| Sep 18 2015 |
FCA Announces Changes to GABRIEL |
Katten |
| Jun 18 2023 |
United States ex rel. Polansky v. Executive Health Resources, Inc, et al.: Supreme Court Clarifies Standard Under Which Government Can Intervene and Dismiss FCA Actions |
Katten |
| Feb 2 2013 |
HHS Releases Language for Use in Updating Business Associate Agreements |
Katten |
| Nov 3 2013 |
Commodity Futures Trading Commission (CFTC) Seeks Comments on TW SEF Available-to-Trade Certification |
Katten |
| Oct 11 2018 |
SEC Charges Broker-Dealer/Adviser With Inadequate Cybersecurity Procedures |
Katten |
| Sep 25 2015 |
CFTC Issues Guidance on CFTC Requirements for DCOs and the Principles for Financial Market Infrastructures |
Katten |
| Dec 6 2019 |
CFTC December Meetings |
Katten |
| Feb 9 2013 |
SEC Issues Frequently Asked Questions on Exemption from Broker-Dealer Registration Under the Jumpstart Our Business Startups "JOBS" Act |
Katten |
| Nov 9 2013 |
Foreign Listed Stock Index - Futures and Options Approvals |
Katten |
| Mar 13 2015 |
NYSE Amends “Late Filer Rule” |
Katten |
| Oct 2 2015 |
CFTC Extends Relief for Eurex Clearing and US Clearing Members |
Katten |
| May 3 2019 |
CFTC Proposes Amendments to DCO Regulations |
Katten |
| Dec 14 2023 |
A Breath of Fresh Air: CFTC Proposes Voluntary Carbon Credit Market Guidance |
Katten |
| Nov 22 2013 |
Chicago Mercantile Exchange Issues Advisory Notice on Wash Trades |
Katten |
| Sep 30 2016 |
NFA Makes Minor Change to CPO Form PQR and Reminds CPOs and CTAs About Late Fees |
Katten |
| Mar 23 2015 |
SEC Approves ISE Rules on Information Barriers Between Customer and Proprietary Business |
Katten |
| Aug 31 2020 |
Updated Rules and Definitions: SEC News August 31, 2020 |
Katten |
| Dec 19 2023 |
Foreign Listed Stock Index Futures and Options Approvals December 2023 |
Katten |
| Oct 6 2017 |
US Department of Justice Challenges Acquisition Seven Months After Closing |
Katten |
| Apr 17 2020 |
Passenger Airlines and US Treasury Department Reach Agreement on CARES Act Payroll Support Program |
Katten |
| Apr 17 2020 |
CFTC Approves Proposed Rules on Filing Requirements for CPOs and Clearing Requirements for Certain Institutions |
Katten |
| Aug 15 2014 |
Office of the Comptroller of the Currency (OCC) Increases Semiannual Assessment for Larger National Banks and Federal Savings Associations |
Katten |
| Sep 11 2020 |
CFTC Releases Climate Risk Report & Plans Open Commission Meeting |
Katten |
| Aug 25 2014 |
Office of the Comptroller of the Currency (OCC) Issues Merchant Processing Booklet |
Katten |
| Oct 23 2015 |
FDIC Board Votes to Increase DIF to 1.35 Percent of Insured Deposits |
Katten |
| Mar 31 2017 |
CFTC Staff Provides Relief Associated With Swap Trade Confirmations |
Katten |
| Oct 26 2015 |
Bridging the Week: October 19 to 23 and 26, 2015 (Automated Trading Controls; Too Much Regulation; Spoofing; Evasion; Customer Funds Investments) |
Katten |
| Jan 10 2020 |
NFA’s Swaps Proficiency Requirements Become Effective on January 31 |
Katten |
| Apr 3 2017 |
Bridging the Week: March 27 to 31 and April 3, 2017 (Regulation Through Enforcement; Produce Or Be Fined; Spoofing; Undisclosed Mark-Ups) |
Katten |
| Mar 22 2018 |
Blockchain Technology May Enable Tracing in Securities Act Litigation |
Katten |
| Apr 24 2020 |
CFTC Announces “Project Streetlamp” Competition |
Katten |
| Sep 8 2014 |
CME Group Adopts New Disruptive Trading Practices Rule |
Katten |
| Sep 18 2020 |
CFTC Further Extends Certain No-Action Relief to Market Participants in Response to COVID-19 |
Katten |
| Sep 19 2020 |
CFPB Publishes Proposals to Implement Small Business Lending Data Collection Rulemaking |
Katten |
| Mar 25 2013 |
CFTC Grants Relief from Required Clearing for Partial Novation and Partial Termination of Swaps |
Katten |
