June 27, 2019

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Gregory A. Uffner

Gregory Uffner, Financial Services Attorney, Katten Law Firm

Gregory A. Uffner
Katten Muchin Rosenman LLP
Associate
212.940.6485
Website
www.kattenlaw.com
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Professional Biography:

Gregory Uffner is an associate in the Financial Services practice.

While in law school, Gregory was an associate editor for the Moot Court Board, a member of the Fordham Urban Law Journal and served as managing editor for the Fordham Sports Law Forum.

Articles in the National Law Review database by Gregory A. Uffner

CFTC Division of Enforcement Issues Public Enforcement Manual (Posted On Friday, May 10, 2019)
SEC Approves FINRA Rule Change to Permit the Use of Electronic Signatures for Discretionary Accounts (Posted On Friday, April 19, 2019)
FINRA Requests Comment on Proposed Pilot Program to Study Changes to Corporate Bond Block Trade Dissemination (Posted On Friday, April 19, 2019)
FINRA Issues Report on Examination Findings (Posted On Friday, December 14, 2018)
CFTC Takes Action on Rules Relating to Swaps and Swap Execution Facilities (Posted On Saturday, November 10, 2018)
NFA Releases Notice Regarding Swap Valuation Dispute Filing Process (Posted On Friday, September 7, 2018)
FINRA Seeks Comment on Proposed Amendments to the Membership Application Program Rules & Fintech Innovation in Broker-Dealer Industry (Posted On Saturday, August 4, 2018)
FINRA Proposes Rule Change Regarding ATS Reporting of Transactions to TRACE (Posted On Saturday, June 9, 2018)
Nasdaq Has Proposed a New Rule Change To Modify Its System of Volume-Based Credits (Posted On Sunday, April 15, 2018)
FINRA Proposed a Rule Change With Respect to the Establishment of a Second Trade Reporting Facility (Posted On Friday, April 13, 2018)
CFTC’s Market Risk Advisory Committee Releases Agenda for Upcoming Public Meeting (Posted On Friday, January 26, 2018)
CFTC Provides No-Action Relief From Commission Regulation 4.7(b)(2) Reporting Requirements (Posted On Friday, September 22, 2017)
CFTC Provides No-Action Relief From CPO and CTA Registration to a Private University (Posted On Friday, September 22, 2017)
SEC Issues Risk Alert in Response to WannaCry Ransomware Attack (Posted On Friday, May 19, 2017)

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The Challenges of Patenting Autonomous Vehicle AI and Software

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Judge Finds That Transfer Agent's Failure To Remove Restrictive Legend May Be Actionable

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New FATF Guidance Will Significantly Impact the Crypto Industry

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VA Begins Seeking MSPV 2.0 Partners

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Travel Restrictions to Cuba Affects Cruise and Other Industries

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Jackson Lewis P.C.

Red Flags When Recruiting a Competitor’s Employee: Spotting Issues Before a Demand Letter

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Epstein Becker & Green, P.C.

CMS Proposes Changes to Medicare Wage Index that Would Increase Reimbursement Rates to Rural Hospitals at the Expense of Urban Hospitals

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Sheppard, Mullin, Richter & Hampton LLP

TRENDING LEGAL ANALYSIS

March to Electrification Highlighted at Financial Times “Future of the Car Summit”

By

Foley & Lardner LLP

OH SNAP! Supreme Court Rejects Substantial Competitive Harm Test For Key FOIA Exemption

By

Sheppard, Mullin, Richter & Hampton LLP

A Judge’s Tips for Keeping Trade Secrets “Secret”

By

Epstein Becker & Green, P.C.

Juul Gives $7.5 Million for Research as Sales Continue to Climb

By

Changes to California’s Knox-Keene Act Potentially Impact California Health Care Providers

By

Foley & Lardner LLP

Hungry for change: ASA and Government target junk food ads

By

Squire Patton Boggs (US) LLP

ERISA Nonqualified Deferred Compensation Plans, Restrictive Covenants, and ERISA Preemption

By

Epstein Becker & Green, P.C.

The Challenges of Patenting Autonomous Vehicle AI and Software

By

Foley & Lardner LLP

Extension of IR35 to the Private Sector, Part 12 – the Benefits of not Following your Own Procedures (UK)

By

Squire Patton Boggs (US) LLP

Judge Finds That Transfer Agent's Failure To Remove Restrictive Legend May Be Actionable

By

Allen Matkins Leck Gamble Mallory & Natsis LLP

New FATF Guidance Will Significantly Impact the Crypto Industry

By

VA Begins Seeking MSPV 2.0 Partners

By

Sheppard, Mullin, Richter & Hampton LLP

Travel Restrictions to Cuba Affects Cruise and Other Industries

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Jackson Lewis P.C.

Red Flags When Recruiting a Competitor’s Employee: Spotting Issues Before a Demand Letter

By

Epstein Becker & Green, P.C.

CMS Proposes Changes to Medicare Wage Index that Would Increase Reimbursement Rates to Rural Hospitals at the Expense of Urban Hospitals

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Sheppard, Mullin, Richter & Hampton LLP

Data Disclosure: Will The New GFL Ensure Transparency Without Jeopardizing EU Competitiveness?

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Keller and Heckman LLP

Drafting Employment Agreements to Comply with New State Laws and Pending Legislation Restricting Enforceability of Non-Competes

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Epstein Becker & Green, P.C.

Ninth Circuit Denies Mandamus After District Court Compels Arbitration Based on Allegedly Inconspicuous Arbitration Provision

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Cyber Update: DoD Contractor Cybersecurity Certification and 33 New Enhanced Controls to Combat the Advanced Persistent Threat

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Sheppard, Mullin, Richter & Hampton LLP

Trust Wins Due Process Challenge to North Carolina State Income Tax

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McDermott Will & Emery

Upcoming Legal Education Events

Recent Developments in the Growing Gig Economy

Friday, June 28, 2019

What Companies Affected by the TCPA Should Know about this Year’s Supreme Court Term

Friday, June 28, 2019

Education Roundtable: Charitable Gifts of Real Estate

Wednesday, July 10, 2019

Cyber & Privacy Risk Management Webinar

Thursday, July 11, 2019

Solutions for Your Complex International Patients - Caring for the Undocumented and Uninsured Patient

Thursday, July 11, 2019

FDA FSMA Food Defense Plan Requirements

Wednesday, July 24, 2019

Managing Employees 101: Best Practices for Managing Effectively and Lawfully - Portsmouth

Thursday, September 19, 2019

Vedder Works Employment Law Series DC

Wednesday, October 23, 2019