Gregory A. Uffner

Gregory Uffner, Financial Services Attorney, Katten Law Firm

Gregory A. Uffner
Katten Muchin Rosenman LLP
Associate
212.940.6485
Website
www.kattenlaw.com
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Professional Biography:

Gregory Uffner is an associate in the Financial Services practice.

While in law school, Gregory was an associate editor for the Moot Court Board, a member of the Fordham Urban Law Journal and served as managing editor for the Fordham Sports Law Forum.

Articles in the National Law Review database by Gregory A. Uffner

CFTC Takes Action on Rules Relating to Swaps and Swap Execution Facilities (Posted On Saturday, November 10, 2018)
NFA Releases Notice Regarding Swap Valuation Dispute Filing Process (Posted On Friday, September 7, 2018)
FINRA Seeks Comment on Proposed Amendments to the Membership Application Program Rules & Fintech Innovation in Broker-Dealer Industry (Posted On Saturday, August 4, 2018)
FINRA Proposes Rule Change Regarding ATS Reporting of Transactions to TRACE (Posted On Saturday, June 9, 2018)
Nasdaq Has Proposed a New Rule Change To Modify Its System of Volume-Based Credits (Posted On Sunday, April 15, 2018)
FINRA Proposed a Rule Change With Respect to the Establishment of a Second Trade Reporting Facility (Posted On Friday, April 13, 2018)
CFTC’s Market Risk Advisory Committee Releases Agenda for Upcoming Public Meeting (Posted On Friday, January 26, 2018)
CFTC Provides No-Action Relief From Commission Regulation 4.7(b)(2) Reporting Requirements (Posted On Friday, September 22, 2017)
CFTC Provides No-Action Relief From CPO and CTA Registration to a Private University (Posted On Friday, September 22, 2017)
SEC Issues Risk Alert in Response to WannaCry Ransomware Attack (Posted On Friday, May 19, 2017)

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Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

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Foley & Lardner LLP

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Foley & Lardner LLP

ISS and Glass Lewis Update Proxy Voting Guidelines for 2019; ISS Updates Qualityscore an Issues Preliminary Compensation FAQS

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Womble Bond Dickinson (US) LLP

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Keller and Heckman LLP

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Another HIPAA Settlement for Failure to Enter Into a Business Associate Agreement

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TRENDING LEGAL ANALYSIS

The Significance in UK Nuisance Law of the Introduction of the “Agents of Change” Principle

By

Squire Patton Boggs (US) LLP

NLRB Orders Hospital to Reinstate Former Employee Who Shared Staffing Concerns With Media

By

Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

NLRB General Counsel Denies Union Access to Employer’s Tax Cut Savings Information

By

Barnes & Thornburg LLP

Coverage for Government Investigations and Warranty of No Known Claims

By

Squire Patton Boggs (US) LLP

Delaware Court Grapples With Enforcement of Choice of Law Provisions in Restrictive Covenant Agreements

By

Jackson Lewis P.C.

Bill 66 Poised to Bring Additional Employer-Friendly Changes to Ontario

By

Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

Second Circuit Follows Seventh Circuit, Finds that Rule 67 Tender Does Not Moot Claims

By

Drinker Biddle & Reath LLP

Proposed Hardship Withdrawal Regulations Provide Useful Guidance

By

Foley & Lardner LLP

Comment Deadline Fast Approaching: Export Controls on Emerging Technologies

By

Sheppard, Mullin, Richter & Hampton LLP

OIG Dusts off the Old Rule Book to Say No to Free Expensive Drugs to Hospitals

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McDermott Will & Emery

Watch out for Social Security “No-Match” Letters

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Foley & Lardner LLP

ISS and Glass Lewis Update Proxy Voting Guidelines for 2019; ISS Updates Qualityscore an Issues Preliminary Compensation FAQS

By

Womble Bond Dickinson (US) LLP

Regulatory Reminder: Updating your U.S. Establishment Registration and Product Listing By December 31, 2018

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Keller and Heckman LLP

Treasury Delivers Early Holiday Present: Proposed Anti-Clawback Rule Protects Gifts Made from 2018-2025

By

Another HIPAA Settlement for Failure to Enter Into a Business Associate Agreement

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3.5 GHz CBRS Band Rules Effective Jan. 7; 5.9 GHz Band Waiver for Connected Cars; Petitioners Seek to Move FCC Small Cell Case to San Francisco; Mobility Fund Phase II Update; Spectrum Frontiers Auction Update: Telecom Alert - December 10, 2018

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Keller and Heckman LLP

Japan’s Labor Reform Caps Overtime in a Bid to Curb Karoshi

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Proskauer Rose LLP

TCPA Lawyers Cashing In: Court Approves Massive $20.4MM Fee Award in Favor of Class Counsel in TCPA Case Against Dish Networks

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Womble Bond Dickinson (US) LLP

Bridging the Week by Gary DeWaal: December 3 to 7 and December 10, 2018 (Smarter than Counterparties; Manipulation; Information Systems Security Programs)

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Katten Muchin Rosenman LLP

Weekly IRS Roundup December 3 – 7, 2018

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McDermott Will & Emery

Upcoming Legal Education Events

Payroll Cards: Making it Work

Wednesday, December 12, 2018

It’s All About the Money: Be Ready to Eradicate Wage & Hour Fires

Thursday, December 13, 2018

Changing Climate and Changing Business Practices: How Manufacturers Are Adapting

Friday, December 14, 2018

New Enforcement Actions by the Old Sheriff in Town: Recent Developments at the Federal Trade Commission

Tuesday, December 18, 2018

How to Avoid the Biggest Employment Handbook Drafting Mistakes

Tuesday, December 18, 2018

Noncompete and Trade Secret Protection for Midwestern Employers: Make Sure Your Program is Keeping Up With Developments Across the U.S.

Thursday, December 20, 2018

Law Lab Lunch Series: IP Law for Startups

Wednesday, January 16, 2019