Gregory A. Uffner

Gregory Uffner, Financial Services Attorney, Katten Law Firm

Gregory A. Uffner
Katten Muchin Rosenman LLP
Associate
212.940.6485
Website
www.kattenlaw.com
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Professional Biography:

Gregory Uffner is an associate in the Financial Services practice.

While in law school, Gregory was an associate editor for the Moot Court Board, a member of the Fordham Urban Law Journal and served as managing editor for the Fordham Sports Law Forum.

Articles in the National Law Review database by Gregory A. Uffner

FINRA Seeks Comment on Proposed Amendments to the Membership Application Program Rules & Fintech Innovation in Broker-Dealer Industry (Posted On Saturday, August 4, 2018)
FINRA Proposes Rule Change Regarding ATS Reporting of Transactions to TRACE (Posted On Saturday, June 9, 2018)
Nasdaq Has Proposed a New Rule Change To Modify Its System of Volume-Based Credits (Posted On Sunday, April 15, 2018)
FINRA Proposed a Rule Change With Respect to the Establishment of a Second Trade Reporting Facility (Posted On Friday, April 13, 2018)
CFTC’s Market Risk Advisory Committee Releases Agenda for Upcoming Public Meeting (Posted On Friday, January 26, 2018)
CFTC Provides No-Action Relief From Commission Regulation 4.7(b)(2) Reporting Requirements (Posted On Friday, September 22, 2017)
CFTC Provides No-Action Relief From CPO and CTA Registration to a Private University (Posted On Friday, September 22, 2017)
SEC Issues Risk Alert in Response to WannaCry Ransomware Attack (Posted On Friday, May 19, 2017)

LATEST LEGAL NEWS & ANALYSIS

National Security Review of Foreign Investments to Escalate

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Assessing the Effects of the Election Result for Mexico’s Upstream Industry: Change in Government Raises Potential for Shift in the Direction of Oil and Gas Sector

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Study: Law Firms Need 90 Citations to Rank in Top 3 in Google Local

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The Rainmaker Institute

California Court of Appeal Upholds Meal Period Waiver in Collective Bargaining Agreement

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Epstein Becker & Green, P.C.

Chancery Court Finds Breach of Fiduciary Duties in Insurance Business Gone Awry

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Truckers’ $2.35 Million Dollar Class Settlement Vacated Due to District Court’s Cursory Analysis

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Jackson Lewis P.C.

OCC Bulletin Allows CRA Downgrades For Evidence Of Discriminatory Credit Practices

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Ballard Spahr LLP

IRS Issues Much-Needed Guidance on 20% Pass-Through Deduction

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Chancery Court Finds That Stockholders Have Standing For Direct Suit Relating To Unique Claims For Breach Of Fiduciary Duties

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Telecom Alert: August 20, 2018 - D.C. Circuit Denies Stay of Wireless Infrastructure Order; Incumbent Satellite Earth Station Certification Due Date; $35,000 Drone Enforcement; $81 Million FirstNet Budget for 2019

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Keller and Heckman LLP

I’m stumped: Bowler denies batsman maiden ton but gives opposition the win

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Squire Patton Boggs (US) LLP

Is Section 17200 A Case of "Ex Nihilo Nonnihil Fit"?

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Allen Matkins Leck Gamble Mallory & Natsis LLP

Significant changes to Connecticut consumer finance licensing laws to take effect October 1, 2018

By

Ballard Spahr LLP

Sixth Circuit Rejects Argument That FLSA Bars Individual Arbitration Agreements

By

Epstein Becker & Green, P.C.

Brazil’s New General Data Privacy Law Follows GDPR Provisions

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Covington & Burling LLP

TRENDING LEGAL ANALYSIS

National Security Review of Foreign Investments to Escalate

By

Assessing the Effects of the Election Result for Mexico’s Upstream Industry: Change in Government Raises Potential for Shift in the Direction of Oil and Gas Sector

By

Study: Law Firms Need 90 Citations to Rank in Top 3 in Google Local

By

The Rainmaker Institute

California Court of Appeal Upholds Meal Period Waiver in Collective Bargaining Agreement

By

Epstein Becker & Green, P.C.

Chancery Court Finds Breach of Fiduciary Duties in Insurance Business Gone Awry

By

Truckers’ $2.35 Million Dollar Class Settlement Vacated Due to District Court’s Cursory Analysis

By

Jackson Lewis P.C.

OCC Bulletin Allows CRA Downgrades For Evidence Of Discriminatory Credit Practices

By

Ballard Spahr LLP

IRS Issues Much-Needed Guidance on 20% Pass-Through Deduction

By

Chancery Court Finds That Stockholders Have Standing For Direct Suit Relating To Unique Claims For Breach Of Fiduciary Duties

By

Telecom Alert: August 20, 2018 - D.C. Circuit Denies Stay of Wireless Infrastructure Order; Incumbent Satellite Earth Station Certification Due Date; $35,000 Drone Enforcement; $81 Million FirstNet Budget for 2019

By

Keller and Heckman LLP

I’m stumped: Bowler denies batsman maiden ton but gives opposition the win

By

Squire Patton Boggs (US) LLP

Is Section 17200 A Case of "Ex Nihilo Nonnihil Fit"?

By

Allen Matkins Leck Gamble Mallory & Natsis LLP

Significant changes to Connecticut consumer finance licensing laws to take effect October 1, 2018

By

Ballard Spahr LLP

Sixth Circuit Rejects Argument That FLSA Bars Individual Arbitration Agreements

By

Epstein Becker & Green, P.C.

Brazil’s New General Data Privacy Law Follows GDPR Provisions

By

Covington & Burling LLP

“Airing Out the Denny Crane Room”: Recent SEC Action Emphasizes Need for Effective Disclosure Controls and Procedures for Executive Perquisites

By

Sheppard, Mullin, Richter & Hampton LLP

Mind the (Gender & Race) Gap

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Jackson Lewis P.C.

OFCCP Signals Emphasis on “Religious Liberty” in Federal Contractor Compliance

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Foley & Lardner LLP

The CAFC Rules for Wider Application of Litigation Time Bar Against Filing of Inter Partes Reviews

By

Barnes & Thornburg LLP

OCIE Publishes Risk Alert on Compliance Issues Relating to Best Execution

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Upcoming Legal Education Events

Healthcare Dealmakers Quarterly Market Update: Behavioral Health

Tuesday, August 21, 2018

Online Lending in New York: More Trouble Ahead

Wednesday, August 22, 2018

Webinar on Property Assessed Clean Energy Financing: A New Capital Access Opportunity

Thursday, August 23, 2018

Finding Safe Harbors to Communicate and Contract for Value

Tuesday, August 28, 2018

How Secure Is Your Business From Natural Disasters? August 2018

Thursday, August 30, 2018

Creation and Licensing of De-Identified Health Information

Wednesday, September 5, 2018

The Future of the Automotive Sector in Europe, China and the United States

Monday, September 10, 2018

Artificial Intelligence in Law

Wednesday, September 12, 2018

Colorado Cybersecurity Summit [AND WEBINAR]

Tuesday, September 18, 2018

Covington's Medical Device Seminar: FCC Equipment Authorization Rules for Medical Devices

Wednesday, September 26, 2018