October 17, 2017

James G. Lundy

James G. Lundy represents clients in financial regulatory investigations, financial services compliance and governance, white collar criminal investigations, and complex business litigation.

With 12 years of senior Securities and Exchange Commission (SEC) experience and more than two years of in-house experience at a futures and securities brokerage firm, Jim has developed an in-depth working knowledge of the various regulatory bodies with enforcement oversight of the securities and futures industries.

Articles in the National Law Review database by James G. Lundy


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