| Feb 26 2021 |
2021 GASB Accounting Support Fee to Fund the GASB’s Annual Budget |
Katten |
| Nov 7 2015 |
DERA Publishes Study of Unregistered Offering |
Katten |
| Jan 31 2020 |
SEC Designates Decision Deadline for Proposed Off-Floor Position Transfer Rule Changes |
Katten |
| Jan 25 2014 |
First Made Available to Trade (MAT) Determinations Are Deemed Certified |
Katten |
| Nov 10 2016 |
CFTC Approves Supplemental Proposal to Regulation AT |
Katten |
| May 4 2020 |
SEC Announces Formation of Cross-Divisional COVID-19 Market Monitoring Group |
Katten |
| Apr 29 2016 |
FINRA to Publish ATS Block-Size Trade Data |
Katten |
| Nov 11 2016 |
SEC Issues New C&DI Relating to Submission of Annual Reports to SEC |
Katten |
| Mar 5 2021 |
CFTC Announces 2021 Global Markets Advisory Committee Meeting |
Katten |
| Nov 14 2015 |
FINRA Issues Investor Alert Regarding IRS Phone Scam |
Katten |
| Jun 21 2019 |
EPA Issues Final Guidance for States for Consideration of PM2.5 Precursors |
Katten |
| Feb 10 2020 |
Bridging the Week by Gary DeWaal: February 3 to 7, and February 10, 2020 (Potential Crypto Certainty; Market Disruption; ADRs; Block Trades) |
Katten |
| Sep 16 2021 |
A Highlights Reel on NIL Rights for Student Athletes |
Katten |
| Sep 17 2021 |
The Children's Advertising Review Unit Modernizes its Guidelines for Responsible Advertising |
Katten |
| Sep 16 2022 |
Deputy Attorney General Monaco Reiterates DOJ's Focus on Prosecuting Individuals and Announces New Guidelines for Prosecuting Corporate Crime |
Katten |
| Nov 18 2016 |
EPA Issues Final Rule on Hazardous Waste Generator Improvements |
Katten |
| Mar 12 2021 |
NFA Proposes Compliance Rule 2-50 and Related Interpretive Notice |
Katten |
| Nov 20 2015 |
CFTC Releases Preliminary Report on the Swap Dealer De Minimis Exception |
Katten |
| Jul 1 2019 |
SEC Adopts Additional Rules for Security-Based Swaps |
Katten |
| Oct 23 2020 |
SEC Adopts Amendments to Modernize Auditor Independence Rules |
Katten |
| Apr 20 2013 |
Department of Justice Narrows "Carve Out" Practice Regarding Corporate Plea Agreements |
Katten |
| May 5 2017 |
SEC Grants No-Action Relief Regarding Created ETF Shares and Failure to Close Transactions |
Katten |
| Apr 27 2013 |
National Futures Association (NFA) Amends Commodity Pool Operators and Commodity Trading Advisors (CTA) Quarterly Reporting Requirements |
Katten |
| May 20 2016 |
SEC Division of Corporation Finance Issues 12 New and Revised C&DIs Regarding Non-GAAP Measures |
Katten |
| May 12 2017 |
US District Court Holds That Discretionary Tax Withholding is Exempt Under 16b-3 |
Katten |
| Nov 10 2020 |
2020 NAD Annual Conference Highlights Continued Regulation of Influencers, Social Media and Consumer Reviews |
Katten |
| Oct 10 2014 |
Director of SEC Division of Corporation Finance Gives Speech on Securities Disclosure |
Katten |
| Dec 11 2017 |
EU and CFTC Implement Mutual Recognition of Derivatives Trading Venues |
Katten |
| Jun 3 2016 |
CFTC Issues No-Action Letter for Shanghai Clearing House |
Katten |
| Apr 9 2021 |
FINRA Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) |
Katten |
| Oct 17 2014 |
Commodity Futures Trading Commission (CFTC) Provides Additional Relief to Certain Delegating Commodity Pool Operators (CPOs) |
Katten |
| Jun 8 2018 |
CFTC Proposes To Maintain Swap Dealer Registration De Minimis Exception at $8 Billion |
Katten |
| Jun 5 2015 |
CFTC Requests Public Comment on a Petition from ASX Clear (Futures) Pty Limited for Exemption From Registration as a DCO |
Katten |
| Dec 4 2015 |
NFA Releases Guidance for Those Operating Under Exemption or Exclusion From CPO or CTA Registration |
Katten |
| Oct 26 2014 |
SEC Announces Record Number of Enforcement Actions in FY 2014 |
Katten |
