings (Posted On Friday, December 14, 2018)
CFTC Takes Action on Rules Relating to Swaps and Swap Execution Facilities (Posted On Saturday, November 10, 2018)
NFA Releases Notice Regarding Swap Valuation Dispute Filing Process (Posted On Friday, September 7, 2018)
FINRA Seeks Comment on Proposed Amendments to the Membership Application Program Rules & Fintech Innovation in Broker-Dealer Industry (Posted On Saturday, August 4, 2018)

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Starting June 1, Some Nonimmigrants From People’s Republic Of China Barred From Entering U.S.

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Barnes & Thornburg LLP

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U.S. Department of Justice Revises its Guidance on Evaluating Corporate Compliance Programs

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Greenberg Traurig, LLP

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The Legal Effect Of IRS Pronouncements On Virtual Currency

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McDermott Will & Emery

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Squire Patton Boggs (US) LLP

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By

Squire Patton Boggs (US) LLP

One Problem Solved: Notice 2020-42 Provides Temporary Relief for Witnessing Spousal Consents

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Proskauer Rose LLP

Chinese Patent Application for Coronavirus Vaccine Published

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Schwegman, Lundberg & Woessner, P.A.

Starting June 1, Some Nonimmigrants From People’s Republic Of China Barred From Entering U.S.

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Barnes & Thornburg LLP

OSHA’s COVID-19 Guidelines for the Construction Industry are Generally Consistent with New York State’s and New York City’s Existing Guidelines

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Robinson & Cole LLP

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McDermott Will & Emery

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Greenberg Traurig, LLP

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Squire Patton Boggs (US) LLP

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McDermott Will & Emery

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Sills Cummis & Gross P.C.

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COVID-19: Multiple Investigations of Coronavirus Fund Recipients Underway

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When Children and Work Collide: Employer Considerations for Workers Handling Childcare Challenges

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Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

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Proskauer Rose LLP

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Upcoming Legal Education Events

Health Data and Digital Health Post COVID: Balancing Ethics, Value and Speeding Innovation across the UK and US

Wednesday, June 3, 2020

Strategies and Considerations for IPR Petitioners Working with Other Interested Parties

Wednesday, June 3, 2020

So You Want to Test Your Employees: Pitfalls and Critical Considerations

Wednesday, June 3, 2020

Premises Liability in a Post-COVID World

Thursday, June 4, 2020

An Update on the Changing Employment Laws in the DMV

Tuesday, June 9, 2020

DAC6 - Are You Ready?

Wednesday, June 10, 2020

COVID-19: Perspectives for the "Next New Normal" For Renewable and Utility Companies

Wednesday, June 10, 2020

TSCA 30/30 Webinar – June 10, 2020

Wednesday, June 10, 2020

REACH 30/30 - June 10, 2020

Wednesday, June 10, 2020

Strategies for Post-COVID Commercial Payor Reimbursement Planning

Thursday, June 11, 2020

Impact Investment Strategies for Family Offices in a Post-COVID–19 World

Thursday, June 11, 2020

Climate Change and ESG: Investing for the Future in the Post COVID-19 World

Monday, June 15, 2020

Vedder Works Employment Law Series UK Roundtable - June 2020

Wednesday, June 17, 2020

OSHA 30/30 - June 17, 2020

Wednesday, June 17, 2020

Impact of COVID-19 on Workers’ Compensation

Thursday, June 18, 2020

TSCA Reform -- Four Years Later

Wednesday, June 24, 2020

Vedder Works Employment Law Series New York - June 2020

Thursday, June 25, 2020