| May 31 2023 |
FCA Publishes Findings From its Whistleblowing Survey 2022 |
Katten |
| Feb 17 2015 |
SEC Proposes Rules for Disclosure of Companies’ Hedging Policies |
Katten |
| Jan 19 2013 |
FTC Announces New Filing Thresholds for Hart-Scott-Rodino Pre-Merger Notifications |
Katten |
| Sep 4 2015 |
CFTC Announces Upcoming Agricultural Advisory Committee Meeting |
Katten |
| Feb 17 2017 |
SEC Approves Pricing Disclosures for Fixed Income Securities |
Katten |
| Mar 20 2020 |
COVID-19: Families First Coronavirus Response Act |
Katten |
| Aug 4 2020 |
Mobile In-App Games: Mindless Fun or Illegal Gambling? |
Katten |
| Jan 27 2013 |
Federal Deposit Insurance Corporation "FDIC" Launches Community Affairs Webinar Series |
Katten |
| Jun 28 2014 |
Federal Financial Institutions Examination Council (FFIEC) Debuts Web Page on Cybersecurity |
Katten |
| Jan 15 2021 |
COVID-19 Weekly Newsletter: Biden Announces Ambitious Vaccination Plan |
Katten |
| Sep 19 2016 |
NFA Proposes Amendments to CPO and CTA Quarterly Reporting Requirements |
Katten |
| Sep 1 2017 |
Speech From the Office of the Investor Advocate Addresses FASB’s Proposals Regarding the Definition of Materiality |
Katten |
| Feb 2 2013 |
IRS Releases Proposed and Final Regulations Regarding Health Insurance Premium Tax Credits |
Katten |
| Feb 27 2015 |
CFTC Reopens Comment Period for Position Limits Proposals |
Katten |
| Nov 22 2019 |
Glass Lewis Releases 2020 US Proxy Paper Guidelines |
Katten |
| Feb 26 2018 |
Bridging the Week, Featuring Topics on Whistleblowers; AML Staffing; Unlicensed Crypto Exchange; FCA-CFTC FinTech Cooperation |
Katten |
| Dec 22 2022 |
Managing Legal Uncertainty in Sole-Director Companies - Recent Developments |
Katten |
| Oct 25 2013 |
Federal Reserve Issues Proposed Liquidity Requirements; Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) Expected to Follow |
Katten |
| Feb 11 2013 |
trueEX Requests that Commodity Futures Trading Commission (CFTC) Amend Order of Designation as a Contract Market |
Katten |
| Mar 3 2015 |
US Senate Holds Hearing on Transition and Future of Multistakeholder Model: Update on IANA Stewardship Transition and ICANN Accountability |
Katten |
| Dec 6 2019 |
CFTC Issues Guidance on Chief Compliance Officer Annual Report Preparation |
Katten |
| Apr 10 2020 |
NFA Issues Notice Regarding FinCEN COVID-19 and AML/CFT Guidance |
Katten |
| Sep 26 2015 |
CFTC Issues Guidance on “Firm or Forced Trades” Process |
Katten |
| Apr 10 2020 |
CFTC to Hold an Open Commission Meeting on April 14 |
Katten |
| Jun 21 2023 |
SEC Swaps the Game: New Rules to Combat Fraud, Manipulation and CCO Undue Influence |
Katten |
| Sep 30 2016 |
FINRA Proposes Rule to Modify Fees and Transaction Credits for the FINRA/NYSE Trade Reporting Facility |
Katten |
| Mar 7 2018 |
Recent Legislation Limits Settlement Payment Tax Deductions |
Katten |
| Dec 13 2019 |
CFTC to Hold an Open Commission Meeting on December 18 |
Katten |
| Feb 25 2013 |
Department of Labor (DOL) Issues Guidance for Employee Retirement Income Security Act of 1974 (ERISA) Plans to Engage in Cleared Swaps |
Katten |
| Mar 25 2016 |
SEC Issues New C&DI Relating to Description of Shareholder Proposals on Proxy Cards |
Katten |
| Nov 6 2018 |
The FAA Reauthorization Act of 2018 is Enacted Into Law |
Katten |
| Oct 10 2016 |
Bridging the Week: October 3 to 7 and October 10, 2016 (Strict Liability; EFRPs; Block Trades; Inflated AUM) [VIDEO] |
Katten |
| Mar 16 2018 |
CFTC Seeks Market Risk Advisory Committee Membership Nominations and Public Comment on Committee Priorities |
Katten |
| Nov 18 2018 |
FSB Publishes Final Version of Cyber Lexicon |
Katten |
| Mar 27 2015 |
SEC Proposes to Amend Rule 15b9-1 |
Katten |
